Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27901 | Royal Oaks Advisors Llc CRD 170757 | Houston, TX | Private Fund Manager · Boutique (under $100M) | $2.4M | 7 | 1 | 1 | 06/17/2025 | ☆ |
| 27902 | Shehu Asset Management, Llc CRD 311138 | Southbury, CT | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 15 | 1 | 08/01/2024 | ☆ |
| 27903 | Russell Wealth Management, Llc CRD 168987 | Jackson, MS | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 8 | 1 | 06/02/2026 | ☆ |
| 27904 | Liftoff Financial Planning CRD 298978 | Wealth Manager · Boutique (under $100M) | $2.4M | 38 | 47 | 1 | 05/20/2025 | ☆ | |
| 27905 | Union Grove Capital, Llc CRD 339693 | Wealth Manager · Boutique (under $100M) | $2.4M | 3 | 5 | 2 | 07/31/2026 | ☆ | |
| 27906 | Advanced Portfolio Services Llc CRD 314046 | Saint James, NY | Wealth Manager · Boutique (under $100M) | $2.4M | 0 | 8 | 1 | 08/05/2022 | ☆ |
| 27907 | Dornbusch Asset Management CRD 113595 | Wealth Manager · Boutique (under $100M) | $2.4M | 32 | 85 | 1 | 07/23/2025 | ☆ | |
| 27908 | Sterling Advisory Services, Llc CRD 150456 | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 15 | 1 | 03/28/2026 | ☆ | |
| 27909 | Conspecta Capital, Llc CRD 172507 | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 13 | 1 | 03/31/2026 | ☆ | |
| 27910 | Cenador Financial Advisers Llc CRD 171804 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.4M | 12 | 1 | 03/12/2026 | ☆ | |
| 27911 | Tayloe Financial Services, Llc CRD 145172 | Trent Woods, NC | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $2.4M | 7 | 7 | 1 | 06/05/2026 | ☆ |
| 27912 | Lamont Trading Advisors, Inc. CRD 137087 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 1 | 07/23/2026 | ☆ | |
| 27913 | Steven Suib, Inc. CRD 170636 | King Of Prussia, PA | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 16 | 16 | 1 | 02/02/2026 | ☆ |
| 27914 | Legacy Wealth Advisors, Llc CRD 159646 | Tucker, GA | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 8 | 29 | 1 | 03/31/2026 | ☆ |
| 27915 | Fritch, Paul, Edward CRD 308973 | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 11 | 1 | 03/26/2026 | ☆ | |
| 27916 | Canvas Retirement Planning Llc CRD 322475 | Wealth Manager · Boutique (under $100M) | $2.4M | 14 | 1 | 03/25/2026 | ☆ | ||
| 27917 | Gitau Financial Advisors, Llc CRD 169340 | Minnetonka, MN | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 27 | 50 | 1 | 08/03/2026 | ☆ |
| 27918 | Gator Investment Advisors, Llc CRD 322533 | Wealth Manager · Boutique (under $100M) | $2.4M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 27919 | Greenlight Financial Planning, Llc CRD 337793 | Wealth Manager · Boutique (under $100M) | $2.4M | 4 | 1 | 03/08/2026 | ☆ | ||
| 27920 | Msm Advisory, Llc CRD 283032 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 27921 | Q4 Strategic Equity Advisors Inc CRD 146071 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 11 | 1 | 03/30/2026 | ☆ |
| 27922 | Meridian Investing, L.L.C. CRD 150625 | Investment Adviser · Boutique (under $100M) | $2.4M | 6 | 1 | 04/03/2015 | ☆ | ||
| 27923 | Michael Waters Investment Advisers Llc CRD 316400 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $2.4M | 9 | 9 | 0 | 03/19/2025 | ☆ |
| 27924 | Buttonwood Advisors, Llc CRD 152492 | Wealth Manager · Boutique (under $100M) | $2.3M | 32 | 32 | 2 | 01/28/2026 | ☆ | |
| 27925 | Brice Financial Advisors Inc CRD 326528 | Miami, FL | Wealth Manager · Boutique (under $100M) | $2.3M | 23 | 23 | 1 | 08/10/2026 | ☆ |
| 27926 | Elite Investment Advisors, Llc CRD 118389 | Clayton, MO | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 6 | 1 | 06/30/2026 | ☆ |
| 27927 | Peace Within Financial, Llc CRD 333683 | Wealth Manager · Boutique (under $100M) | $2.3M | 0 | 4 | 1 | 03/30/2026 | ☆ | |
| 27928 | Tradewinds Investment Advisors, Llc CRD 123458 | Wealth Manager · Boutique (under $100M) | $2.3M | 8 | 13 | 1 | 02/21/2026 | ☆ | |
| 27929 | Dream Catcher Financial Services, Llc CRD 149765 | Wealth Manager · Boutique (under $100M) | $2.3M | 8 | 8 | 1 | 01/14/2026 | ☆ | |
| 27930 | Fedway Financial Llc CRD 313134 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 19 | 19 | 1 | 03/25/2026 | ☆ |
| 27931 | Dp Grow Llc CRD 308412 | Richmond, VA | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 143 | 14 | 4 | 08/19/2026 | ☆ |
| 27932 | Bridgelane Financial Llc CRD 299091 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $2.3M | 5 | 5 | 1 | 02/17/2026 | ☆ |
| 27933 | Tolland Capital, Llc CRD 327077 | Wealth Manager · Boutique (under $100M) | $2.3M | 18 | 18 | 1 | 03/17/2026 | ☆ | |
| 27934 | Wiara Investment Management, Llc CRD 151324 | Menasha, WI | Wealth Manager · Boutique (under $100M) | $2.3M | 12 | 1 | 03/31/2026 | ☆ | |
| 27935 | Lambent Asset Management, Llc CRD 287661 | Wealth Manager · Boutique (under $100M) | $2.3M | 17 | 15 | 1 | 02/12/2026 | ☆ | |
| 27936 | 401 K And More, Llc CRD 284178 | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 10 | 1 | 05/15/2025 | ☆ | |
| 27937 | Wrightpoint Wealth Llc CRD 337969 | Wealth Manager · Boutique (under $100M) | $2.3M | 0 | 5 | 1 | 03/09/2026 | ☆ | |
| 27938 | Provident Capital Group, L.P. CRD 311334 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 22 | 45 | 1 | 02/22/2026 | ☆ | |
| 27939 | Claritas Advisors, Llc CRD 334055 | Wealth Manager · Boutique (under $100M) | $2.3M | 15 | 2 | 03/16/2026 | ☆ | ||
| 27940 | Stackwell Capital Advisers, Llc CRD 316298 | Boston, MA | Wealth Manager · Boutique (under $100M) | $2.3M | 3,924 | 3,924 | 17 | 03/31/2026 | ☆ |
| 27941 | Sovereign Asset Advisors Llc CRD 311083 | Investment Adviser · Boutique (under $100M) | $2.3M | 6 | 12 | 1 | 03/30/2026 | ☆ | |
| 27942 | Van Hubly Investments Llc CRD 143908 | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 14 | 1 | 03/19/2026 | ☆ | |
| 27943 | Dyad Capital Llc CRD 325741 | Albuquerque, NM | Endowment & Foundation Advisor · Boutique (under $100M) | $2.3M | 15 | 15 | 2 | 02/02/2026 | ☆ |
| 27944 | Attend Wealth Inc. CRD 335194 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $2.3M | 13 | 21 | 1 | 03/31/2026 | ☆ |
| 27945 | Barbara Ann Arndt CRD 139918 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 2 | 2 | 1 | 03/12/2026 | ☆ | |
| 27946 | Confiance Financial Llc CRD 338506 | Wealth Manager · Boutique (under $100M) | $2.3M | 11 | 1 | 02/20/2026 | ☆ | ||
| 27947 | Rampart Wealth Management, Llc CRD 311211 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 10 | 10 | 1 | 03/17/2025 | ☆ | |
| 27948 | Standup Advisors, Llc CRD 286468 | Wealth Manager · Boutique (under $100M) | $2.3M | 13 | 13 | 2 | 03/31/2026 | ☆ | |
| 27949 | Yankee Advisers, Llc CRD 162608 | Private Fund Manager · Boutique (under $100M) | $2.3M | 2 | 2 | 2 | 03/19/2026 | ☆ | |
| 27950 | Co Missions, Llc CRD 289227 | Wealth Manager · Boutique (under $100M) | $2.3M | 17 | 17 | 1 | 04/21/2025 | ☆ |