Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29001 | 21 St Financial Llc CRD 338230 | Grand Forks, ND | Wealth Manager · Boutique (under $100M) | $525K | 23 | 23 | 1 | 04/24/2026 | ☆ |
| 29002 | Streetwise Capital, Llc CRD 301817 | Wealth Manager · Boutique (under $100M) | $525K | 0 | 6 | 1 | 03/24/2026 | ☆ | |
| 29003 | San Antonio Wealth, Llc CRD 324080 | Wealth Manager · Boutique (under $100M) | $523K | 3 | 3 | 2 | 03/31/2025 | ☆ | |
| 29004 | Financial Planning By Design Llc. CRD 328691 | Wealth Manager · Boutique (under $100M) | $519K | 6 | 16 | 1 | 01/08/2026 | ☆ | |
| 29005 | Tangent Financial, Llc CRD 311127 | Wealth Manager · Boutique (under $100M) | $518K | 5 | 5 | 1 | 05/07/2026 | ☆ | |
| 29006 | Kauzer Capital Management, Llc CRD 335715 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $515K | 1 | 1 | 1 | 01/29/2026 | ☆ |
| 29007 | Warner Investments, Llc CRD 288716 | Wealth Manager · Boutique (under $100M) | $513K | 0 | 8 | 1 | 03/26/2026 | ☆ | |
| 29008 | Transformation Wealth Management, Llc CRD 309299 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $512K | 5 | 5 | 1 | 03/19/2026 | ☆ |
| 29009 | Tep Financial Solutions Llc CRD 324653 | Wealth Manager · Boutique (under $100M) | $510K | 5 | 9 | 1 | 03/23/2026 | ☆ | |
| 29010 | Blackbird Finance Llc CRD 313718 | Wealth Manager · Boutique (under $100M) | $507K | 9 | 1 | 03/16/2026 | ☆ | ||
| 29011 | Vake Capital Llc CRD 327729 | Wealth Manager · Boutique (under $100M) | $504K | 12 | 12 | 1 | 03/04/2026 | ☆ | |
| 29012 | Carr Consulting P.A. CRD 129350 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $503K | 13 | 13 | 1 | 07/16/2025 | ☆ |
| 29013 | Advisory Financial Services Llc CRD 110155 | Insurance-Affiliated · Boutique (under $100M) | $500K | 11 | 11 | 1 | 03/26/2025 | ☆ | |
| 29014 | Andrew Arroyo Investments, Llc CRD 152691 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $500K | 1 | 1 | 1 | 01/03/2026 | ☆ |
| 29015 | Basalt Wealth Inc. CRD 333045 | Wealth Manager · Boutique (under $100M) | $500K | 14 | 14 | 2 | 01/04/2026 | ☆ | |
| 29016 | Bluefin Investment Management, Llc CRD 149904 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 1 | 03/16/2026 | ☆ | ||
| 29017 | Bowman Wealth Management, Llc CRD 304718 | Smyrna, GA | Wealth Manager · Boutique (under $100M) | $500K | 2 | 1 | 03/31/2026 | ☆ | |
| 29018 | Brogan Asset Management, Llc CRD 336800 | Wealth Manager · Boutique (under $100M) | $500K | 1 | 2 | 2 | 12/02/2025 | ☆ | |
| 29019 | Couillard Capital Llc CRD 333709 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $500K | 9 | 9 | 1 | 01/21/2026 | ☆ |
| 29020 | Harbor Road Capital Management Llc CRD 161364 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $500K | 1 | 1 | 2 | 06/09/2026 | ☆ |
| 29021 | High Peaks Wealth Management, Llc CRD 334871 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 29022 | Innovator Wealth Advisor, Llc CRD 154130 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $500K | 6 | 6 | 1 | 01/20/2026 | ☆ |
| 29023 | Intentional Funds Llc CRD 322991 | New York, NY | Private Fund Manager · Boutique (under $100M) | $500K | 1 | 1 | 6 | 06/30/2026 | ☆ |
| 29024 | Investa Asset Management Llc CRD 157546 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 2 | 02/24/2026 | ☆ | ||
| 29025 | Maynard, Peter Douglas CRD 130600 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 5 | 1 | 04/02/2019 | ☆ | |
| 29026 | Mfa Global Consulting Group Llc CRD 171944 | Beverly Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $500K | 58 | 58 | 1 | 02/23/2026 | ☆ |
| 29027 | Money Positive Cooperative CRD 218518 | Wealth Manager · Boutique (under $100M) | $500K | 2 | 5 | 07/09/2026 | ☆ | ||
| 29028 | Robin Pinkham Investment Advisory, Llc CRD 150596 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 0 | 10/22/2025 | ☆ | ||
| 29029 | Scundi Investment Management, Llc CRD 149633 | Wealth Manager · Boutique (under $100M) | $500K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29030 | Sop Advisors Llc CRD 327214 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 3 | 1 | 05/12/2026 | ☆ | |
| 29031 | The Tranel Group, Llc CRD 327747 | Libertyville, IL | Insurance-Affiliated · Boutique (under $100M) | $500K | 1 | 5 | 03/25/2026 | ☆ | |
| 29032 | Myers Capital Management, Inc CRD 117119 | Insurance-Affiliated · Boutique (under $100M) | $497K | 110 | 12 | 3 | 01/29/2026 | ☆ | |
| 29033 | Foretich Robert Mccleland CRD 106439 | Wealth Manager · Boutique (under $100M) | $495K | 0 | 1 | 1 | 05/05/2026 | ☆ | |
| 29034 | Growth Equity Management, Inc. CRD 134031 | Wealth Manager · Boutique (under $100M) | $495K | 11 | 11 | 1 | 03/24/2026 | ☆ | |
| 29035 | Middle Road, Llc CRD 311370 | Wealth Manager · Boutique (under $100M) | $492K | 0 | 5 | 1 | 09/17/2025 | ☆ | |
| 29036 | Scionai Llc CRD 305833 | Investment Adviser · Boutique (under $100M) | $491K | 6 | 6 | 1 | 03/29/2026 | ☆ | |
| 29037 | Investable Wealth Management, Inc. CRD 333290 | Wealth Manager · Boutique (under $100M) | $490K | 80 | 80 | 4 | 05/01/2026 | ☆ | |
| 29038 | Nct Advisors Llc CRD 169184 | Wealth Manager · Boutique (under $100M) | $487K | 9 | 9 | 1 | 07/28/2025 | ☆ | |
| 29039 | Oceanair Wealth, Llc CRD 335107 | Wealth Manager · Boutique (under $100M) | $486K | 5 | 16 | 1 | 04/10/2026 | ☆ | |
| 29040 | Mahogany Financial Strategies Llc CRD 335547 | Wealth Manager · Boutique (under $100M) | $486K | 25 | 31 | 1 | 03/23/2026 | ☆ | |
| 29041 | Cv Securities Analysis, Llc CRD 298460 | Wealth Manager · Boutique (under $100M) | $486K | 5 | 5 | 1 | 03/25/2026 | ☆ | |
| 29042 | Millennium Personal Finance, Llc CRD 338275 | Ypsilanti, MI | Insurance-Affiliated · Boutique (under $100M) | $485K | 6 | 13 | 2 | 08/10/2026 | ☆ |
| 29043 | Beyond Borders Investment Strategies, Llc CRD 169513 | Wealth Manager · Boutique (under $100M) | $483K | 4 | 1 | 05/14/2026 | ☆ | ||
| 29044 | Orgallic, Llc CRD 334919 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $482K | 5 | 10 | 1 | 01/08/2026 | ☆ |
| 29045 | Xwealth Llc CRD 335260 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $480K | 6 | 1 | 04/17/2026 | ☆ | |
| 29046 | Trammell Wealth Llc CRD 336817 | Wealth Manager · Boutique (under $100M) | $478K | 9 | 11 | 1 | 06/26/2026 | ☆ | |
| 29047 | Coffman Wealth Advisors, Llc CRD 339269 | Poplar Bluff, MO | Wealth Manager · Boutique (under $100M) | $477K | 10 | 10 | 2 | 03/13/2026 | ☆ |
| 29048 | Legacy Covenant Llc CRD 338041 | Wealth Manager · Boutique (under $100M) | $476K | 6 | 11 | 1 | 01/04/2026 | ☆ | |
| 29049 | Wells Street Advisors, Llc CRD 166700 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $475K | 1 | 2 | 03/21/2025 | ☆ | |
| 29050 | Valley Financial Management, Inc. CRD 105387 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $473K | 124 | 129 | 124 | 02/05/2026 | ☆ |