Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29051 | Acumen Associates Llc CRD 314041 | Wealth Manager · Boutique (under $100M) | $627K | 9 | 14 | 1 | 03/31/2026 | ☆ | |
| 29052 | Mindful Millions Management Pllc CRD 334667 | Wealth Manager · Boutique (under $100M) | $626K | 1 | 4 | 1 | 04/06/2026 | ☆ | |
| 29053 | Fred Maher Miller Jr. CRD 118741 | Wealth Manager · Boutique (under $100M) | $625K | 3 | 3 | 1 | 03/25/2025 | ☆ | |
| 29054 | Forward Horizon Investment L.L.C. CRD 328222 | Wealth Manager · Boutique (under $100M) | $621K | 8 | 8 | 1 | 09/28/2026 | ☆ | |
| 29055 | 21 Peaks Capital Management, Llc CRD 300111 | Private Fund Manager · Boutique (under $100M) | $619K | 1 | 1 | 6 | 02/25/2026 | ☆ | |
| 29056 | Atlantic Financial Asset Management Corp. CRD 159167 | Wealth Manager · Boutique (under $100M) | $615K | 0 | 1 | 2 | 02/25/2026 | ☆ | |
| 29057 | Noonan, Francis Terrence CRD 128736 | Cedar Knolls, NJ | Insurance-Affiliated · Boutique (under $100M) | $610K | 1 | 3 | 01/04/2026 | ☆ | |
| 29058 | Dwt Financial Llc CRD 328377 | Wealth Manager · Boutique (under $100M) | $607K | 13 | 13 | 1 | 03/30/2026 | ☆ | |
| 29059 | Rose Valley Consulting Llc CRD 324598 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $607K | 6 | 6 | 1 | 03/24/2026 | ☆ |
| 29060 | Caster And Company, Inc. CRD 148931 | Warwick, RI | Investment Adviser · Boutique (under $100M) | $600K | 2 | 2 | 1 | 01/15/2026 | ☆ |
| 29061 | Clark, Alyse, Leigh CRD 335261 | Insurance-Affiliated · Boutique (under $100M) | $600K | 3 | 5 | 1 | 01/07/2026 | ☆ | |
| 29062 | Hmp Capital Management, Llc CRD 148850 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $600K | 3 | 1 | 03/20/2026 | ☆ | |
| 29063 | P&P Wealth Management Llc CRD 158469 | Victoria, TX | Insurance-Affiliated · Boutique (under $100M) | $600K | 8 | 8 | 1 | 03/30/2023 | ☆ |
| 29064 | Prosophia Advisors, Llc CRD 328819 | Darien, CT | Wealth Manager · Boutique (under $100M) | $600K | 2 | 2 | 05/28/2026 | ☆ | |
| 29065 | Smith, Karyn CRD 321738 | Normal, IL | Insurance-Affiliated · Boutique (under $100M) | $600K | 2 | 2 | 1 | 03/27/2026 | ☆ |
| 29066 | Hoffman Capital Management, Llc CRD 295499 | Wealth Manager · Boutique (under $100M) | $597K | 7 | 10 | 1 | 04/08/2026 | ☆ | |
| 29067 | Aurea Investments Llc CRD 336580 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $596K | 0 | 6 | 1 | 09/14/2026 | ☆ |
| 29068 | Jd Haggar Financial Llc CRD 329083 | Wealth Manager · Boutique (under $100M) | $595K | 3 | 3 | 1 | 06/05/2026 | ☆ | |
| 29069 | Timberlink Llc CRD 170067 | Johns Creek, GA | Institutional / Pension Advisor · Boutique (under $100M) | $594K | 1 | 2 | 01/16/2026 | ☆ | |
| 29070 | Damian Capital Management, Llc CRD 127105 | Wealth Manager · Boutique (under $100M) | $590K | 15 | 15 | 1 | 01/21/2026 | ☆ | |
| 29071 | Sensible Financial Solutions, Llc CRD 287486 | Kalkaska, MI | Wealth Manager · Boutique (under $100M) | $585K | 3 | 3 | 1 | 01/20/2026 | ☆ |
| 29072 | Throckmorton Advisors, Llc CRD 334589 | Wealth Manager · Boutique (under $100M) | $584K | 1 | 2 | 03/10/2026 | ☆ | ||
| 29073 | Longitude Financial Planning, Llc CRD 330023 | Wealth Manager · Boutique (under $100M) | $582K | 14 | 12 | 1 | 07/22/2026 | ☆ | |
| 29074 | Simaan Investment Management, L.L.C. CRD 289547 | Wealth Manager · Boutique (under $100M) | $582K | 8 | 1 | 03/09/2026 | ☆ | ||
| 29075 | Angel Light Capital Corp. CRD 332254 | Wealth Manager · Boutique (under $100M) | $582K | 2 | 5 | 1 | 01/02/2026 | ☆ | |
| 29076 | Theodore Charles Earle CRD 116672 | Wealth Manager · Boutique (under $100M) | $580K | 1 | 1 | 05/22/2023 | ☆ | ||
| 29077 | Asys Risk Group, Llc CRD 339329 | Insurance-Affiliated · Boutique (under $100M) | $580K | 2 | 2 | 1 | 09/15/2026 | ☆ | |
| 29078 | Budge, David M. CRD 147046 | Wealth Manager · Boutique (under $100M) | $580K | 5 | 7 | 1 | 01/02/2026 | ☆ | |
| 29079 | Third Day Capital, Inc. CRD 148686 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $579K | 4 | 5 | 1 | 03/27/2026 | ☆ |
| 29080 | B.G. Kaserman & Associates L.L.C. CRD 334031 | Wealth Manager · Boutique (under $100M) | $574K | 6 | 2 | 05/13/2026 | ☆ | ||
| 29081 | One Stop Advisor Llc CRD 321998 | Insurance-Affiliated · Boutique (under $100M) | $574K | 9 | 24 | 1 | 03/11/2026 | ☆ | |
| 29082 | Lions Financial Advisory CRD 309032 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $571K | 14 | 19 | 1 | 03/09/2026 | ☆ |
| 29083 | Kelly Investment Management, Llc CRD 322335 | Wealth Manager · Boutique (under $100M) | $571K | 3 | 8 | 1 | 05/06/2026 | ☆ | |
| 29084 | Kubence Llc CRD 336461 | Wealth Manager · Boutique (under $100M) | $570K | 1 | 1 | 2 | 03/31/2026 | ☆ | |
| 29085 | Pivot Capital Management, Llc CRD 334969 | Insurance-Affiliated · Boutique (under $100M) | $569K | 3 | 1 | 04/02/2026 | ☆ | ||
| 29086 | Precision Vector Financial, L.L.C. CRD 321189 | Wealth Manager · Boutique (under $100M) | $569K | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 29087 | Nisonoff & Quadrel Investment Management Llc CRD 328905 | East Brunswick, NJ | Insurance-Affiliated · Boutique (under $100M) | $569K | 9 | 9 | 1 | 03/30/2026 | ☆ |
| 29088 | Chinea Wealth Management Llc CRD 331477 | Guaynabo, PR | Wealth Manager · Boutique (under $100M) | $568K | 2 | 4 | 1 | 09/29/2026 | ☆ |
| 29089 | Boggs Wallace Wealth Partners Llc CRD 305698 | Denton, TX | Wealth Manager · Boutique (under $100M) | $566K | 0 | 2 | 1 | 03/19/2023 | ☆ |
| 29090 | N CRD 332799 | Wealth Manager · Boutique (under $100M) | $562K | 763 | 763 | 15 | 03/31/2026 | ☆ | |
| 29091 | Bent Creek Capital Llc CRD 286241 | Wealth Manager · Boutique (under $100M) | $562K | 2 | 1 | 03/27/2026 | ☆ | ||
| 29092 | Walker Chandriga CRD 333303 | Sebastopol, CA | Wealth Manager · Boutique (under $100M) | $558K | 3 | 2 | 05/26/2026 | ☆ | |
| 29093 | N CRD 317938 | Wealth Manager · Boutique (under $100M) | $557K | 428 | 472 | 6 | 10/03/2025 | ☆ | |
| 29094 | Journey Asset Management Llc CRD 334855 | Wealth Manager · Boutique (under $100M) | $556K | 20 | 63 | 1 | 02/12/2026 | ☆ | |
| 29095 | Eagle Valley Wealth Management Llc CRD 335026 | Wealth Manager · Boutique (under $100M) | $552K | 3 | 8 | 1 | 02/03/2026 | ☆ | |
| 29096 | Dutton Financial Planning, Llc CRD 328563 | Wealth Manager · Boutique (under $100M) | $552K | 3 | 6 | 1 | 08/17/2026 | ☆ | |
| 29097 | Counter. Llc CRD 339041 | Wealth Manager · Boutique (under $100M) | $550K | 6 | 1 | 02/27/2026 | ☆ | ||
| 29098 | Dtcarson Asset Management CRD 285715 | Wealth Manager · Boutique (under $100M) | $550K | 7 | 7 | 1 | 09/15/2026 | ☆ | |
| 29099 | Rogue Russell Investments CRD 333111 | Wealth Manager · Boutique (under $100M) | $550K | 2 | 1 | 03/30/2026 | ☆ | ||
| 29100 | Uisonet Llc CRD 313473 | Wealth Manager · Boutique (under $100M) | $550K | 4 | 5 | 1 | 04/10/2026 | ☆ |