Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29101 | Virtual Tax Planners Llc CRD 323082 | Wealth Manager · Boutique (under $100M) | $407K | 8 | 19 | 1 | 06/05/2026 | ☆ | |
| 29102 | Furrier And Crown Investments, Llc CRD 292064 | Private Fund Manager · Boutique (under $100M) | $403K | 1 | 1 | 1 | 02/09/2026 | ☆ | |
| 29103 | Focus Advisory, Ltd. CRD 336259 | Wealth Manager · Boutique (under $100M) | $402K | 1 | 2 | 03/30/2026 | ☆ | ||
| 29104 | Texas Assured Financial Planning Llc CRD 335988 | Wealth Manager · Boutique (under $100M) | $401K | 2 | 2 | 1 | 02/06/2026 | ☆ | |
| 29105 | Falcone Investments Llc CRD 325587 | Pennington, NJ | Private Fund Manager · Boutique (under $100M) | $400K | 1 | 1 | 1 | 03/02/2026 | ☆ |
| 29106 | Fusion Advisor CRD 125488 | Sheridan, WY | Insurance-Affiliated · Boutique (under $100M) | $400K | 2 | 1 | 12/21/2025 | ☆ | |
| 29107 | Magnolia Capital Asset Management Llc CRD 323624 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 1 | 01/28/2026 | ☆ |
| 29108 | Motta Wealth Management Llc CRD 329970 | Wealth Manager · Boutique (under $100M) | $400K | 8 | 20 | 1 | 01/29/2026 | ☆ | |
| 29109 | Navesink Advisors Llc CRD 117456 | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 2 | 03/28/2025 | ☆ | |
| 29110 | Stone Fox Capital Advisors, Llc CRD 156113 | Wealth Manager · Boutique (under $100M) | $400K | 10 | 10 | 1 | 03/31/2026 | ☆ | |
| 29111 | Whn Investor Services, Inc. CRD 10046 | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 08/05/2026 | ☆ | ||
| 29112 | Pine Ridge Wealth Llc CRD 327881 | Wealth Manager · Boutique (under $100M) | $399K | 3 | 5 | 1 | 02/06/2026 | ☆ | |
| 29113 | Salinas Asset Management, Llc CRD 331141 | Texas City, TX | Wealth Manager · Boutique (under $100M) | $399K | 7 | 7 | 1 | 01/22/2026 | ☆ |
| 29114 | Squam Lakes Investment Management, Llc CRD 301184 | Wealth Manager · Boutique (under $100M) | $398K | 9 | 24 | 1 | 04/30/2026 | ☆ | |
| 29115 | Investream Advisory CRD 324008 | Wealth Manager · Boutique (under $100M) | $398K | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 29116 | Heartworth Financial Llc CRD 332065 | St Louis Park, MN | Wealth Manager · Boutique (under $100M) | $396K | 5 | 5 | 1 | 04/01/2026 | ☆ |
| 29117 | Greenerbucks CRD 324622 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $396K | 2 | 2 | 2 | 06/09/2026 | ☆ |
| 29118 | Trigofi Llc CRD 315922 | Emeryville, CA | Wealth Manager · Boutique (under $100M) | $395K | 7 | 1 | 03/27/2026 | ☆ | |
| 29119 | Gaylord Wealth Management, Llc CRD 168702 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $395K | 0 | 3 | 1 | 01/05/2026 | ☆ |
| 29120 | Apiis Wealth Management Corp. CRD 335241 | Buena Park, CA | Institutional / Pension Advisor · Boutique (under $100M) | $393K | 2 | 2 | 2 | 03/23/2026 | ☆ |
| 29121 | Opulent Strategies, Llc CRD 126837 | Wealth Manager · Boutique (under $100M) | $392K | 18 | 21 | 1 | 03/27/2026 | ☆ | |
| 29122 | Trove Investment Advisors Llc CRD 306904 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $388K | 34 | 34 | 1 | 06/01/2026 | ☆ |
| 29123 | Milieu Personal Finance Llc CRD 331723 | Wealth Manager · Boutique (under $100M) | $387K | 2 | 1 | 03/25/2026 | ☆ | ||
| 29124 | Colemma Asset Management Llc CRD 326834 | Wealth Manager · Boutique (under $100M) | $387K | 4 | 4 | 1 | 01/27/2026 | ☆ | |
| 29125 | Compounding Gems Advisors, Llc CRD 327351 | Private Fund Manager · Boutique (under $100M) | $381K | 1 | 1 | 2 | 03/02/2026 | ☆ | |
| 29126 | Brodie Wealth Management Llc CRD 337256 | Cary, NC | Insurance-Affiliated · Boutique (under $100M) | $379K | 6 | 7 | 1 | 01/02/2026 | ☆ |
| 29127 | Legacy Advisory Group, Inc. CRD 131895 | Hermitage, PA | Insurance-Affiliated · Boutique (under $100M) | $377K | 3 | 3 | 05/28/2026 | ☆ | |
| 29128 | New Green Capital Llc CRD 281784 | Wealth Manager · Boutique (under $100M) | $375K | 2 | 2 | 1 | 03/05/2024 | ☆ | |
| 29129 | Ctf Financial Services, Inc. CRD 142217 | Ocala, FL | Wealth Manager · Boutique (under $100M) | $373K | 7 | 7 | 1 | 03/30/2026 | ☆ |
| 29130 | Nvest Wise, Llc CRD 145063 | Insurance-Affiliated · Boutique (under $100M) | $371K | 6 | 9 | 1 | 05/18/2026 | ☆ | |
| 29131 | Gramel Capital Management Llc CRD 147114 | Insurance-Affiliated · Boutique (under $100M) | $364K | 5 | 5 | 1 | 03/19/2026 | ☆ | |
| 29132 | Inversso, Llc CRD 298821 | Wealth Manager · Boutique (under $100M) | $363K | 66 | 66 | 1 | 02/02/2026 | ☆ | |
| 29133 | Ludus Capital, Llc CRD 331753 | Wealth Manager · Boutique (under $100M) | $360K | 6 | 6 | 1 | 03/27/2025 | ☆ | |
| 29134 | Brick Street Financial, Llc CRD 316781 | Clinton, MS | Wealth Manager · Boutique (under $100M) | $359K | 4 | 3 | 03/05/2026 | ☆ | |
| 29135 | New York Las Vegas, Inc. CRD 134164 | Wealth Manager · Boutique (under $100M) | $356K | 0 | 2 | 0 | 01/05/2026 | ☆ | |
| 29136 | New Day Wealth Management, Llc CRD 327224 | Russellville, AR | Wealth Manager · Boutique (under $100M) | $355K | 8 | 8 | 2 | 02/18/2026 | ☆ |
| 29137 | Ventum Advisors Corp. CRD 299365 | Toronto | Wealth Manager · Boutique (under $100M) | $355K | 0 | 2 | 7 | 06/25/2026 | ☆ |
| 29138 | Openvest Access Llc CRD 328152 | Aventura, FL | Wealth Manager · Boutique (under $100M) | $353K | 139 | 139 | 2 | 06/29/2026 | ☆ |
| 29139 | Holland Capital Advisors, Llc CRD 336204 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $353K | 5 | 1 | 01/09/2026 | ☆ | |
| 29140 | Achilles Wealth Management, Llc CRD 308169 | Wealth Manager · Boutique (under $100M) | $353K | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 29141 | Magna Vis Capital Llc CRD 328173 | Gainesville, FL | Investment Adviser · Boutique (under $100M) | $353K | 5 | 5 | 1 | 02/17/2026 | ☆ |
| 29142 | Covenant Financial Planning And Resource Management, Inc. CRD 165873 | Wealth Manager · Boutique (under $100M) | $353K | 1 | 1 | 03/09/2026 | ☆ | ||
| 29143 | Eee Financial Llc CRD 282659 | Wealth Manager · Boutique (under $100M) | $351K | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 29144 | Intelligent Worth, Llc CRD 289187 | Wealth Manager · Boutique (under $100M) | $351K | 3 | 1 | 03/26/2026 | ☆ | ||
| 29145 | Mount Ararat Financial Services Llc CRD 331136 | Wealth Manager · Boutique (under $100M) | $351K | 2 | 8 | 1 | 06/17/2026 | ☆ | |
| 29146 | Firefly Wealth Management, Llc CRD 331225 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $350K | 2 | 5 | 1 | 07/22/2026 | ☆ |
| 29147 | Foresight Financial Advisory Llc CRD 307338 | Wealth Manager · Boutique (under $100M) | $350K | 0 | 1 | 1 | 06/07/2024 | ☆ | |
| 29148 | Onethirty Capital, Llc CRD 339848 | Private Fund Manager · Boutique (under $100M) | $350K | 1 | 1 | 1 | 02/04/2026 | ☆ | |
| 29149 | Quantaraxia Llc CRD 308478 | Wealth Manager · Boutique (under $100M) | $350K | 1 | 5 | 1 | 02/16/2026 | ☆ | |
| 29150 | Seth Heine Llc CRD 326952 | Insurance-Affiliated · Boutique (under $100M) | $350K | 2 | 2 | 1 | 08/01/2025 | ☆ |