Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29101 | Wj Consulting Llc CRD 335699 | Wealth Manager · Boutique (under $100M) | $545K | 5 | 8 | 1 | 01/07/2026 | ☆ | |
| 29102 | Row Your Own Boat Llc CRD 291886 | Wealth Manager · Boutique (under $100M) | $544K | 0 | 5 | 1 | 05/08/2026 | ☆ | |
| 29103 | Invasor Capital Management, Llc CRD 171019 | Scottsdale, AZ | Private Fund Manager · Boutique (under $100M) | $543K | 1 | 1 | 1 | 03/13/2026 | ☆ |
| 29104 | Steven Toomey Enterprises, Llc CRD 332974 | Wealth Manager · Boutique (under $100M) | $541K | 3 | 8 | 1 | 03/19/2026 | ☆ | |
| 29105 | Stepping Stone Advisors, Llc CRD 300868 | Wealth Manager · Boutique (under $100M) | $541K | 9 | 9 | 1 | 01/21/2026 | ☆ | |
| 29106 | Premium Alpha Capital, Llc CRD 338140 | Wealth Manager · Boutique (under $100M) | $540K | 2 | 2 | 1 | 04/23/2026 | ☆ | |
| 29107 | W.H. Lewis Financial, Llc. CRD 282122 | Wealth Manager · Boutique (under $100M) | $540K | 7 | 7 | 1 | 09/30/2022 | ☆ | |
| 29108 | Advanced Math Investing Inc CRD 165593 | Wealth Manager · Boutique (under $100M) | $539K | 6 | 9 | 1 | 09/07/2026 | ☆ | |
| 29109 | Vidal, Michael Anthony Dba Select Investment Services CRD 331739 | Santa Barbara, CA | Insurance-Affiliated · Boutique (under $100M) | $539K | 8 | 8 | 1 | 03/12/2026 | ☆ |
| 29110 | Cv Securities Analysis, Llc CRD 298460 | Wealth Manager · Boutique (under $100M) | $537K | 5 | 5 | 1 | 08/27/2026 | ☆ | |
| 29111 | Npw Inc. CRD 310288 | Oakville, Ontario | Wealth Manager · Boutique (under $100M) | $536K | 2 | 5 | 03/31/2026 | ☆ | |
| 29112 | Corollary Capital Llc CRD 158521 | Wealth Manager · Boutique (under $100M) | $534K | 2 | 4 | 1 | 07/28/2026 | ☆ | |
| 29113 | Physicians' Financial L.C. CRD 159109 | Insurance-Affiliated · Boutique (under $100M) | $530K | 18 | 18 | 1 | 02/26/2025 | ☆ | |
| 29114 | Turtle Creek Wealthcare, Inc. CRD 142312 | Wealth Manager · Boutique (under $100M) | $530K | 77 | 1 | 1 | 03/13/2026 | ☆ | |
| 29115 | Dennis, Brian Keith CRD 325735 | Calabasas, CA | Insurance-Affiliated · Boutique (under $100M) | $529K | 0 | 1 | 1 | 01/16/2026 | ☆ |
| 29116 | Stars & Stripes Financial Advisors, Llc CRD 317606 | Wealth Manager · Boutique (under $100M) | $529K | 20 | 18 | 1 | 02/23/2026 | ☆ | |
| 29117 | Herrick Portfolio Management Co. CRD 145095 | Wealth Manager · Boutique (under $100M) | $528K | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 29118 | Eden Family Wealth Group, Llc CRD 337370 | Wealth Manager · Boutique (under $100M) | $528K | 4 | 1 | 05/28/2026 | ☆ | ||
| 29119 | Bone Financial Llc CRD 328358 | Bloomfield Hills, MI | Wealth Manager · Boutique (under $100M) | $527K | 0 | 9 | 1 | 03/31/2026 | ☆ |
| 29120 | Salt & Light Financial Management L.L.C. CRD 318996 | Wealth Manager · Boutique (under $100M) | $527K | 1 | 1 | 1 | 05/12/2026 | ☆ | |
| 29121 | Tip Top Llc CRD 309812 | Insurance-Affiliated · Boutique (under $100M) | $526K | 12 | 12 | 0 | 01/03/2024 | ☆ | |
| 29122 | 21 St Financial Llc CRD 338230 | Grand Forks, ND | Wealth Manager · Boutique (under $100M) | $525K | 23 | 23 | 1 | 04/24/2026 | ☆ |
| 29123 | Streetwise Capital, Llc CRD 301817 | Wealth Manager · Boutique (under $100M) | $525K | 0 | 6 | 1 | 03/24/2026 | ☆ | |
| 29124 | San Antonio Wealth, Llc CRD 324080 | Wealth Manager · Boutique (under $100M) | $523K | 3 | 3 | 2 | 03/31/2025 | ☆ | |
| 29125 | Financial Planning By Design Llc. CRD 328691 | Wealth Manager · Boutique (under $100M) | $519K | 6 | 16 | 1 | 01/08/2026 | ☆ | |
| 29126 | Tangent Financial, Llc CRD 311127 | Wealth Manager · Boutique (under $100M) | $518K | 5 | 5 | 1 | 05/07/2026 | ☆ | |
| 29127 | Kauzer Capital Management, Llc CRD 335715 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $515K | 1 | 1 | 1 | 01/29/2026 | ☆ |
| 29128 | Warner Investments, Llc CRD 288716 | Wealth Manager · Boutique (under $100M) | $513K | 0 | 8 | 1 | 03/26/2026 | ☆ | |
| 29129 | Transformation Wealth Management, Llc CRD 309299 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $512K | 5 | 5 | 1 | 03/19/2026 | ☆ |
| 29130 | Tep Financial Solutions Llc CRD 324653 | Wealth Manager · Boutique (under $100M) | $510K | 5 | 9 | 1 | 03/23/2026 | ☆ | |
| 29131 | Blackbird Finance Llc CRD 313718 | Wealth Manager · Boutique (under $100M) | $507K | 9 | 1 | 09/15/2026 | ☆ | ||
| 29132 | Vake Capital Llc CRD 327729 | Wealth Manager · Boutique (under $100M) | $504K | 12 | 12 | 1 | 03/04/2026 | ☆ | |
| 29133 | Carr Consulting P.A. CRD 129350 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $503K | 13 | 13 | 1 | 07/16/2025 | ☆ |
| 29134 | Advisory Financial Services Llc CRD 110155 | Insurance-Affiliated · Boutique (under $100M) | $500K | 11 | 11 | 1 | 03/26/2025 | ☆ | |
| 29135 | Andrew Arroyo Investments, Llc CRD 152691 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $500K | 1 | 1 | 1 | 01/03/2026 | ☆ |
| 29136 | Basalt Wealth Inc. CRD 333045 | Wealth Manager · Boutique (under $100M) | $500K | 14 | 14 | 2 | 01/04/2026 | ☆ | |
| 29137 | Bluefin Investment Management, Llc CRD 149904 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 1 | 03/16/2026 | ☆ | ||
| 29138 | Bowman Wealth Management, Llc CRD 304718 | Smyrna, GA | Wealth Manager · Boutique (under $100M) | $500K | 2 | 1 | 03/31/2026 | ☆ | |
| 29139 | Brogan Asset Management, Llc CRD 336800 | Wealth Manager · Boutique (under $100M) | $500K | 1 | 2 | 2 | 12/02/2025 | ☆ | |
| 29140 | Couillard Capital Llc CRD 333709 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $500K | 9 | 9 | 1 | 01/21/2026 | ☆ |
| 29141 | Harbor Road Capital Management Llc CRD 161364 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $500K | 1 | 1 | 2 | 06/09/2026 | ☆ |
| 29142 | High Peaks Wealth Management, Llc CRD 334871 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 29143 | Innovator Wealth Advisor, Llc CRD 154130 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $500K | 6 | 6 | 1 | 09/14/2026 | ☆ |
| 29144 | Intentional Funds Llc CRD 322991 | New York, NY | Private Fund Manager · Boutique (under $100M) | $500K | 1 | 1 | 6 | 06/30/2026 | ☆ |
| 29145 | Investa Asset Management Llc CRD 157546 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 2 | 02/24/2026 | ☆ | ||
| 29146 | Maynard, Peter Douglas CRD 130600 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 5 | 1 | 04/02/2019 | ☆ | |
| 29147 | Mfa Global Consulting Group Llc CRD 171944 | Beverly Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $500K | 58 | 58 | 1 | 02/23/2026 | ☆ |
| 29148 | Money Positive Cooperative CRD 218518 | Wealth Manager · Boutique (under $100M) | $500K | 2 | 5 | 07/09/2026 | ☆ | ||
| 29149 | Obsidian Wisdom Llc CRD 310666 | Wealth Manager · Boutique (under $100M) | $500K | 22 | 22 | 1 | 09/05/2026 | ☆ | |
| 29150 | Robin Pinkham Investment Advisory, Llc CRD 150596 | Wealth Manager · Boutique (under $100M) | $500K | 5 | 0 | 10/22/2025 | ☆ |