Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29151 | Scundi Investment Management, Llc CRD 149633 | Wealth Manager · Boutique (under $100M) | $500K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29152 | Sop Advisors Llc CRD 327214 | Wealth Manager · Boutique (under $100M) | $500K | 3 | 3 | 1 | 05/12/2026 | ☆ | |
| 29153 | The Tranel Group, Llc CRD 327747 | Libertyville, IL | Insurance-Affiliated · Boutique (under $100M) | $500K | 1 | 5 | 03/25/2026 | ☆ | |
| 29154 | Myers Capital Management, Inc CRD 117119 | Insurance-Affiliated · Boutique (under $100M) | $497K | 110 | 12 | 3 | 01/29/2026 | ☆ | |
| 29155 | Foretich Robert Mccleland CRD 106439 | Wealth Manager · Boutique (under $100M) | $495K | 0 | 1 | 1 | 05/05/2026 | ☆ | |
| 29156 | Growth Equity Management, Inc. CRD 134031 | Wealth Manager · Boutique (under $100M) | $495K | 11 | 11 | 1 | 03/24/2026 | ☆ | |
| 29157 | Middle Road, Llc CRD 311370 | Wealth Manager · Boutique (under $100M) | $492K | 0 | 5 | 1 | 09/17/2025 | ☆ | |
| 29158 | Scionai Llc CRD 305833 | Investment Adviser · Boutique (under $100M) | $491K | 6 | 6 | 1 | 03/29/2026 | ☆ | |
| 29159 | Investable Wealth Management, Inc. CRD 333290 | Wealth Manager · Boutique (under $100M) | $490K | 80 | 80 | 4 | 05/01/2026 | ☆ | |
| 29160 | Nct Advisors Llc CRD 169184 | Wealth Manager · Boutique (under $100M) | $487K | 9 | 9 | 1 | 07/28/2025 | ☆ | |
| 29161 | Oceanair Wealth, Llc CRD 335107 | Wealth Manager · Boutique (under $100M) | $486K | 5 | 16 | 1 | 04/10/2026 | ☆ | |
| 29162 | Mahogany Financial Strategies Llc CRD 335547 | Wealth Manager · Boutique (under $100M) | $486K | 25 | 31 | 1 | 03/23/2026 | ☆ | |
| 29163 | Millennium Personal Finance, Llc CRD 338275 | Ypsilanti, MI | Insurance-Affiliated · Boutique (under $100M) | $485K | 6 | 13 | 2 | 08/26/2026 | ☆ |
| 29164 | Beyond Borders Investment Strategies, Llc CRD 169513 | Wealth Manager · Boutique (under $100M) | $483K | 4 | 1 | 05/14/2026 | ☆ | ||
| 29165 | Orgallic, Llc CRD 334919 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $482K | 5 | 10 | 1 | 01/08/2026 | ☆ |
| 29166 | Xwealth Llc CRD 335260 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $480K | 6 | 1 | 04/17/2026 | ☆ | |
| 29167 | Trammell Wealth Llc CRD 336817 | Wealth Manager · Boutique (under $100M) | $478K | 9 | 11 | 1 | 06/26/2026 | ☆ | |
| 29168 | Coffman Wealth Advisors, Llc CRD 339269 | Poplar Bluff, MO | Wealth Manager · Boutique (under $100M) | $477K | 10 | 10 | 2 | 03/13/2026 | ☆ |
| 29169 | Legacy Covenant Llc CRD 338041 | Wealth Manager · Boutique (under $100M) | $476K | 6 | 11 | 1 | 01/04/2026 | ☆ | |
| 29170 | Wells Street Advisors, Llc CRD 166700 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $475K | 1 | 2 | 03/21/2025 | ☆ | |
| 29171 | Valley Financial Management, Inc. CRD 105387 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $473K | 124 | 129 | 124 | 02/05/2026 | ☆ |
| 29172 | Cedar Grove Capital Management Llc CRD 339243 | Wealth Manager · Boutique (under $100M) | $472K | 5 | 5 | 1 | 08/04/2026 | ☆ | |
| 29173 | Avant Garde Capital, Llc CRD 154529 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $472K | 11 | 11 | 3 | 06/08/2026 | ☆ |
| 29174 | Park 10 Financial Llc CRD 226717 | Houston, TX | Wealth Manager · Boutique (under $100M) | $468K | 5 | 6 | 1 | 03/27/2025 | ☆ |
| 29175 | Agentech Equities, Llc CRD 338997 | Wealth Manager · Boutique (under $100M) | $466K | 2 | 3 | 1 | 03/27/2026 | ☆ | |
| 29176 | Mcj Capital Partners Llc CRD 310067 | Wealth Manager · Boutique (under $100M) | $465K | 7 | 1 | 02/20/2026 | ☆ | ||
| 29177 | Yackee Potempa Smalley Llc CRD 331073 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $463K | 5 | 6 | 2 | 02/18/2026 | ☆ |
| 29178 | Reeves Iii, Jarvis M. CRD 307264 | Arcadia, CA | Insurance-Affiliated · Boutique (under $100M) | $462K | 5 | 5 | 1 | 06/15/2026 | ☆ |
| 29179 | Gbs Wealth Management, Llc CRD 335904 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $462K | 1 | 2 | 1 | 02/13/2026 | ☆ |
| 29180 | Valuefirst Planning Llc CRD 337921 | Wealth Manager · Boutique (under $100M) | $460K | 5 | 5 | 1 | 02/03/2026 | ☆ | |
| 29181 | Ortman Finances, Llc CRD 331714 | Wealth Manager · Boutique (under $100M) | $459K | 24 | 29 | 1 | 03/11/2026 | ☆ | |
| 29182 | Hhl Wealth Advisors Inc. CRD 327649 | Flushing, NY | Wealth Manager · Boutique (under $100M) | $459K | 26 | 26 | 2 | 05/11/2026 | ☆ |
| 29183 | Tonjes Finance Llc CRD 338154 | Findlay, OH | Wealth Manager · Boutique (under $100M) | $457K | 7 | 2 | 05/15/2026 | ☆ | |
| 29184 | Zihuitrading Llc CRD 160831 | Wealth Manager · Boutique (under $100M) | $455K | 4 | 4 | 1 | 03/28/2025 | ☆ | |
| 29185 | Kempthorne Analytics, Inc CRD 142754 | Wealth Manager · Boutique (under $100M) | $452K | 3 | 1 | 02/01/2026 | ☆ | ||
| 29186 | Vox Financial Planning Llc CRD 313203 | Wealth Manager · Boutique (under $100M) | $452K | 6 | 11 | 1 | 03/05/2026 | ☆ | |
| 29187 | Aviles Capital Management Llc CRD 174244 | Wealth Manager · Boutique (under $100M) | $451K | 11 | 18 | 1 | 02/10/2026 | ☆ | |
| 29188 | Adaptive Advisers, Llc CRD 318716 | Boston, MA | Wealth Manager · Boutique (under $100M) | $450K | 2 | 2 | 3 | 02/07/2026 | ☆ |
| 29189 | First Security Capital, Llc CRD 289728 | Insurance-Affiliated · Boutique (under $100M) | $450K | 3 | 1 | 06/05/2025 | ☆ | ||
| 29190 | Garrett Investment Advisory Services, Llc CRD 287555 | Insurance-Affiliated · Boutique (under $100M) | $450K | 3 | 0 | 09/22/2025 | ☆ | ||
| 29191 | Predmore Advisors Llc CRD 317215 | Rochester Hills, MI | Wealth Manager · Boutique (under $100M) | $450K | 1 | 1 | 12/19/2025 | ☆ | |
| 29192 | Qtr Capital Management Llc CRD 309906 | Wealth Manager · Boutique (under $100M) | $450K | 7 | 7 | 1 | 07/27/2026 | ☆ | |
| 29193 | Hyvorian Financial Llc CRD 339194 | Garland, TX | Wealth Manager · Boutique (under $100M) | $448K | 10 | 10 | 1 | 07/06/2026 | ☆ |
| 29194 | Bell Financial Planning, Llc CRD 309065 | Wealth Manager · Boutique (under $100M) | $447K | 12 | 1 | 01/26/2023 | ☆ | ||
| 29195 | Parker Prescott Capital Management, Llc CRD 290862 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $447K | 3 | 7 | 1 | 01/14/2026 | ☆ |
| 29196 | Storybook Financial Llc CRD 305117 | Wealth Manager · Boutique (under $100M) | $444K | 19 | 20 | 1 | 04/20/2023 | ☆ | |
| 29197 | Impactful Business Solutions, Llc CRD 306976 | Insurance-Affiliated · Boutique (under $100M) | $443K | 20 | 20 | 1 | 04/01/2026 | ☆ | |
| 29198 | Liquidifi Llc CRD 323922 | Wealth Manager · Boutique (under $100M) | $442K | 10 | 7 | 1 | 03/02/2026 | ☆ | |
| 29199 | Global Investment Capital Llc CRD 316134 | West Hills, CA | Wealth Manager · Boutique (under $100M) | $441K | 16 | 16 | 1 | 03/19/2026 | ☆ |
| 29200 | Sa Financial Solutions, Llc CRD 157790 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $438K | 3 | 3 | 2 | 02/24/2026 | ☆ |