Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29201 | Live And Give Financial Llc CRD 328352 | Wealth Manager · Boutique (under $100M) | $438K | 20 | 10 | 1 | 03/31/2026 | ☆ | |
| 29202 | Financial Engineering Llc CRD 308314 | Insurance-Affiliated · Boutique (under $100M) | $437K | 4 | 7 | 1 | 03/30/2026 | ☆ | |
| 29203 | Jazurek & Co Llc CRD 289938 | Ridgewood, NY | Wealth Manager · Boutique (under $100M) | $436K | 27 | 27 | 1 | 03/30/2026 | ☆ |
| 29204 | Lloyd Tevis Investments, Llc CRD 323061 | Lafayette, CA | Wealth Manager · Boutique (under $100M) | $435K | 12 | 12 | 4 | 03/06/2026 | ☆ |
| 29205 | Pinnacle Advisors Llc CRD 107275 | East Syracuse, NY | Private Fund Manager · Boutique (under $100M) | $433K | 2 | 1 | 2 | 03/26/2026 | ☆ |
| 29206 | Tresco Financial, Llc CRD 291722 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $432K | 6 | 7 | 1 | 04/07/2026 | ☆ |
| 29207 | Sound Investment Advice, Llc CRD 311872 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $429K | 8 | 8 | 1 | 02/02/2026 | ☆ |
| 29208 | Panther Asset Management, Inc. CRD 126868 | Wealth Manager · Boutique (under $100M) | $425K | 8 | 8 | 1 | 05/14/2026 | ☆ | |
| 29209 | Tennext Llc CRD 337549 | Wealth Manager · Boutique (under $100M) | $424K | 0 | 11 | 1 | 03/27/2026 | ☆ | |
| 29210 | Landcasted Capital Management Llc CRD 333803 | Waconia, MN | Wealth Manager · Boutique (under $100M) | $423K | 1 | 9 | 1 | 03/31/2026 | ☆ |
| 29211 | Comus Investment, Llc CRD 285941 | Wealth Manager · Boutique (under $100M) | $420K | 4 | 1 | 04/10/2026 | ☆ | ||
| 29212 | Erlang101 Capital Management Llc CRD 172532 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $420K | 3 | 1 | 1 | 01/15/2026 | ☆ |
| 29213 | In Christ Asset Management, Llc CRD 333883 | Plano, TX | Wealth Manager · Boutique (under $100M) | $420K | 6 | 23 | 1 | 06/22/2026 | ☆ |
| 29214 | Propolis Capital Management, Llc CRD 135574 | Steamboat Springs, CO | Private Fund Manager · Boutique (under $100M) | $416K | 1 | 1 | 2 | 03/20/2026 | ☆ |
| 29215 | Xd Fund Advisor Llc CRD 328236 | East Longmeadow, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $415K | 1 | 1 | 2 | 08/24/2026 | ☆ |
| 29216 | Abundant Capital Strategies Llc CRD 283712 | Wealth Manager · Boutique (under $100M) | $415K | 7 | 9 | 1 | 03/20/2026 | ☆ | |
| 29217 | Bush Capital Management, Llc CRD 297742 | Wealth Manager · Boutique (under $100M) | $413K | 2 | 4 | 1 | 03/30/2024 | ☆ | |
| 29218 | Nine Gems Investment Management CRD 311148 | Wealth Manager · Boutique (under $100M) | $411K | 2 | 1 | 06/01/2026 | ☆ | ||
| 29219 | Arkhe Wealth Management Llc CRD 337491 | Miami, FL | Wealth Manager · Boutique (under $100M) | $410K | 11 | 12 | 1 | 01/13/2026 | ☆ |
| 29220 | Paladin Wealth Management, Llc CRD 324427 | Wealth Manager · Boutique (under $100M) | $410K | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 29221 | Fountaindale, Llc CRD 326054 | Endowment & Foundation Advisor · Boutique (under $100M) | $408K | 10 | 13 | 2 | 03/30/2026 | ☆ | |
| 29222 | Virtual Tax Planners Llc CRD 323082 | Wealth Manager · Boutique (under $100M) | $407K | 8 | 19 | 1 | 06/05/2026 | ☆ | |
| 29223 | Furrier And Crown Investments, Llc CRD 292064 | Private Fund Manager · Boutique (under $100M) | $403K | 1 | 1 | 1 | 02/09/2026 | ☆ | |
| 29224 | Focus Advisory, Ltd. CRD 336259 | Wealth Manager · Boutique (under $100M) | $402K | 1 | 2 | 03/30/2026 | ☆ | ||
| 29225 | Texas Assured Financial Planning Llc CRD 335988 | Wealth Manager · Boutique (under $100M) | $401K | 2 | 2 | 1 | 02/06/2026 | ☆ | |
| 29226 | Falcone Investments Llc CRD 325587 | Pennington, NJ | Private Fund Manager · Boutique (under $100M) | $400K | 1 | 1 | 1 | 03/02/2026 | ☆ |
| 29227 | Fusion Advisor CRD 125488 | Sheridan, WY | Insurance-Affiliated · Boutique (under $100M) | $400K | 2 | 1 | 12/21/2025 | ☆ | |
| 29228 | Magnolia Capital Asset Management Llc CRD 323624 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 1 | 01/28/2026 | ☆ |
| 29229 | Motta Wealth Management Llc CRD 329970 | Wealth Manager · Boutique (under $100M) | $400K | 8 | 20 | 1 | 01/29/2026 | ☆ | |
| 29230 | Navesink Advisors Llc CRD 117456 | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 2 | 03/28/2025 | ☆ | |
| 29231 | Stone Fox Capital Advisors, Llc CRD 156113 | Wealth Manager · Boutique (under $100M) | $400K | 10 | 10 | 1 | 03/31/2026 | ☆ | |
| 29232 | Whn Investor Services, Inc. CRD 10046 | Wealth Manager · Boutique (under $100M) | $400K | 1 | 1 | 08/05/2026 | ☆ | ||
| 29233 | Pine Ridge Wealth Llc CRD 327881 | Wealth Manager · Boutique (under $100M) | $399K | 3 | 5 | 1 | 02/06/2026 | ☆ | |
| 29234 | Squam Lakes Investment Management, Llc CRD 301184 | Wealth Manager · Boutique (under $100M) | $398K | 9 | 24 | 1 | 04/30/2026 | ☆ | |
| 29235 | Investream Advisory CRD 324008 | Wealth Manager · Boutique (under $100M) | $398K | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 29236 | Heartworth Financial Llc CRD 332065 | St Louis Park, MN | Wealth Manager · Boutique (under $100M) | $396K | 5 | 5 | 1 | 04/01/2026 | ☆ |
| 29237 | Greenerbucks CRD 324622 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $396K | 2 | 2 | 2 | 06/09/2026 | ☆ |
| 29238 | Trigofi Llc CRD 315922 | Emeryville, CA | Wealth Manager · Boutique (under $100M) | $395K | 7 | 1 | 03/27/2026 | ☆ | |
| 29239 | Gaylord Wealth Management, Llc CRD 168702 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $395K | 0 | 3 | 1 | 01/05/2026 | ☆ |
| 29240 | Apiis Wealth Management Corp. CRD 335241 | Buena Park, CA | Institutional / Pension Advisor · Boutique (under $100M) | $393K | 2 | 2 | 2 | 03/23/2026 | ☆ |
| 29241 | Opulent Strategies, Llc CRD 126837 | Wealth Manager · Boutique (under $100M) | $392K | 18 | 21 | 1 | 03/27/2026 | ☆ | |
| 29242 | Trove Investment Advisors Llc CRD 306904 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $388K | 34 | 34 | 1 | 06/01/2026 | ☆ |
| 29243 | Milieu Personal Finance Llc CRD 331723 | Wealth Manager · Boutique (under $100M) | $387K | 2 | 1 | 03/25/2026 | ☆ | ||
| 29244 | Colemma Asset Management Llc CRD 326834 | Wealth Manager · Boutique (under $100M) | $387K | 4 | 4 | 1 | 01/27/2026 | ☆ | |
| 29245 | Compounding Gems Advisors, Llc CRD 327351 | Private Fund Manager · Boutique (under $100M) | $381K | 1 | 1 | 2 | 03/02/2026 | ☆ | |
| 29246 | Brodie Wealth Management Llc CRD 337256 | Cary, NC | Insurance-Affiliated · Boutique (under $100M) | $379K | 6 | 7 | 1 | 01/02/2026 | ☆ |
| 29247 | Legacy Advisory Group, Inc. CRD 131895 | Hermitage, PA | Insurance-Affiliated · Boutique (under $100M) | $377K | 3 | 3 | 05/28/2026 | ☆ | |
| 29248 | New Green Capital Llc CRD 281784 | Wealth Manager · Boutique (under $100M) | $375K | 2 | 2 | 1 | 03/05/2024 | ☆ | |
| 29249 | Ctf Financial Services, Inc. CRD 142217 | Ocala, FL | Wealth Manager · Boutique (under $100M) | $373K | 7 | 7 | 1 | 03/30/2026 | ☆ |
| 29250 | Nvest Wise, Llc CRD 145063 | Insurance-Affiliated · Boutique (under $100M) | $371K | 6 | 9 | 1 | 05/18/2026 | ☆ |