Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29451 | Arroit Services Inc CRD 316634 | Wealth Manager · Boutique (under $100M) | $84.3K | 3 | 1 | 03/20/2026 | ☆ | ||
| 29452 | Pinnacle Financial Group Llc CRD 332295 | Wealth Manager · Boutique (under $100M) | $83.4K | 1 | 1 | 02/17/2026 | ☆ | ||
| 29453 | Borabond, Llc CRD 336456 | Framingham, MA | Wealth Manager · Boutique (under $100M) | $83.1K | 207 | 207 | 3 | 01/30/2026 | ☆ |
| 29454 | Copper Square Private Wealth, Llc CRD 313349 | Wealth Manager · Boutique (under $100M) | $81.3K | 1 | 1 | 03/23/2026 | ☆ | ||
| 29455 | Pair Lending Llc CRD 281987 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $80.8K | 1 | 10 | 1 | 03/31/2026 | ☆ |
| 29456 | Alr Capital Advisors, Llc CRD 167571 | New York, NY | Wealth Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 03/24/2025 | ☆ |
| 29457 | G.P. Leach Securities Llc CRD 312891 | Wealth Manager · Boutique (under $100M) | $80.0K | 0 | 3 | 1 | 04/20/2026 | ☆ | |
| 29458 | Jye Wealth Advisors, Llc CRD 327786 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 02/12/2026 | ☆ |
| 29459 | Tiebreak Asset Management, Llc CRD 313097 | Private Fund Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 03/04/2023 | ☆ | |
| 29460 | Barraclough, Tadd Michael CRD 137543 | Wealth Manager · Boutique (under $100M) | $78.3K | 1 | 15 | 1 | 05/18/2026 | ☆ | |
| 29461 | Pearson, Frederick, Norman Jr. CRD 152181 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $76.4K | 1 | 1 | 1 | 03/26/2026 | ☆ |
| 29462 | Wealthmeup Advisors Llc CRD 335157 | New York, NY | Wealth Manager · Boutique (under $100M) | $75.9K | 42 | 42 | 2 | 04/01/2026 | ☆ |
| 29463 | Jfj Advisory Services Llc CRD 322407 | Morrow, OH | Wealth Manager · Boutique (under $100M) | $75.6K | 5 | 1 | 03/09/2026 | ☆ | |
| 29464 | Savvly Advisor, Llc CRD 321125 | Boulder, CO | Private Fund Manager · Boutique (under $100M) | $75.2K | 2 | 2 | 2 | 06/06/2024 | ☆ |
| 29465 | Jmcmahan Llc CRD 335477 | Wealth Manager · Boutique (under $100M) | $75.0K | 7 | 7 | 1 | 02/24/2026 | ☆ | |
| 29466 | Hawthorne Wellman Financial Planning, Llc CRD 318685 | Wealth Manager · Boutique (under $100M) | $74.9K | 4 | 2 | 1 | 03/17/2026 | ☆ | |
| 29467 | Socialtrader.Ai Inc. CRD 326985 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $73.1K | 31 | 31 | 4 | 03/31/2026 | ☆ |
| 29468 | Dca Investment Advisory, Llc CRD 147882 | Wealth Manager · Boutique (under $100M) | $72.0K | 1 | 1 | 03/25/2026 | ☆ | ||
| 29469 | Scv Capital Llc CRD 334655 | Investment Adviser · Boutique (under $100M) | $70.0K | 1 | 1 | 3 | 03/06/2026 | ☆ | |
| 29470 | The Investment Lab, Llc CRD 292852 | Wealth Manager · Boutique (under $100M) | $70.0K | 0 | 2 | 3 | 09/07/2022 | ☆ | |
| 29471 | Whealthyfp Llc CRD 336494 | Wealth Manager · Boutique (under $100M) | $68.8K | 7 | 20 | 1 | 01/31/2026 | ☆ | |
| 29472 | Uncaged Impact, Llc CRD 337332 | Wealth Manager · Boutique (under $100M) | $68.1K | 1 | 1 | 1 | 03/09/2026 | ☆ | |
| 29473 | Corvum Investment Management, Llc CRD 310390 | Wealth Manager · Boutique (under $100M) | $67.7K | 0 | 3 | 1 | 03/30/2026 | ☆ | |
| 29474 | Wefea Capital Llc CRD 299615 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $67.2K | 24 | 24 | 2 | 03/31/2026 | ☆ |
| 29475 | Us Fund Manager Llc CRD 292094 | Wealth Manager · Boutique (under $100M) | $67.2K | 1 | 1 | 1 | 02/11/2026 | ☆ | |
| 29476 | Greenway Financial Planning, Llc CRD 299070 | Wealth Manager · Boutique (under $100M) | $67.0K | 1 | 2 | 1 | 02/28/2026 | ☆ | |
| 29477 | Tuvin & Tuvin, Ltd. CRD 122255 | Wealth Manager · Boutique (under $100M) | $65.0K | 1 | 1 | 1 | 01/06/2026 | ☆ | |
| 29478 | N CRD 315654 | Private Fund Manager · Boutique (under $100M) | $65.0K | 1 | 1 | 1 | 03/26/2026 | ☆ | |
| 29479 | David Rhodes Cannon, C.P.A., Llc CRD 327314 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $64.2K | 0 | 3 | 1 | 03/30/2026 | ☆ |
| 29480 | Tandem Financial Planning Llc CRD 334576 | Wealth Manager · Boutique (under $100M) | $63.6K | 3 | 3 | 1 | 02/28/2026 | ☆ | |
| 29481 | Afrobloc Llc CRD 333243 | Wealth Manager · Boutique (under $100M) | $63.2K | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 29482 | Unifimoney Ria, Inc. CRD 309001 | Wealth Manager · Boutique (under $100M) | $62.0K | 154 | 154 | 2 | 03/30/2023 | ☆ | |
| 29483 | Regal Oak Financial, Llc CRD 283187 | Endowment & Foundation Advisor · Boutique (under $100M) | $61.4K | 1 | 1 | 03/31/2026 | ☆ | ||
| 29484 | Broken Investing, Llc CRD 337292 | Waco, TX | Wealth Manager · Boutique (under $100M) | $60.0K | 6 | 6 | 1 | 03/30/2026 | ☆ |
| 29485 | Layne Financial Group, Llc CRD 336700 | Huntington, WV | Wealth Manager · Boutique (under $100M) | $58.0K | 10 | 10 | 0 | 07/07/2026 | ☆ |
| 29486 | Dyer Private Wealth Management & Financial Consults Group, Llc CRD 335655 | Insurance-Affiliated · Boutique (under $100M) | $57.2K | 3 | 1 | 08/17/2026 | ☆ | ||
| 29487 | Transcendent Investment Advisors, Llc CRD 339733 | Wealth Manager · Boutique (under $100M) | $55.6K | 1 | 1 | 1 | 07/03/2026 | ☆ | |
| 29488 | Gouda Wealth Planning, Inc CRD 332903 | Wealth Manager · Boutique (under $100M) | $54.9K | 0 | 3 | 1 | 03/30/2026 | ☆ | |
| 29489 | Owlcrest Partners Llc CRD 304978 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $54.9K | 12 | 12 | 3 | 05/27/2026 | ☆ |
| 29490 | Kingsly Capital, Llc CRD 311796 | Scottsdale, AZ | Private Fund Manager · Boutique (under $100M) | $53.9K | 1 | 1 | 6 | 03/30/2026 | ☆ |
| 29491 | Sensible Wealth Management, Inc. CRD 288885 | Wealth Manager · Boutique (under $100M) | $53.8K | 1 | 1 | 1 | 03/19/2026 | ☆ | |
| 29492 | Trainor Consulting CRD 312591 | Wealth Manager · Boutique (under $100M) | $53.6K | 0 | 2 | 1 | 08/08/2026 | ☆ | |
| 29493 | Banorte Ventures Ltd. CRD 335283 | Houston, TX | Wealth Manager · Boutique (under $100M) | $52.4K | 6 | 6 | 26 | 05/18/2026 | ☆ |
| 29494 | Arnie Advisors Llc CRD 307049 | Institutional / Pension Advisor · Boutique (under $100M) | $52.1K | 1 | 1 | 2 | 03/31/2026 | ☆ | |
| 29495 | Schafer Investment Group, Inc. CRD 337977 | Mt. Pleasant, MI | Wealth Manager · Boutique (under $100M) | $52.0K | 1 | 1 | 05/28/2026 | ☆ | |
| 29496 | N CRD 315156 | Wealth Manager · Boutique (under $100M) | $52.0K | 34 | 34 | 1 | 03/05/2025 | ☆ | |
| 29497 | Prime Sentry Wealth Management Llc CRD 333411 | Addison, TX | Wealth Manager · Boutique (under $100M) | $51.0K | 9 | 9 | 1 | 03/30/2026 | ☆ |
| 29498 | Opportunity Cost Investors Llc CRD 316066 | Wealth Manager · Boutique (under $100M) | $50.3K | 5 | 5 | 1 | 03/18/2026 | ☆ | |
| 29499 | Advantus Group, Llc CRD 329680 | Walla Walla, WA | Wealth Manager · Boutique (under $100M) | $50.0K | 1 | 1 | 1 | 07/10/2026 | ☆ |
| 29500 | Craven Capital Llc CRD 159238 | New York, NY | Wealth Manager · Boutique (under $100M) | $50.0K | 1 | 0 | 03/31/2021 | ☆ |