Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29501 | N CRD 108568 | Investment Adviser · Boutique (under $100M) | $128K | 1 | 1 | 79 | 03/26/2025 | ☆ | |
| 29502 | Wing Financial Inc. CRD 333826 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $128K | 23 | 30 | 2 | 09/30/2026 | ☆ |
| 29503 | Mercantile Advisors, Llc CRD 289040 | Insurance-Affiliated · Boutique (under $100M) | $125K | 3 | 5 | 1 | 07/01/2026 | ☆ | |
| 29504 | Mike Adams Financial Advisors, Inc. CRD 323923 | Mooresville, NC | Wealth Manager · Boutique (under $100M) | $125K | 4 | 4 | 1 | 03/05/2026 | ☆ |
| 29505 | Wagner Road Capital Management, Llc CRD 293511 | Wealth Manager · Boutique (under $100M) | $125K | 4 | 4 | 1 | 02/10/2026 | ☆ | |
| 29506 | N CRD 335611 | Wealth Manager · Boutique (under $100M) | $123K | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 29507 | Pretiumcapital Management, Inc. CRD 120244 | Wealth Manager · Boutique (under $100M) | $123K | 3 | 3 | 1 | 02/21/2026 | ☆ | |
| 29508 | Howie Capital Management CRD 116063 | Baltimore, MD | Wealth Manager · Boutique (under $100M) | $120K | 67 | 67 | 2 | 05/14/2024 | ☆ |
| 29509 | Lexington Capital Management Llc CRD 307557 | New York, NY | Private Fund Manager · Boutique (under $100M) | $120K | 1 | 1 | 1 | 12/06/2023 | ☆ |
| 29510 | Crystal Oak Wealth Management, Llc CRD 339554 | Wealth Manager · Boutique (under $100M) | $119K | 6 | 6 | 1 | 08/18/2026 | ☆ | |
| 29511 | Aragon Asset Management, Llc CRD 317462 | Corona, CA | Wealth Manager · Boutique (under $100M) | $111K | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 29512 | Black Sea Management Group Llc CRD 327494 | North Richland Hills, TX | Wealth Manager · Boutique (under $100M) | $110K | 1 | 1 | 01/17/2024 | ☆ | |
| 29513 | Thompson Capital Management, Llc CRD 168773 | Wealth Manager · Boutique (under $100M) | $110K | 4 | 1 | 07/24/2026 | ☆ | ||
| 29514 | Abundance Pathways Llc CRD 339037 | Wealth Manager · Boutique (under $100M) | $109K | 1 | 1 | 1 | 02/13/2026 | ☆ | |
| 29515 | N CRD 325698 | Investment Adviser · Boutique (under $100M) | $109K | 1 | 1 | 1 | 03/11/2025 | ☆ | |
| 29516 | N CRD 299563 | Investment Adviser · Boutique (under $100M) | $109K | 1 | 1 | 1 | 03/11/2025 | ☆ | |
| 29517 | Kristofer Capital Management, Llc CRD 173791 | Private Fund Manager · Boutique (under $100M) | $108K | 1 | 2 | 1 | 03/04/2025 | ☆ | |
| 29518 | Triunity Financial Planning, Llc CRD 327252 | Wealth Manager · Boutique (under $100M) | $106K | 2 | 1 | 03/13/2026 | ☆ | ||
| 29519 | Das Financials Inc CRD 269974 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $105K | 3 | 1 | 09/07/2025 | ☆ | |
| 29520 | Pioneer Administrative Services Ltd CRD 289467 | Herzliya Pituach, Tel Aviv | Wealth Manager · Boutique (under $100M) | $105K | 1 | 1 | 5 | 03/25/2026 | ☆ |
| 29521 | Oikonomos Asset Management, Llc CRD 322120 | Wealth Manager · Boutique (under $100M) | $104K | 3 | 5 | 2 | 01/26/2026 | ☆ | |
| 29522 | Edgon Advisory Llc CRD 287530 | Hartford, CT | Insurance-Affiliated · Boutique (under $100M) | $103K | 3 | 1 | 03/22/2023 | ☆ | |
| 29523 | Kingston Horizon Advisors Llc CRD 332998 | Wealth Manager · Boutique (under $100M) | $103K | 1 | 1 | 02/09/2026 | ☆ | ||
| 29524 | Advisory.Mannion.Money Llc CRD 331419 | Marlborough, MA | Wealth Manager · Boutique (under $100M) | $102K | 9 | 1 | 01/03/2026 | ☆ | |
| 29525 | Dominion Financial Advisors, Llc CRD 338047 | Wealth Manager · Boutique (under $100M) | $101K | 1 | 1 | 09/30/2026 | ☆ | ||
| 29526 | Aurevia Capital Inc. CRD 340031 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $101K | 1 | 2 | 1 | 07/29/2026 | ☆ |
| 29527 | N CRD 298935 | Mutual Fund / Asset Manager · Boutique (under $100M) | $101K | 1 | 1 | 3 | 03/31/2025 | ☆ | |
| 29528 | Invictus Investment Advisors Llc CRD 306609 | Wealth Manager · Boutique (under $100M) | $100K | 13 | 30 | 1 | 03/30/2026 | ☆ | |
| 29529 | Amvoy Llc CRD 333518 | New York, NY | Wealth Manager · Boutique (under $100M) | $100K | 1 | 1 | 1 | 03/23/2026 | ☆ |
| 29530 | Applied Derivative Research, Llc CRD 312490 | Wealth Manager · Boutique (under $100M) | $100K | 2 | 2 | 0 | 03/07/2026 | ☆ | |
| 29531 | Axxes Advisors Llc CRD 318039 | Coral Gables, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $100K | 1 | 1 | 10 | 09/23/2026 | ☆ |
| 29532 | Champion Capital Llc CRD 342254 | Greenwood, CO | Mutual Fund / Asset Manager · Boutique (under $100M) | $100K | 1 | 1 | 3 | 06/30/2026 | ☆ |
| 29533 | Colegerber Ltd. CRD 344544 | Mutual Fund / Asset Manager · Boutique (under $100M) | $100K | 1 | 1 | 2 | 09/21/2026 | ☆ | |
| 29534 | Decker, Francis Joseph CRD 310817 | Institutional / Pension Advisor · Boutique (under $100M) | $100K | 3 | 3 | 1 | 02/18/2025 | ☆ | |
| 29535 | Elite Pro Wealth Advisors Llc CRD 312885 | Insurance-Affiliated · Boutique (under $100M) | $100K | 15 | 15 | 0 | 02/03/2025 | ☆ | |
| 29536 | Eod Investments, Llc CRD 147759 | Private Fund Manager · Boutique (under $100M) | $100K | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 29537 | Fourth Wall Advisors Llc CRD 336495 | Wealth Manager · Boutique (under $100M) | $100K | 1 | 2 | 03/10/2026 | ☆ | ||
| 29538 | Larry Glenn Lawrence D/B/A Lawrence Financial Services CRD 118072 | Wealth Manager · Boutique (under $100M) | $100K | 1 | 1 | 04/30/2023 | ☆ | ||
| 29539 | Lel Investment Llc CRD 306840 | Long Island City, NY | Wealth Manager · Boutique (under $100M) | $100K | 8 | 8 | 1 | 04/02/2020 | ☆ |
| 29540 | Morgan Capital Group Llc CRD 307004 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $100K | 8 | 1 | 02/27/2026 | ☆ | |
| 29541 | N CRD 335243 | Wealth Manager · Boutique (under $100M) | $100K | 3 | 3 | 1 | 02/28/2025 | ☆ | |
| 29542 | Peacock Financial, Llc CRD 334541 | Insurance-Affiliated · Boutique (under $100M) | $100K | 2 | 2 | 1 | 07/24/2026 | ☆ | |
| 29543 | Slingshot Financial Llc CRD 312796 | Wealth Manager · Boutique (under $100M) | $100K | 0 | 3 | 1 | 03/27/2026 | ☆ | |
| 29544 | Taylor Turner Wealth Management Llc CRD 335125 | Wealth Manager · Boutique (under $100M) | $100K | 1 | 1 | 1 | 09/07/2026 | ☆ | |
| 29545 | Vega Capital Partners Llc CRD 338416 | Mutual Fund / Asset Manager · Boutique (under $100M) | $100K | 1 | 1 | 3 | 07/15/2026 | ☆ | |
| 29546 | Zero Labs Inc. CRD 343612 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $100K | 125 | 125 | 4 | 09/21/2026 | ☆ |
| 29547 | Wealth More Enterprise, Inc. CRD 324763 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $99.7K | 89 | 89 | 10 | 04/21/2026 | ☆ |
| 29548 | Thornton, Benjamin R CRD 283741 | Wealth Manager · Boutique (under $100M) | $99.0K | 1 | 1 | 1 | 03/27/2026 | ☆ | |
| 29549 | Haddock Capital Llc CRD 336518 | Wealth Manager · Boutique (under $100M) | $98.9K | 2 | 2 | 1 | 01/21/2026 | ☆ | |
| 29550 | N CRD 333712 | Wealth Manager · Boutique (under $100M) | $98.4K | 2 | 2 | 5 | 03/27/2026 | ☆ |