Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29551 | Royal Treasure Advisory Llc CRD 329343 | New York, NY | Wealth Manager · Boutique (under $100M) | $97.4K | 2 | 3 | 1 | 03/09/2026 | ☆ |
| 29552 | Hannley, James P. CRD 130319 | Wealth Manager · Boutique (under $100M) | $95.0K | 7 | 5 | 1 | 04/05/2024 | ☆ | |
| 29553 | Riskhedge Analytics, Llc CRD 296159 | Wealth Manager · Boutique (under $100M) | $95.0K | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 29554 | Navarro Asset Management, Llc CRD 318323 | Schaumburg, IL | Wealth Manager · Boutique (under $100M) | $94.8K | 1 | 1 | 03/11/2026 | ☆ | |
| 29555 | Pioneer Advisory Llc CRD 337502 | Jersey City, NJ | Wealth Manager · Boutique (under $100M) | $94.8K | 88 | 88 | 2 | 03/31/2026 | ☆ |
| 29556 | Pape Financial, Llc CRD 331687 | Wealth Manager · Boutique (under $100M) | $94.5K | 1 | 1 | 05/12/2026 | ☆ | ||
| 29557 | Vaquita Sun, Inc. CRD 333125 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $94.2K | 1 | 1 | 1 | 03/30/2026 | ☆ |
| 29558 | Financial Connection, Inc CRD 120191 | Boca Raton, FL | Insurance-Affiliated · Boutique (under $100M) | $93.7K | 5 | 1 | 03/30/2026 | ☆ | |
| 29559 | Vanderkloot & Company, P.C. CRD 125047 | Deerfield, IL | Investment Adviser · Boutique (under $100M) | $93.0K | 1 | 1 | 11/19/2012 | ☆ | |
| 29560 | Jacobsma, Kurt Bradley CRD 330264 | Wealth Manager · Boutique (under $100M) | $91.7K | 0 | 3 | 1 | 03/21/2026 | ☆ | |
| 29561 | Terranorth Investment Management Llc CRD 330500 | Wealth Manager · Boutique (under $100M) | $91.1K | 1 | 1 | 03/30/2026 | ☆ | ||
| 29562 | Oakridge Financial Planning Llc CRD 335725 | Wealth Manager · Boutique (under $100M) | $90.7K | 5 | 5 | 1 | 01/19/2026 | ☆ | |
| 29563 | Noor Financial Services Llc CRD 338683 | Wealth Manager · Boutique (under $100M) | $90.0K | 1 | 1 | 08/17/2026 | ☆ | ||
| 29564 | Antikythera Enterprises Llc CRD 282936 | Wealth Manager · Boutique (under $100M) | $90.0K | 2 | 1 | 04/23/2019 | ☆ | ||
| 29565 | Dubois Capital Management Llc CRD 327589 | Wealth Manager · Boutique (under $100M) | $90.0K | 1 | 1 | 1 | 04/21/2026 | ☆ | |
| 29566 | Elephant Corner Financial Llc CRD 330000 | Wealth Manager · Boutique (under $100M) | $90.0K | 1 | 1 | 03/05/2026 | ☆ | ||
| 29567 | Liberton Financial Llc CRD 285018 | Wealth Manager · Boutique (under $100M) | $90.0K | 7 | 7 | 1 | 06/12/2025 | ☆ | |
| 29568 | Wisdom Oak Fund Management Llc CRD 309446 | Wealth Manager · Boutique (under $100M) | $88.5K | 5 | 5 | 1 | 01/12/2026 | ☆ | |
| 29569 | Bird Financial Group Llc CRD 333764 | Wealth Manager · Boutique (under $100M) | $88.3K | 2 | 2 | 1 | 09/14/2026 | ☆ | |
| 29570 | Wealth Management Planning CRD 292048 | Insurance-Affiliated · Boutique (under $100M) | $88.0K | 4 | 4 | 1 | 02/20/2025 | ☆ | |
| 29571 | Bmcm Finance CRD 314711 | Wealth Manager · Boutique (under $100M) | $87.8K | 1 | 1 | 03/23/2026 | ☆ | ||
| 29572 | Smaart Llc CRD 305029 | Hialeah, FL | Insurance-Affiliated · Boutique (under $100M) | $84.7K | 9 | 9 | 4 | 11/09/2022 | ☆ |
| 29573 | Arroit Services Inc CRD 316634 | Wealth Manager · Boutique (under $100M) | $84.3K | 3 | 1 | 03/20/2026 | ☆ | ||
| 29574 | Pinnacle Financial Group Llc CRD 332295 | Wealth Manager · Boutique (under $100M) | $83.4K | 1 | 1 | 02/17/2026 | ☆ | ||
| 29575 | Borabond, Llc CRD 336456 | Framingham, MA | Wealth Manager · Boutique (under $100M) | $83.1K | 207 | 207 | 3 | 01/30/2026 | ☆ |
| 29576 | Copper Square Private Wealth, Llc CRD 313349 | Wealth Manager · Boutique (under $100M) | $81.3K | 1 | 1 | 03/23/2026 | ☆ | ||
| 29577 | Pair Lending Llc CRD 281987 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $80.8K | 1 | 10 | 1 | 03/31/2026 | ☆ |
| 29578 | Alr Capital Advisors, Llc CRD 167571 | New York, NY | Wealth Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 03/24/2025 | ☆ |
| 29579 | G.P. Leach Securities Llc CRD 312891 | Wealth Manager · Boutique (under $100M) | $80.0K | 0 | 3 | 1 | 04/20/2026 | ☆ | |
| 29580 | Jye Wealth Advisors, Llc CRD 327786 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 02/12/2026 | ☆ |
| 29581 | Tiebreak Asset Management, Llc CRD 313097 | Private Fund Manager · Boutique (under $100M) | $80.0K | 1 | 1 | 1 | 03/04/2023 | ☆ | |
| 29582 | Barraclough, Tadd Michael CRD 137543 | Wealth Manager · Boutique (under $100M) | $78.3K | 1 | 15 | 1 | 05/18/2026 | ☆ | |
| 29583 | Pearson, Frederick, Norman Jr. CRD 152181 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $76.4K | 1 | 1 | 1 | 03/26/2026 | ☆ |
| 29584 | Wealthmeup Advisors Llc CRD 335157 | New York, NY | Wealth Manager · Boutique (under $100M) | $75.9K | 42 | 42 | 2 | 04/01/2026 | ☆ |
| 29585 | Jfj Advisory Services Llc CRD 322407 | Morrow, OH | Wealth Manager · Boutique (under $100M) | $75.6K | 5 | 1 | 03/09/2026 | ☆ | |
| 29586 | Savvly Advisor, Llc CRD 321125 | Boulder, CO | Private Fund Manager · Boutique (under $100M) | $75.2K | 2 | 2 | 2 | 06/06/2024 | ☆ |
| 29587 | Jmcmahan Llc CRD 335477 | Wealth Manager · Boutique (under $100M) | $75.0K | 7 | 7 | 1 | 02/24/2026 | ☆ | |
| 29588 | Hawthorne Wellman Financial Planning, Llc CRD 318685 | Wealth Manager · Boutique (under $100M) | $74.9K | 4 | 2 | 1 | 03/17/2026 | ☆ | |
| 29589 | Socialtrader.Ai Inc. CRD 326985 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $73.1K | 31 | 31 | 4 | 03/31/2026 | ☆ |
| 29590 | Dca Investment Advisory, Llc CRD 147882 | Wealth Manager · Boutique (under $100M) | $72.0K | 1 | 1 | 03/25/2026 | ☆ | ||
| 29591 | Scv Capital Llc CRD 334655 | Investment Adviser · Boutique (under $100M) | $70.0K | 1 | 1 | 3 | 03/06/2026 | ☆ | |
| 29592 | The Investment Lab, Llc CRD 292852 | Wealth Manager · Boutique (under $100M) | $70.0K | 0 | 2 | 3 | 09/07/2022 | ☆ | |
| 29593 | Whealthyfp Llc CRD 336494 | Wealth Manager · Boutique (under $100M) | $68.8K | 7 | 20 | 1 | 01/31/2026 | ☆ | |
| 29594 | Uncaged Impact, Llc CRD 337332 | Wealth Manager · Boutique (under $100M) | $68.1K | 1 | 1 | 1 | 03/09/2026 | ☆ | |
| 29595 | Corvum Investment Management, Llc CRD 310390 | Wealth Manager · Boutique (under $100M) | $67.7K | 0 | 3 | 1 | 03/30/2026 | ☆ | |
| 29596 | Wefea Capital Llc CRD 299615 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $67.2K | 24 | 24 | 2 | 03/31/2026 | ☆ |
| 29597 | Us Fund Manager Llc CRD 292094 | Wealth Manager · Boutique (under $100M) | $67.2K | 1 | 1 | 1 | 02/11/2026 | ☆ | |
| 29598 | Greenway Financial Planning, Llc CRD 299070 | Wealth Manager · Boutique (under $100M) | $67.0K | 1 | 2 | 1 | 02/28/2026 | ☆ | |
| 29599 | Tuvin & Tuvin, Ltd. CRD 122255 | Wealth Manager · Boutique (under $100M) | $65.0K | 1 | 1 | 1 | 01/06/2026 | ☆ | |
| 29600 | N CRD 315654 | Private Fund Manager · Boutique (under $100M) | $65.0K | 1 | 1 | 1 | 03/26/2026 | ☆ |