Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29551 | Ebquant, Llc CRD 316874 | Wealth Manager · Boutique (under $100M) | $23.1K | 3 | 2 | 03/02/2026 | ☆ | ||
| 29552 | Pacific Management Ltd CRD 106624 | Sausalito, CA | Private Fund Manager · Boutique (under $100M) | $22.5K | 1 | 1 | 1 | 03/19/2026 | ☆ |
| 29553 | N CRD 334657 | Wealth Manager · Boutique (under $100M) | $22.1K | 7 | 7 | 9 | 09/05/2025 | ☆ | |
| 29554 | Medpath Financial Llc CRD 335785 | Toledo, OH | Wealth Manager · Boutique (under $100M) | $20.9K | 1 | 4 | 1 | 05/26/2026 | ☆ |
| 29555 | Amijag Advisors Llc CRD 172872 | Sugar Land, TX | Investment Adviser · Boutique (under $100M) | $20.6K | 1 | 3 | 1 | 03/14/2026 | ☆ |
| 29556 | Rewbix Ai Investments Llc CRD 326608 | Austin, TX | Wealth Manager · Boutique (under $100M) | $20.0K | 5 | 5 | 1 | 04/01/2026 | ☆ |
| 29557 | N CRD 328800 | Wealth Manager · Boutique (under $100M) | $19.5K | 6 | 6 | 2 | 09/04/2025 | ☆ | |
| 29558 | Exponential Advisors Llc CRD 333416 | Wealth Manager · Boutique (under $100M) | $19.3K | 2 | 1 | 03/16/2026 | ☆ | ||
| 29559 | Jet Stream Wealth Management Llc CRD 329042 | Wealth Manager · Boutique (under $100M) | $18.1K | 2 | 1 | 03/25/2026 | ☆ | ||
| 29560 | 5 Talents Investing, Llc CRD 331658 | Wealth Manager · Boutique (under $100M) | $18.0K | 0 | 1 | 1 | 03/19/2026 | ☆ | |
| 29561 | Guardant Wealth Advisors Llc CRD 331392 | Miami, FL | Wealth Manager · Boutique (under $100M) | $18.0K | 2 | 1 | 1 | 04/16/2026 | ☆ |
| 29562 | Long Term Solutions Wealth Management, Llc CRD 338992 | Syracuse, NY | Wealth Manager · Boutique (under $100M) | $16.5K | 1 | 1 | 1 | 03/12/2026 | ☆ |
| 29563 | Wehling Investment Management, Llc CRD 336249 | North Richland Hills, TX | Wealth Manager · Boutique (under $100M) | $16.3K | 1 | 1 | 03/27/2026 | ☆ | |
| 29564 | Annecy Llc CRD 169464 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $15.8K | 1 | 1 | 1 | 11/30/2023 | ☆ |
| 29565 | Floyd Green Financial Services, Inc. CRD 125912 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $15.4K | 1 | 1 | 1 | 03/05/2026 | ☆ |
| 29566 | Haven Wealth Planning, Llc CRD 328258 | Wealth Manager · Boutique (under $100M) | $15.4K | 0 | 1 | 1 | 03/16/2026 | ☆ | |
| 29567 | Emerald Wealth Management, Inc. CRD 171913 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $15.0K | 90 | 90 | 1 | 03/09/2026 | ☆ |
| 29568 | Emgo Capital, Llc CRD 331252 | Wealth Manager · Boutique (under $100M) | $15.0K | 0 | 1 | 1 | 05/19/2026 | ☆ | |
| 29569 | Day Financial Group, Llc CRD 329830 | Wealth Manager · Boutique (under $100M) | $14.9K | 1 | 4 | 1 | 01/22/2026 | ☆ | |
| 29570 | Dreamvision Capital, Llc CRD 332409 | Wealth Manager · Boutique (under $100M) | $14.0K | 1 | 3 | 1 | 03/28/2026 | ☆ | |
| 29571 | Investment Management Solutions CRD 330363 | Tarzana, CA | Wealth Manager · Boutique (under $100M) | $13.8K | 4 | 4 | 4 | 03/25/2026 | ☆ |
| 29572 | Hoffman Wealth Advisors Llc CRD 335646 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $12.9K | 2 | 4 | 1 | 01/26/2026 | ☆ |
| 29573 | The Piedmont Financial Consulting Group, Llc CRD 314420 | Laurel, MD | Wealth Manager · Boutique (under $100M) | $12.9K | 2 | 2 | 1 | 09/18/2024 | ☆ |
| 29574 | Harsh Wealth Management Llc CRD 333516 | Wealth Manager · Boutique (under $100M) | $12.5K | 3 | 3 | 1 | 03/24/2026 | ☆ | |
| 29575 | Shonan Gold Financial Llc CRD 318265 | Wealth Manager · Boutique (under $100M) | $12.0K | 2 | 2 | 1 | 02/10/2026 | ☆ | |
| 29576 | Atlantic Financial Management Llc CRD 338320 | Wealth Manager · Boutique (under $100M) | $11.0K | 1 | 1 | 06/08/2026 | ☆ | ||
| 29577 | Te Advisors Llc CRD 336139 | Quincy, MA | Wealth Manager · Boutique (under $100M) | $10.7K | 13 | 13 | 5 | 07/01/2026 | ☆ |
| 29578 | Quantca Financial Llc CRD 329324 | Edmonds, WA | Wealth Manager · Boutique (under $100M) | $10.4K | 2 | 2 | 2 | 03/27/2026 | ☆ |
| 29579 | Bryn Mawr Investment Company CRD 290325 | Wealth Manager · Boutique (under $100M) | $10.0K | 1 | 2 | 1 | 05/05/2026 | ☆ | |
| 29580 | Focused Trading And Investments, Inc. CRD 289387 | Wealth Manager · Boutique (under $100M) | $10.0K | 5 | 1 | 02/18/2024 | ☆ | ||
| 29581 | Okoye, Urenna CRD 332923 | Wealth Manager · Boutique (under $100M) | $10.0K | 0 | 1 | 1 | 01/02/2026 | ☆ | |
| 29582 | Usa 401 K, Llc CRD 331130 | Springfield, MA | Wealth Manager · Boutique (under $100M) | $8.1K | 12 | 12 | 1 | 03/24/2026 | ☆ |
| 29583 | Shanti Capital Llc CRD 152567 | Wealth Manager · Boutique (under $100M) | $8.0K | 1 | 1 | 08/30/2023 | ☆ | ||
| 29584 | Dinerazo Inc. CRD 312819 | North Miami, FL | Wealth Manager · Boutique (under $100M) | $7.5K | 46 | 46 | 4 | 03/30/2023 | ☆ |
| 29585 | Atlas Capital Advisory Llc CRD 316980 | Wealth Manager · Boutique (under $100M) | $7.4K | 3 | 1 | 01/12/2023 | ☆ | ||
| 29586 | Wealthdoor Asset Management Llc CRD 336825 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $7.1K | 5 | 5 | 4 | 03/13/2026 | ☆ |
| 29587 | American Dream Financial Llc Dba American Dream CRD 282816 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $6.7K | 2 | 2 | 1 | 03/29/2026 | ☆ |
| 29588 | Onward Financial Advising Llc CRD 329602 | Wealth Manager · Boutique (under $100M) | $6.6K | 1 | 1 | 03/03/2026 | ☆ | ||
| 29589 | N CRD 320688 | Wealth Manager · Boutique (under $100M) | $6.4K | 2 | 2 | 8 | 02/03/2025 | ☆ | |
| 29590 | Young Investment Advisors, Inc CRD 117415 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $6.3K | 3 | 3 | 2 | 03/25/2026 | ☆ |
| 29591 | Yrn Industries Llc CRD 331806 | Wealth Manager · Boutique (under $100M) | $6.3K | 1 | 1 | 05/05/2026 | ☆ | ||
| 29592 | Johnson, Marshall, Lee CRD 163134 | Wealth Manager · Boutique (under $100M) | $6.2K | 2 | 2 | 1 | 03/29/2026 | ☆ | |
| 29593 | Whiteswan Trading Corporation CRD 300671 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $6.0K | 2 | 2 | 1 | 05/20/2026 | ☆ |
| 29594 | Midwest Guidance Llc CRD 337687 | Wealth Manager · Boutique (under $100M) | $5.7K | 0 | 2 | 1 | 01/16/2026 | ☆ | |
| 29595 | N CRD 336168 | Wealth Manager · Boutique (under $100M) | $5.1K | 2 | 3 | 09/19/2025 | ☆ | ||
| 29596 | Carbon Wealth Management Inc. CRD 331891 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $5.0K | 5 | 5 | 3 | 03/31/2026 | ☆ |
| 29597 | Cardinal Wealth Management Llc CRD 339938 | Wealth Manager · Boutique (under $100M) | $5.0K | 0 | 1 | 1 | 07/01/2026 | ☆ | |
| 29598 | Hammond Wealth Partners, Llc CRD 338574 | Wealth Manager · Boutique (under $100M) | $4.4K | 1 | 1 | 1 | 07/05/2026 | ☆ | |
| 29599 | El Menudo Cuenta Llc CRD 328439 | Miami, FL | Wealth Manager · Boutique (under $100M) | $3.6K | 11 | 11 | 1 | 04/28/2026 | ☆ |
| 29600 | American Investment Management Group Llc CRD 284128 | Wealth Manager · Boutique (under $100M) | $3.5K | 2 | 2 | 1 | 06/30/2026 | ☆ |