Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29601 | David Rhodes Cannon, C.P.A., Llc CRD 327314 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $64.2K | 0 | 3 | 1 | 03/30/2026 | ☆ |
| 29602 | Tandem Financial Planning Llc CRD 334576 | Wealth Manager · Boutique (under $100M) | $63.6K | 3 | 3 | 1 | 02/28/2026 | ☆ | |
| 29603 | Afrobloc Llc CRD 333243 | Wealth Manager · Boutique (under $100M) | $63.2K | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 29604 | Unifimoney Ria, Inc. CRD 309001 | Wealth Manager · Boutique (under $100M) | $62.0K | 154 | 154 | 2 | 03/30/2023 | ☆ | |
| 29605 | Regal Oak Financial, Llc CRD 283187 | Endowment & Foundation Advisor · Boutique (under $100M) | $61.4K | 1 | 1 | 03/31/2026 | ☆ | ||
| 29606 | Broken Investing, Llc CRD 337292 | Waco, TX | Wealth Manager · Boutique (under $100M) | $60.0K | 6 | 6 | 1 | 03/30/2026 | ☆ |
| 29607 | Layne Financial Group, Llc CRD 336700 | Huntington, WV | Wealth Manager · Boutique (under $100M) | $58.0K | 10 | 10 | 0 | 07/07/2026 | ☆ |
| 29608 | Dyer Private Wealth Management & Financial Consults Group, Llc CRD 335655 | Insurance-Affiliated · Boutique (under $100M) | $57.2K | 3 | 1 | 09/23/2026 | ☆ | ||
| 29609 | Transcendent Investment Advisors, Llc CRD 339733 | Wealth Manager · Boutique (under $100M) | $55.6K | 1 | 1 | 1 | 07/03/2026 | ☆ | |
| 29610 | Gouda Wealth Planning, Inc CRD 332903 | Wealth Manager · Boutique (under $100M) | $54.9K | 0 | 3 | 1 | 03/30/2026 | ☆ | |
| 29611 | Owlcrest Partners Llc CRD 304978 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $54.9K | 12 | 12 | 3 | 05/27/2026 | ☆ |
| 29612 | Kingsly Capital, Llc CRD 311796 | Scottsdale, AZ | Private Fund Manager · Boutique (under $100M) | $53.9K | 1 | 1 | 6 | 03/30/2026 | ☆ |
| 29613 | Sensible Wealth Management, Inc. CRD 288885 | Wealth Manager · Boutique (under $100M) | $53.8K | 1 | 1 | 1 | 03/19/2026 | ☆ | |
| 29614 | Trainor Consulting CRD 312591 | Wealth Manager · Boutique (under $100M) | $53.6K | 0 | 2 | 1 | 08/08/2026 | ☆ | |
| 29615 | Banorte Ventures Ltd. CRD 335283 | Houston, TX | Wealth Manager · Boutique (under $100M) | $52.4K | 6 | 6 | 26 | 05/18/2026 | ☆ |
| 29616 | Arnie Advisors Llc CRD 307049 | Institutional / Pension Advisor · Boutique (under $100M) | $52.1K | 1 | 1 | 2 | 03/31/2026 | ☆ | |
| 29617 | Schafer Investment Group, Inc. CRD 337977 | Mt. Pleasant, MI | Wealth Manager · Boutique (under $100M) | $52.0K | 1 | 1 | 05/28/2026 | ☆ | |
| 29618 | N CRD 315156 | Wealth Manager · Boutique (under $100M) | $52.0K | 34 | 34 | 1 | 03/05/2025 | ☆ | |
| 29619 | Prime Sentry Wealth Management Llc CRD 333411 | Addison, TX | Wealth Manager · Boutique (under $100M) | $51.0K | 9 | 9 | 1 | 03/30/2026 | ☆ |
| 29620 | Opportunity Cost Investors Llc CRD 316066 | Wealth Manager · Boutique (under $100M) | $50.3K | 5 | 5 | 1 | 03/18/2026 | ☆ | |
| 29621 | Advantus Group, Llc CRD 329680 | Walla Walla, WA | Wealth Manager · Boutique (under $100M) | $50.0K | 1 | 1 | 1 | 07/10/2026 | ☆ |
| 29622 | Craven Capital Llc CRD 159238 | New York, NY | Wealth Manager · Boutique (under $100M) | $50.0K | 1 | 0 | 03/31/2021 | ☆ | |
| 29623 | Double I Investments, Llc CRD 315372 | Wealth Manager · Boutique (under $100M) | $50.0K | 4 | 4 | 3 | 01/24/2024 | ☆ | |
| 29624 | Keychain Corp CRD 337629 | Wealth Manager · Boutique (under $100M) | $50.0K | 4 | 4 | 1 | 03/27/2026 | ☆ | |
| 29625 | Lifetime Investments & Insurance Llc CRD 283074 | Peoria, AZ | Insurance-Affiliated · Boutique (under $100M) | $50.0K | 1 | 1 | 1 | 03/28/2025 | ☆ |
| 29626 | Tailored Tax And Wealth, Llc CRD 337265 | Wealth Manager · Boutique (under $100M) | $50.0K | 0 | 1 | 1 | 01/21/2026 | ☆ | |
| 29627 | Autonomous Wealth Management Llc CRD 337909 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $45.6K | 15 | 15 | 1 | 07/20/2026 | ☆ |
| 29628 | Amplified Alpha Capital Management Llc CRD 316022 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $45.2K | 4 | 2 | 05/11/2026 | ☆ | |
| 29629 | Walsh Financial Llc CRD 337759 | Wealth Manager · Boutique (under $100M) | $45.1K | 1 | 1 | 06/01/2026 | ☆ | ||
| 29630 | Stephen F. Hill And Associates L.L.C. CRD 166398 | Insurance-Affiliated · Boutique (under $100M) | $45.0K | 1 | 1 | 1 | 03/26/2024 | ☆ | |
| 29631 | Core Asset Management Company CRD 110463 | Wealth Manager · Boutique (under $100M) | $44.6K | 16 | 16 | 1 | 03/25/2026 | ☆ | |
| 29632 | Revelations Asset Management Llc CRD 312381 | Wealth Manager · Boutique (under $100M) | $44.5K | 4 | 4 | 1 | 02/17/2025 | ☆ | |
| 29633 | Butler Davis Financial Group, Llc CRD 320825 | Covington, GA | Wealth Manager · Boutique (under $100M) | $44.1K | 3 | 3 | 1 | 08/17/2023 | ☆ |
| 29634 | Penta Capital Strategies Llc CRD 284791 | Wealth Manager · Boutique (under $100M) | $43.6K | 4 | 10 | 1 | 04/01/2026 | ☆ | |
| 29635 | Family Wealth Coaching, Llc CRD 290736 | Plano, TX | Wealth Manager · Boutique (under $100M) | $42.6K | 2 | 2 | 1 | 11/16/2021 | ☆ |
| 29636 | Outlive Financial Planning Llc CRD 335299 | Wealth Manager · Boutique (under $100M) | $42.0K | 1 | 1 | 07/16/2026 | ☆ | ||
| 29637 | Bamboo Robo Advisor Inc. CRD 305500 | Wealth Manager · Boutique (under $100M) | $40.7K | 28 | 28 | 1 | 03/19/2024 | ☆ | |
| 29638 | Burnett Adams Global Capital CRD 316753 | Newark, NJ | Wealth Manager · Boutique (under $100M) | $40.0K | 2 | 2 | 1 | 04/02/2025 | ☆ |
| 29639 | Candlestick Advising Technologies Inc. CRD 333215 | Wealth Manager · Boutique (under $100M) | $40.0K | 200 | 200 | 2 | 03/15/2026 | ☆ | |
| 29640 | Kiepe Llc CRD 334273 | Wealth Manager · Boutique (under $100M) | $40.0K | 3 | 3 | 1 | 01/19/2026 | ☆ | |
| 29641 | Vantar Inc. CRD 333196 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.0K | 250 | 10 | 4 | 07/23/2026 | ☆ |
| 29642 | Matty Ai Inc. CRD 317016 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $39.3K | 135 | 135 | 2 | 03/13/2026 | ☆ |
| 29643 | Matthew Clarke Fee CRD 338890 | Wealth Manager · Boutique (under $100M) | $38.6K | 4 | 4 | 1 | 03/29/2026 | ☆ | |
| 29644 | Third Stanza Group Llc CRD 337630 | Wealth Manager · Boutique (under $100M) | $38.2K | 1 | 1 | 2 | 09/11/2026 | ☆ | |
| 29645 | The Rsd Group, Llc CRD 336228 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $38.2K | 3 | 9 | 1 | 03/10/2026 | ☆ |
| 29646 | Belvedere Investments Corporation CRD 335195 | Wealth Manager · Boutique (under $100M) | $37.7K | 4 | 4 | 1 | 03/16/2026 | ☆ | |
| 29647 | Omen Advisory, Llc CRD 337532 | New York, NY | Wealth Manager · Boutique (under $100M) | $36.0K | 94 | 94 | 2 | 03/23/2026 | ☆ |
| 29648 | Braxton Financial Group, Llc CRD 292903 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $35.9K | 0 | 5 | 1 | 04/23/2026 | ☆ |
| 29649 | Onus Observer Llc CRD 312663 | Wealth Manager · Boutique (under $100M) | $35.4K | 1 | 2 | 1 | 03/26/2026 | ☆ | |
| 29650 | Venture Wealth Solutions Llc CRD 334307 | Wealth Manager · Boutique (under $100M) | $35.3K | 2 | 3 | 1 | 06/22/2026 | ☆ |