Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29651 | Equity Fund Research, Llc CRD 128818 | Wealth Manager · Boutique (under $100M) | $2 | 1 | 1 | 1 | 02/04/2026 | ☆ | |
| 29652 | N CRD 304148 | Wealth Manager · Boutique (under $100M) | $2 | 2 | 1 | 2 | 03/03/2026 | ☆ | |
| 29653 | Smith Securities Llc CRD 288886 | Insurance-Affiliated · Boutique (under $100M) | $2 | 1 | 3 | 04/24/2026 | ☆ | ||
| 29654 | Wavelet Capital Llc CRD 334033 | Wealth Manager · Boutique (under $100M) | $2 | 1 | 1 | 03/24/2026 | ☆ | ||
| 29655 | Zacks Intelligence Llc CRD 333798 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $2 | 1 | 1 | 10 | 05/29/2026 | ☆ |
| 29656 | 10/28 Wealth Management Llc CRD 342685 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 29657 | 11 Western Asset Management Llc CRD 336272 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/20/2026 | ☆ | ||
| 29658 | 1291 Group Of The Americas, Ltd CRD 174939 | Hamilton | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 0 | 03/30/2026 | ☆ |
| 29659 | 1977 Wealth, Llc CRD 343350 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/18/2026 | ☆ |
| 29660 | 212 Wealth Management Group, Llc CRD 338980 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/07/2026 | ☆ | ||
| 29661 | 2 Nd Half Capital, Llc CRD 316924 | Alpharetta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | |
| 29662 | 345 Investment Advisory, Llc CRD 342120 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/14/2026 | ☆ |
| 29663 | 360 Investment And Retirement Advisory, Llc CRD 289783 | St. Charles, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 3 | 03/26/2026 | ☆ | |
| 29664 | 3 A Capital Management Llc CRD 343132 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 4 | 07/27/2026 | ☆ |
| 29665 | 3 D Advisor Group, Inc. CRD 342109 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/14/2026 | ☆ | ||
| 29666 | 4 3 3 Capital Llc CRD 337388 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 29667 | 406 Pm Llc CRD 339835 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/17/2026 | ☆ | |
| 29668 | 55 Wealth, Llc CRD 340170 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/11/2026 | ☆ | ||
| 29669 | 584 North Llc CRD 339372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/26/2026 | ☆ | |
| 29670 | 64 Bits Llc CRD 341909 | Plano, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2026 | ☆ | |
| 29671 | 755 Wealth Management, Llc CRD 342558 | Woodstock, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/21/2026 | ☆ | |
| 29672 | 8020 Capital Management Llc CRD 342549 | San Clemente, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/24/2026 | ☆ | |
| 29673 | 818 Family Office, Llc CRD 339082 | Austin, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 05/19/2026 | ☆ | |
| 29674 | A Yeo Capital Management Llc CRD 340208 | Culver City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/18/2026 | ☆ | |
| 29675 | Abaco Retirement Advisors Llc CRD 339297 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | ||
| 29676 | Abby Advisors Llc CRD 334101 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 29677 | Abel Pizarro Jr CRD 333388 | Taunton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | |
| 29678 | Abendstern Wealth Management, Inc. CRD 172715 | Shenandoah, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 04/06/2026 | ☆ | |
| 29679 | Abl Wealth Advisors, Llc CRD 324280 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 3 | 0 | 9 | 04/28/2026 | ☆ |
| 29680 | Abundance Wealth Management, Llc CRD 340802 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/20/2026 | ☆ | ||
| 29681 | Access Investment Management Inc. CRD 336512 | Melrose, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/19/2026 | ☆ |
| 29682 | Accessible Financial Planning Llc CRD 332022 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/25/2026 | ☆ | |
| 29683 | Accfox Capital Llc CRD 342409 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | ||
| 29684 | Acertado Investments Llc CRD 333775 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | ||
| 29685 | Acs Tax & Financial Advisors, Professional Company CRD 343083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 29686 | Adam Advisory Llc CRD 343508 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | ||
| 29687 | Adams Advisory Services, Llc CRD 341683 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/06/2026 | ☆ | |
| 29688 | Addax Bridge Wealth Management Llc CRD 335247 | Potomac, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | |
| 29689 | Adenry Wealth Llc CRD 339945 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 29690 | Adi Mahajan Cpa Pc CRD 334894 | Research Triangle Park, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/29/2026 | ☆ |
| 29691 | Aegis Guild Capital, Llc CRD 339354 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 07/21/2026 | ☆ | ||
| 29692 | Aes Triplex Llc CRD 341179 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/02/2026 | ☆ | ||
| 29693 | Aetherion Llc CRD 340660 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/23/2026 | ☆ | |
| 29694 | Affluent Solutions, Llc CRD 116952 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/27/2026 | ☆ | ||
| 29695 | Africa Mutual Global Investment Management Inc CRD 330587 | Accra | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/25/2026 | ☆ | |
| 29696 | Agape Wealth Management Llc CRD 339898 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/24/2026 | ☆ | ||
| 29697 | Ages Legacy Advisors, Llc CRD 340447 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/22/2026 | ☆ | ||
| 29698 | Ai Investor360 Llc CRD 334235 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/21/2025 | ☆ | ||
| 29699 | Ai Stock Prophet, Llc CRD 340421 | Akron, OH | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 3 | 04/22/2026 | ☆ |
| 29700 | Akin, Stephen Herbert CRD 281450 | Charleston, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/02/2025 | ☆ |