Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29701 | Alaminos Llc CRD 338055 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/14/2026 | ☆ | ||
| 29702 | Alan & Company, Llc CRD 341867 | West Palm Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | |
| 29703 | Alder Capital, Llc CRD 343367 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 29704 | Alegre Wealth Management, Llc CRD 338713 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/06/2026 | ☆ | ||
| 29705 | Alexander, Dean D. CRD 311403 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/24/2021 | ☆ | |
| 29706 | Algominds Capital, Llc CRD 341209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ | |
| 29707 | Algotech Financial Llc CRD 317020 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2023 | ☆ | |
| 29708 | Alius Capital Partners Llc CRD 341875 | Aventura, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 04/13/2026 | ☆ |
| 29709 | Allied Capital Group, Llc CRD 286439 | Fort Lauderdale, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/27/2026 | ☆ | |
| 29710 | Allied Oak Wealth, Llc CRD 340406 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | ||
| 29711 | Allysian Wealth Partners, Llc CRD 338995 | Cullman, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/02/2026 | ☆ | |
| 29712 | Alna Financial Group Llc CRD 340941 | Fredericksburg, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 29713 | Alohana Financial, Llc CRD 339433 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/21/2026 | ☆ | ||
| 29714 | Alpha Concepts Llc CRD 331431 | Jericho, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/30/2026 | ☆ | |
| 29715 | Alpha Innovators Llc CRD 338507 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 29716 | Alphatrust Advisory Group, Llc CRD 340962 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 06/18/2026 | ☆ | |
| 29717 | Alphavista Asset Management Llc CRD 329866 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/03/2025 | ☆ | ||
| 29718 | Alpine Advisory Partners, Llc CRD 342998 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2026 | ☆ | ||
| 29719 | Alpine Crest Private Wealth Llc CRD 342012 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | ||
| 29720 | Alt Alpha Capital, Llc CRD 338849 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/24/2026 | ☆ |
| 29721 | Alta Asset Management, Llc CRD 339811 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 50 | 01/12/2026 | ☆ | |
| 29722 | Altamira Capital Management Llc CRD 168486 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/19/2026 | ☆ |
| 29723 | Alternative Investment Advisors, Llc CRD 336212 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/02/2025 | ☆ |
| 29724 | Alterra Group Llc CRD 339331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 29725 | Altman Sacks Corporation CRD 305420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/02/2026 | ☆ | |
| 29726 | Altruist Advisors Llc CRD 340784 | Culver City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 08/03/2026 | ☆ | |
| 29727 | Alvarez & Associates Financial CRD 340494 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2026 | ☆ | ||
| 29728 | Alvarez Advisory Llc CRD 341652 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 29729 | Alwaysontax, Llc CRD 343403 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/20/2026 | ☆ | |
| 29730 | Amalia Partner Ag CRD 338138 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/31/2026 | ☆ |
| 29731 | Amaltash Advisors Llc CRD 341060 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 03/09/2026 | ☆ | |
| 29732 | Amana Advisors Llc CRD 325301 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/05/2023 | ☆ | ||
| 29733 | Amarna Capital Partners Llc CRD 327900 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2025 | ☆ | |
| 29734 | Amber Road Investors Lp CRD 342249 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | |
| 29735 | Ambition Financial Llc CRD 342844 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 29736 | Ambrose Capital Advisors, Llc CRD 341604 | Indianapolis, IN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 48 | 04/01/2026 | ☆ | |
| 29737 | Amd Wealth Management Llc CRD 339633 | Branchburg, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/26/2026 | ☆ | |
| 29738 | American Strategic Capital, Inc. CRD 138144 | Santa Ana, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/28/2026 | ☆ | |
| 29739 | Ami Enterprises Inc. CRD 342848 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 07/17/2026 | ☆ |
| 29740 | Amor Fati Financial Services Llc CRD 339487 | South Burlington, VT | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/17/2025 | ☆ | |
| 29741 | Ampersand Investment Advisors, Pllc CRD 341724 | Camden, ME | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | |
| 29742 | Amphora Capital Investors Llc CRD 322392 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/26/2026 | ☆ | ||
| 29743 | Ample Wealth Partners Llc CRD 343558 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | |
| 29744 | Analog Capital Ai, Llc CRD 339783 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 29745 | Anchor & Oak Wealth Advisors, Llc CRD 342544 | Marco Island, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/07/2026 | ☆ | |
| 29746 | Anchor Point Financial Planning Llc CRD 342701 | West End, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 29747 | Anchr Technologies Ria Llc CRD 340245 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 07/28/2026 | ☆ |
| 29748 | Anderson & Associates Int. Llc CRD 283253 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/11/2016 | ☆ | |
| 29749 | Ant Money Advisors, Llc CRD 308481 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 12 | 05/19/2026 | ☆ |
| 29750 | Antarctica Saf Partners, Llc CRD 339770 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 16 | 08/10/2026 | ☆ |