Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29751 | Anter Capital Llc CRD 341049 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/04/2026 | ☆ | ||
| 29752 | Apeiron Wealth Service Llc CRD 343168 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/21/2026 | ☆ | ||
| 29753 | Apepa Advisors Llc CRD 338944 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/02/2026 | ☆ | |
| 29754 | Aperture Financial Llc CRD 329481 | Wildwood, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/10/2023 | ☆ | |
| 29755 | Apex Capital Management Ltd. CRD 307188 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29756 | Apex Retirement Advisors, Llc CRD 331916 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 29757 | Apex Wealth Advisors, Llc CRD 339638 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | ||
| 29758 | Apexedge Llc CRD 339077 | Grimes, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | |
| 29759 | Appletree Financial Services Llc CRD 340960 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/24/2026 | ☆ | ||
| 29760 | Applied Academics Llc CRD 340114 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 05/15/2026 | ☆ | |
| 29761 | Apt Wealth Usa Pty Ltd CRD 342273 | Sydney, New South Wales | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 06/05/2026 | ☆ | |
| 29762 | Aquifer Asset Management, Llc CRD 313002 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/16/2026 | ☆ | |
| 29763 | Arcadia Private Wealth Llc CRD 339734 | Cardiff By The Sea, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | |
| 29764 | Arcadia Wealth Llc CRD 312464 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/03/2025 | ☆ | |
| 29765 | Arch City Financial, Llc CRD 297773 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/16/2026 | ☆ | ||
| 29766 | Archstone Capital Advisors Llc CRD 337935 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/13/2026 | ☆ | ||
| 29767 | Ardent Guardian Wealth Advisory, Llc CRD 333310 | Mclean, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/01/2026 | ☆ |
| 29768 | Ardent Wealth Management Inc. CRD 332593 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/08/2024 | ☆ |
| 29769 | Ardrossan Wealth Management, Llc CRD 341514 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | ||
| 29770 | Argon Advisors Llc CRD 330015 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/09/2024 | ☆ | ||
| 29771 | Ariam Global Inc. CRD 343104 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 06/08/2026 | ☆ |
| 29772 | Arion Wealth Management Llc CRD 341104 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 29773 | Aristide Partners Llc CRD 293186 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/04/2018 | ☆ | |
| 29774 | Aristobulus Investment Management, Llc CRD 174568 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/22/2015 | ☆ | |
| 29775 | Ariston Advisors Llc CRD 131811 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/20/2026 | ☆ | ||
| 29776 | Aristotle Pacific Clo Adviser Iii, Llc CRD 339520 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 46 | 02/18/2026 | ☆ |
| 29777 | Ark Financial Strategies Llc CRD 335145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2025 | ☆ | ||
| 29778 | Arrowpoint Asset Advisors, Llc CRD 337923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/06/2026 | ☆ | ||
| 29779 | Arrowside Capital, Llc CRD 318976 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/26/2026 | ☆ | |
| 29780 | Arthscience Capital Management Private Limited CRD 338159 | Mumbai, Maharashtra | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/29/2026 | ☆ |
| 29781 | Arusha Wealth Limited Liability Company CRD 339208 | Leander, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/24/2026 | ☆ |
| 29782 | Arven Wealth Management Llc CRD 340167 | Hillsboro, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 29783 | Arx Strategic Capital, Llc CRD 342832 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/11/2026 | ☆ | |
| 29784 | Asayesh Alireza CRD 307228 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 29785 | Ascend Wealth Advisors, Llc CRD 329553 | Jacksonville Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/08/2024 | ☆ | |
| 29786 | Ascension Legacy Partners, Inc. CRD 338567 | Bala Cynwyd, PA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/08/2026 | ☆ |
| 29787 | Ascent Physician Wealth Llc CRD 341797 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ | |
| 29788 | Ascentio Capital, Lp CRD 343623 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/24/2026 | ☆ | |
| 29789 | Ascentis Asset Management, Llc CRD 318126 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 9 | 07/21/2026 | ☆ |
| 29790 | Ashcroft Green Advisors, Llc CRD 340587 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |
| 29791 | Asheri Grove Financial Planning, Llc CRD 341914 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 29792 | Aspen & Pine Asset Management Llc CRD 341048 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/10/2026 | ☆ | ||
| 29793 | Aspire Capital Management, Llc CRD 338517 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/12/2026 | ☆ | ||
| 29794 | Associated Retirement Planners, Inc. CRD 146922 | Wausau, WI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/27/2026 | ☆ |
| 29795 | Astravia Family Wealth Office Llc CRD 342263 | El Segundo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 06/19/2026 | ☆ | |
| 29796 | Astrelle Capital Llc CRD 343106 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 29797 | Astute Consulting, Llc CRD 339100 | Flower Mound, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/12/2026 | ☆ | |
| 29798 | Athyra Financial Partners, Llc CRD 340781 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/20/2026 | ☆ | |
| 29799 | Atlas Grove Capital Llc CRD 340555 | Dublin, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/14/2026 | ☆ | |
| 29800 | Atomic Vaults Advisors Llc CRD 330278 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 02/19/2025 | ☆ |