Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29801 | Attune Wealth Management Llc CRD 342568 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/07/2026 | ☆ | ||
| 29802 | Attuned Wealth Llc CRD 343251 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 29803 | Atvantis Wealth Management, Llc CRD 339074 | Charleston, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/04/2026 | ☆ |
| 29804 | Auburn Skies Financial Advisors Llc CRD 340211 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ | ||
| 29805 | Aura Investments Llc CRD 342730 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/15/2026 | ☆ | ||
| 29806 | Auranser Inc. CRD 340833 | Fort Mill, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/23/2026 | ☆ | |
| 29807 | Aurapoint Capital Management, Llc CRD 339820 | Stuart, FL | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 3 | 04/23/2026 | ☆ |
| 29808 | Aure Advisors Llc CRD 337951 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 29809 | Auriex Wealth Advisors Llc CRD 339954 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/29/2026 | ☆ | ||
| 29810 | Authentic Wealth Partners Llc CRD 343757 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 29811 | Avadim: Financial, Limited Liability Company CRD 339315 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ | |
| 29812 | Avanti Investment Services Llc CRD 329476 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 12/08/2025 | ☆ | |
| 29813 | Avanzza Investments Llc CRD 340942 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 6 | 08/07/2026 | ☆ |
| 29814 | Aventus Wealth Management Llc CRD 338332 | Centennial, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29815 | Averton Wealth Management Llc CRD 342624 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 29816 | Aviator's Wealth Management CRD 330735 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 01/31/2025 | ☆ | ||
| 29817 | Avl Advisory Llc CRD 337357 | Daytona Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29818 | Avora Wealth Llc CRD 339217 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | ||
| 29819 | Awaken Financial Designs Llc CRD 339725 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | ||
| 29820 | Awrabi, Kamal Rojay CRD 165426 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 29821 | Axion Capital Markets, Llc CRD 340326 | Oklahoma City, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/22/2026 | ☆ |
| 29822 | Ayurasset Llc CRD 339114 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/06/2026 | ☆ | |
| 29823 | Azoria Capital, Inc. CRD 334835 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 3 | 0 | 5 | 01/06/2026 | ☆ |
| 29824 | Azul Private Wealth, Llc CRD 341915 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 29825 | B. Lively Financial, Llc CRD 340920 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 29826 | B365 Invest Llc CRD 337742 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 29827 | Balai Lagai Wealth Management Llc CRD 334602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 29828 | Banco Do Brasil Securities Llc CRD 132701 | Miami, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 11 | 08/12/2026 | ☆ |
| 29829 | Bao, Lei CRD 342858 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/24/2026 | ☆ | |
| 29830 | Bark Securities, Llc CRD 337787 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/24/2025 | ☆ | |
| 29831 | Bartholomew & Company Wealth Management, Llc CRD 342680 | Worcester, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 29832 | Base Planning Llc CRD 340360 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | ||
| 29833 | Baumont Capital Llc CRD 342673 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 29834 | Bayleaf Financial Services Llc CRD 342400 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 29835 | Bbfn Wealth Management Llc CRD 333474 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/08/2026 | ☆ | |
| 29836 | Bcn Financial, Inc. CRD 135655 | Alameda, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 11/03/2025 | ☆ | |
| 29837 | Beacon Coast Partners, Llc CRD 341584 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 06/10/2026 | ☆ | |
| 29838 | Beacon Financial Advisors, Llc CRD 121502 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 29839 | Beacon Financial Planning Llc CRD 340096 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 29840 | Beacon Freedom Advisory, Llc CRD 339717 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/03/2026 | ☆ | ||
| 29841 | Beacon Ridge Advisors Llc CRD 340894 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | ||
| 29842 | Bearbull Llc CRD 342324 | Dublin 2 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/04/2026 | ☆ | |
| 29843 | Beard Financial Planning Llc CRD 341301 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 29844 | Beeyond Capital, Llc CRD 330400 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2024 | ☆ | |
| 29845 | Belle Isle Advisors, Llc CRD 340859 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ | ||
| 29846 | Bender Capital Management, Llc CRD 331584 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 1 | 06/14/2024 | ☆ | ||
| 29847 | Benefi Global Corp CRD 337846 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/03/2026 | ☆ | |
| 29848 | Beneficial Investment Advisory Inc. CRD 333462 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/05/2025 | ☆ | ||
| 29849 | Benton Innovation Group Llc CRD 330945 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/20/2026 | ☆ |
| 29850 | Bespoke Family Advisors, Llc CRD 342526 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ |