Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30401 | Investegrity Llc CRD 322946 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 30402 | Investment Consulting Services, Llc CRD 122064 | Lombard, IL | Investment Adviser · Boutique (under $100M) | $0 | 73 | 0 | 3 | 02/06/2026 | ☆ |
| 30403 | Investorbloc Llc CRD 339421 | Charlotte, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/04/2026 | ☆ | |
| 30404 | Invictus Financial Services Llc CRD 340343 | Wyoming, PA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2026 | ☆ | |
| 30405 | Iolite Asset Management, Llc CRD 338911 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/24/2026 | ☆ | |
| 30406 | Irm Management Llc CRD 341486 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/23/2026 | ☆ | ||
| 30407 | Iron Branch Wealth Llc CRD 338597 | Ann Arbor, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/23/2026 | ☆ | |
| 30408 | Iron Horse Asset Management Llc CRD 343529 | Neenah, WI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | |
| 30409 | Ironclad Income Strategies Llc CRD 341056 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 30410 | Ironwood Investment Group Llc CRD 339128 | Hereford, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | |
| 30411 | Island Insight Wealth Llc CRD 342269 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/23/2026 | ☆ | |
| 30412 | Isq Capital Llc CRD 340355 | King Of Prussia, PA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 4 | 02/02/2026 | ☆ | |
| 30413 | Itaxandinvestments Inc CRD 338765 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | |
| 30414 | Iwm New York Inc. CRD 334984 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 01/05/2026 | ☆ | |
| 30415 | Izett & Associates, Llc CRD 337321 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/13/2025 | ☆ | |
| 30416 | J I Medina Investments, Llc CRD 226663 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/18/2026 | ☆ | ||
| 30417 | J.M. Hite Financial Llc CRD 339473 | Troy, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 30418 | Jack Creek Partners Llc CRD 338362 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/29/2026 | ☆ |
| 30419 | Jacobs Investment Management, Llc CRD 322796 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/30/2026 | ☆ | |
| 30420 | Jacquelineplans, Llc CRD 329932 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 03/16/2026 | ☆ |
| 30421 | Jaeger Wealth Advisors Llc CRD 341243 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/10/2026 | ☆ | ||
| 30422 | James J. Waters CRD 322885 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/21/2023 | ☆ | |
| 30423 | Jarombek Capital Llc CRD 337952 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/06/2025 | ☆ | |
| 30424 | Javier, Dominic Hilario, Espiritu CRD 337314 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 30425 | Jensen Capital Asset Management, Llc CRD 226609 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/03/2026 | ☆ | ||
| 30426 | Jesurun Wealth Advisors Llc CRD 341695 | Bonita Springs, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/01/2026 | ☆ | |
| 30427 | Jhanti Financial Inc. CRD 165335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/23/2024 | ☆ | |
| 30428 | Jm Financial Private Wealth, Inc. CRD 341113 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/08/2026 | ☆ | |
| 30429 | Jmd Financial Planning Inc. CRD 340513 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | ||
| 30430 | Joe Allen, Llc CRD 342928 | Prescott, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/02/2026 | ☆ | |
| 30431 | John 15:13 Financial Llc CRD 342073 | Sarasota, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/10/2026 | ☆ | |
| 30432 | John Elliott Wealth Management Llc CRD 339255 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 30433 | John Funderburk, Llc CRD 337294 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 30434 | John W. Tympanick CRD 122446 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 30435 | John Winston Booth CRD 335113 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/17/2025 | ☆ | |
| 30436 | Johnson's Capital Partners Corporation CRD 329331 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/26/2026 | ☆ |
| 30437 | Joint Financial Llc CRD 340730 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/18/2026 | ☆ | ||
| 30438 | Jones & Company Wealth Advisory, Llc CRD 322471 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/20/2026 | ☆ | ||
| 30439 | Jos Planning Firm Llc CRD 331432 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/15/2026 | ☆ |
| 30440 | Joski Financial Llc CRD 342383 | Star, ID | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | |
| 30441 | Jpn Advisors Llc CRD 306032 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/12/2026 | ☆ |
| 30442 | Jsm Investment Management CRD 339002 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/11/2026 | ☆ | |
| 30443 | Jtm Carey Capital Llc CRD 343101 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/29/2026 | ☆ | ||
| 30444 | Juth Investment Advisory Llc CRD 337572 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/16/2026 | ☆ | |
| 30445 | Kahn Asset Management, Inc CRD 342960 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/03/2026 | ☆ | |
| 30446 | Kairos Ria, Llc CRD 341881 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/18/2026 | ☆ | |
| 30447 | Kaizen Capital Partners Limited CRD 308168 | Causeway Bay | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/30/2026 | ☆ |
| 30448 | Kalaj Capital Llc CRD 329379 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 30449 | Kamko Llc CRD 334470 | Appleton, WI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2025 | ☆ | |
| 30450 | Kamson Financial Solutions International Llc CRD 150158 | Mesa, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/06/2024 | ☆ |