Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30451 | Kane Asset Management, Llc CRD 339926 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/24/2026 | ☆ |
| 30452 | Kane Capital Advisors Llc CRD 343226 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 30453 | Kasoff, Ian, Benjamin CRD 323594 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/11/2026 | ☆ | |
| 30454 | Katsutoshi Capital Management, Llc CRD 328356 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/28/2025 | ☆ | ||
| 30455 | Kava Financial Llc CRD 340289 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/22/2026 | ☆ | |
| 30456 | Kconnally Strategies, Llc CRD 335766 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/31/2026 | ☆ | ||
| 30457 | Kelda Wealth Management Llc CRD 340241 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 30458 | Kelos Wealth Planning, Llc CRD 342194 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 30459 | Kelp Capital Llc CRD 135079 | Seattle, WA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 01/12/2026 | ☆ |
| 30460 | Kensys Ltd CRD 327832 | London | Investment Adviser · Boutique (under $100M) | $0 | 60 | 0 | 2 | 09/18/2025 | ☆ |
| 30461 | Kervin Ally CRD 310517 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/07/2021 | ☆ | ||
| 30462 | Keystone Capital Advisors Llc CRD 340958 | Auburn, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/27/2026 | ☆ | |
| 30463 | Keystone Fiduciary Financial Planning & Tax Advisory, Llc CRD 339819 | Bethlehem, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | |
| 30464 | Khelp Financial Llc CRD 316301 | Delray Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 53 | 0 | 2 | 03/18/2026 | ☆ |
| 30465 | Kibo Investment Advisors Llc CRD 342173 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/03/2026 | ☆ | ||
| 30466 | Kiddos Capital Llc CRD 339209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2026 | ☆ | ||
| 30467 | Kimball, Kerri Lynn CRD 341202 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 30468 | Kindred Peak Wealth Management Llc CRD 339644 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/17/2026 | ☆ | ||
| 30469 | Kingsley Wealth Partners, Inc. CRD 338475 | Gilbert, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | |
| 30470 | Kintail Holdings Llc CRD 337506 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/09/2026 | ☆ | |
| 30471 | Kitchen Table Financial Planning, Llc CRD 342665 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/20/2026 | ☆ | ||
| 30472 | Knight Strategic Investment Advising, Llc CRD 342165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 30473 | Knight Vision Capital Llc CRD 338333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 30474 | Knightsbridge Ventures Ltd Co CRD 290448 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/25/2025 | ☆ | ||
| 30475 | Knox Capital Advisors Llc CRD 329511 | South Salem, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 30476 | Koala Financial, Inc. CRD 340891 | Bonita, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/02/2026 | ☆ | |
| 30477 | Koda Capital Management Llc CRD 341421 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 30478 | Kodiak Capital Group Ct Llc CRD 342815 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/26/2026 | ☆ | ||
| 30479 | Koinos Financial, Llc CRD 342846 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 30480 | Kommon Wealth, Llc CRD 337483 | Roanoke, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/08/2026 | ☆ |
| 30481 | Kopkin Capital Management CRD 310851 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/17/2022 | ☆ | ||
| 30482 | Kramer Wealth Management, Llc CRD 342698 | Nipomo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | |
| 30483 | Krown Advisory Llc CRD 342223 | Blue Bell, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ |
| 30484 | Kujawa Geoffrey R CRD 175429 | Sylvania, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | |
| 30485 | Kutumb Investments Llc CRD 342420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 05/18/2026 | ☆ | |
| 30486 | Kv Services Ii Limited CRD 151518 | Grand Cayman | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/23/2026 | ☆ |
| 30487 | Kwm Partners Llc CRD 334428 | Conroe, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/16/2026 | ☆ | |
| 30488 | Kyo Asset Management, Llc CRD 331281 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2025 | ☆ | ||
| 30489 | Labounty Financial Planning Llc CRD 342726 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 30490 | Laguna Private Capital Llc CRD 340390 | Aliso Viejo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/28/2026 | ☆ | |
| 30491 | Lahontan Capital Llc CRD 341420 | Albany, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/07/2026 | ☆ | |
| 30492 | Lakeline Financial Llc CRD 339602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 30493 | Lakepoint Wealth Partners Llc CRD 343032 | Highland, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | |
| 30494 | Lakeport Advisors, Llc CRD 342587 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 30495 | Lakpa Llc CRD 335352 | Vitacura, Santiago | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 30496 | Lambda Wealth Management Llc CRD 338971 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/16/2026 | ☆ | |
| 30497 | Lancity Enterprises, Llc CRD 336109 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/21/2025 | ☆ | |
| 30498 | Laney Wealth Advisors Llc CRD 343731 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 22 | 07/29/2026 | ☆ | ||
| 30499 | Langan Financial Group Llc CRD 342937 | Camp Hill, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 12 | 07/15/2026 | ☆ | |
| 30500 | Lankford Capital Management Llc CRD 339132 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/10/2026 | ☆ |