Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30501 | Harper Wealth Management Llc CRD 339306 | Gilbert, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 30502 | Harpian Llc CRD 342112 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | |
| 30503 | Harrison Fiduciary Group Llc CRD 155845 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 2 | 03/27/2025 | ☆ |
| 30504 | Harrison Park Capital Llc CRD 336209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 11/19/2025 | ☆ | ||
| 30505 | Harthcock, Andrew David CRD 339420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/21/2026 | ☆ | |
| 30506 | Harvest Financial Planning, Llc CRD 293982 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/07/2026 | ☆ | ||
| 30507 | Harvest Lane Investment Partners Llc CRD 340042 | Sandy, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | |
| 30508 | Harvesting Gains Corporation CRD 341790 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/15/2026 | ☆ |
| 30509 | Haven Funding Llc CRD 344545 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | ||
| 30510 | Haverford Wealth Management, Llc CRD 343087 | Erie, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | |
| 30511 | Hawk Advisory Llc CRD 332571 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 7 | 0 | 3 | 01/29/2026 | ☆ |
| 30512 | Healthquant Associates Llc CRD 172415 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2017 | ☆ | ||
| 30513 | Hearthstead Financial, Llc CRD 338442 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 30514 | Hearthstone Financial Group, Llc CRD 342648 | Ephrata, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/04/2026 | ☆ | |
| 30515 | Heartland Financial Planners, Llc CRD 343566 | Fishers, IN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/14/2026 | ☆ |
| 30516 | Hedged Alpha Capital Management, Llc CRD 338963 | Morristown, NJ | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 02/19/2026 | ☆ |
| 30517 | Heighten Capital Management Llc CRD 342993 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | ||
| 30518 | Heitman International Real Estate Securities Pty Limited CRD 154476 | Melbourne | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 135 | 03/28/2026 | ☆ | |
| 30519 | Helios Financial Services, Llc CRD 339501 | Cedar Park, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | |
| 30520 | Helix Advisors Llc CRD 340983 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 30521 | Helix Wealth Llc CRD 343292 | Fishers, IN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 06/23/2026 | ☆ | |
| 30522 | Hemmers Financial Corporation CRD 341452 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/14/2026 | ☆ | |
| 30523 | Heritage First Wealth Management, Llc CRD 342502 | Kansas City, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 10/01/2026 | ☆ | |
| 30524 | Heritage Legacy Wealth Llc CRD 337548 | Buffalo Grove, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | |
| 30525 | Herndon Wealth Services Inc CRD 313930 | Vero Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | |
| 30526 | Hero Asset Management, Llc CRD 335707 | Sandy Springs, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 3 | 09/05/2025 | ☆ | |
| 30527 | Hiarc Wealth Advisors Llc CRD 344782 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 09/30/2026 | ☆ | ||
| 30528 | High Country Stewardship Llc CRD 344104 | Bozeman, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | |
| 30529 | High Rock Holdings Llc CRD 342438 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 06/18/2026 | ☆ | ||
| 30530 | Highlight Advisors Llc CRD 338539 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/16/2026 | ☆ | |
| 30531 | Highline Financial Llc CRD 342357 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 0 | 10/06/2026 | ☆ | |
| 30532 | Highline Wealth Solutions Llc CRD 343472 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | ||
| 30533 | Highrock Capital Management Inc. CRD 340720 | Uniondale, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ |
| 30534 | Hillgate Financial, Llc CRD 129585 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/26/2025 | ☆ | |
| 30535 | Hillstrong Llc CRD 334005 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/17/2025 | ☆ | ||
| 30536 | Hinduja Lynx Investment Advisory, Llc CRD 289909 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/27/2026 | ☆ | |
| 30537 | Hinkle, Kenneth Dean CRD 310318 | Seal Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 30538 | Hirst Financial Independence Planning, Inc. CRD 342919 | Fall River, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 09/04/2026 | ☆ | |
| 30539 | Hisaab Capital, Llc CRD 341015 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2026 | ☆ | |
| 30540 | Hodges Financial Group Llc CRD 338345 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | ||
| 30541 | Hoeven Wealth, Llc CRD 343490 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/07/2026 | ☆ | |
| 30542 | Hogue Investment Services CRD 342293 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2026 | ☆ | ||
| 30543 | Holistic Capital CRD 332028 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/25/2024 | ☆ | |
| 30544 | Holm & Baucom Wealth Advisors, Llc CRD 343838 | Victoria, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/21/2026 | ☆ | |
| 30545 | Holocron Holdings Llc CRD 343224 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/23/2026 | ☆ | |
| 30546 | Holt Investment Partners Llc CRD 339917 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 30547 | Honestly Financial Llc CRD 338758 | Vancouver, British Columbia | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/18/2026 | ☆ | |
| 30548 | Honorpoint Financial Llc CRD 343016 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/24/2026 | ☆ | ||
| 30549 | Hoov Capital Management, Llc CRD 338641 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 03/10/2026 | ☆ | |
| 30550 | Hoovest Capital Management Inc CRD 327888 | West Vancouver | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/17/2026 | ☆ |