Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30501 | Lapistone Advisors Llc CRD 337280 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | ||
| 30502 | Larkspur Capital Partners Llc CRD 342508 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/08/2026 | ☆ | ||
| 30503 | Lasani Wealth Management Llc CRD 341637 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ | |
| 30504 | Latticework Investment Management, Llc CRD 341515 | Overland Park, KS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/19/2026 | ☆ | |
| 30505 | Lavoie Wealth Advisors Llc CRD 340995 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 30506 | Laxmi Raj Private Wealth Llc CRD 341892 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 30507 | Lcw Planning And Investments, Llc CRD 338407 | Lawrence, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 30508 | Leander Wealth Management Llc CRD 343266 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | ||
| 30509 | Lee W Hollingsworth Cfa Inc CRD 300489 | Roswell, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2024 | ☆ |
| 30510 | Lefevre, Allan Scott CRD 287874 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/13/2026 | ☆ | |
| 30511 | Legacy Wealth, Inc. CRD 337405 | Granite Bay, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 30512 | Leges Wealth Management Llc CRD 339110 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/21/2026 | ☆ | ||
| 30513 | Leggett Ventures Llc CRD 342997 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 06/01/2026 | ☆ | |
| 30514 | Leh Advisors Llc CRD 326909 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | ||
| 30515 | Lehner Capital, Llc CRD 340977 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/24/2026 | ☆ | |
| 30516 | Leichtberg, Forrest Michael CRD 340688 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/03/2026 | ☆ | |
| 30517 | Leither's Financial Planning, Inc. CRD 120606 | Investment Adviser · Boutique (under $100M) | $0 | 9 | 0 | 1 | 08/17/2026 | ☆ | |
| 30518 | Lewis Caldwell Mitchell Inc. CRD 330543 | Kingwood, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2025 | ☆ | |
| 30519 | Lgbtq Wealth Planning Llc CRD 338553 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/25/2026 | ☆ | |
| 30520 | Liao, Fai Hung CRD 312570 | Arcadia, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 30521 | Liberty Financial Group, Inc. CRD 340009 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/16/2026 | ☆ | |
| 30522 | Liberty Forge Llc CRD 343208 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 07/31/2026 | ☆ | |
| 30523 | Liberty Point Financial Llc CRD 340888 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 30524 | Life Story Wealth Planning Llc CRD 332717 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | |
| 30525 | Limehouse Wealth Management Llc CRD 335227 | Lexington, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/30/2026 | ☆ | |
| 30526 | Limeral Research Llc CRD 340807 | Malvern, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 30527 | Limiter Financial Llc CRD 342617 | Richmond, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | |
| 30528 | Little Bird Financial, Llc CRD 340484 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 07/29/2026 | ☆ | ||
| 30529 | Live Oak Financial Management, Inc. CRD 168083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 30530 | Livingston Wealth Advisory Llc CRD 336849 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 30531 | Lns Operations, Llc CRD 341913 | Naperville, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 16 | 07/17/2026 | ☆ |
| 30532 | Loam Advisory Llc CRD 335731 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 03/19/2026 | ☆ | |
| 30533 | Lobos Creek Investors Llc CRD 342724 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2026 | ☆ | |
| 30534 | Lockes Locks, Llc CRD 340842 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 30535 | Logiq Capital Llc CRD 337680 | Englewood, NJ | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 02/06/2026 | ☆ |
| 30536 | Long Crest Capital Llc CRD 341281 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/21/2026 | ☆ | |
| 30537 | Longevity Wealth Advisory Llc CRD 343011 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 30538 | Longshore Wealth Management Llc CRD 334612 | Highlands, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2025 | ☆ | |
| 30539 | Longview Financial Planning Llc CRD 340996 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 30540 | Loucks & Weaver Financial, Inc. CRD 338876 | Elkhart, IN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 4 | 06/15/2026 | ☆ | |
| 30541 | Loyal Advisors Llc CRD 319356 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2026 | ☆ | |
| 30542 | Lucas Retirement Group Llc CRD 341225 | Anthem, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/27/2026 | ☆ | |
| 30543 | Lucerna Capital Management Llc CRD 343408 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/07/2026 | ☆ | |
| 30544 | Lucid Fp Llc CRD 343677 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/23/2026 | ☆ | ||
| 30545 | Lumbridge Research Llc CRD 337934 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/21/2025 | ☆ | |
| 30546 | Luminous Money Llc CRD 339844 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/26/2026 | ☆ | ||
| 30547 | Luxe Capital Management Inc. CRD 335314 | Elizabeth, NJ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/18/2025 | ☆ |
| 30548 | Lyon Wealth Advisory Llc CRD 335837 | Fresno, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 03/19/2026 | ☆ |
| 30549 | Lyons View Capital, Llc CRD 324582 | Auburn, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 03/26/2026 | ☆ |
| 30550 | Macallen Capital Llc CRD 341240 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ |