Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30851 | Plato Planning, Llc CRD 339970 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/20/2026 | ☆ | |
| 30852 | Plc Wealth Partners Llc CRD 343192 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 30853 | Pnl Investments CRD 339543 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/13/2026 | ☆ | ||
| 30854 | Polen International Equity Llc CRD 340625 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 14 | 01/29/2026 | ☆ | |
| 30855 | Polymita Wealth Management Llc CRD 342872 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/18/2026 | ☆ | ||
| 30856 | Polynomial Ventures Llc CRD 310888 | Willowbrook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/23/2022 | ☆ | |
| 30857 | Poolit Fund Management, Llc CRD 322774 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 09/12/2024 | ☆ |
| 30858 | Portfolio Dynamix CRD 307069 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2024 | ☆ |
| 30859 | Portfoliolab CRD 339763 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 30860 | Potentia Wealth Advisors Llc CRD 339262 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/18/2026 | ☆ | ||
| 30861 | Power Forward Management, Llc CRD 332095 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/31/2026 | ☆ |
| 30862 | Pragmatic Financial Strategies, Inc CRD 165483 | Kennesaw, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/14/2025 | ☆ |
| 30863 | Prassas Capital, Llc CRD 129979 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2025 | ☆ | ||
| 30864 | Praxess Advisors, Llc CRD 328304 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 07/08/2026 | ☆ |
| 30865 | Precision Wealth Advisors Llc CRD 343348 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2026 | ☆ | ||
| 30866 | Preferred Retirement Options, Inc CRD 116172 | Ammon, ID | Insurance-Affiliated · Boutique (under $100M) | $0 | 480 | 0 | 5 | 01/23/2026 | ☆ |
| 30867 | Premier Gold Global Wealth Llc CRD 172465 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 1 | 04/01/2026 | ☆ | |
| 30868 | Present Value Financial Services Llc CRD 297335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/11/2026 | ☆ | |
| 30869 | Preve Inversiones CRD 318445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 30870 | Pria Strategies, Llc CRD 337580 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/17/2026 | ☆ | |
| 30871 | Primary Operations Inc CRD 336814 | New South Wales | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | |
| 30872 | Prime Fiduciary Advisors Llc CRD 329392 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 30873 | Prism Wealth Partners, Llc CRD 341299 | Waveland, MS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/07/2026 | ☆ | |
| 30874 | Prism Wealth Planning Ltd. Dba The People's Planner CRD 317874 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/03/2022 | ☆ | ||
| 30875 | Prive Wealth Management, Llc CRD 339705 | Grayson, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 30876 | Proctor Advisory Wealth, Llc CRD 341417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | ||
| 30877 | Profiscal Wealth Llc CRD 339719 | Highlands Ranch, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/23/2026 | ☆ | |
| 30878 | Prophet Equity Management Llc CRD 163214 | Southlake, TX | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 8 | 03/31/2026 | ☆ |
| 30879 | Proshare Investment Management Llc CRD 342578 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 05/06/2026 | ☆ |
| 30880 | Prumo Wealth Management, Llc CRD 340283 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | ||
| 30881 | Public Safety Financial Group, Llc CRD 342737 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | |
| 30882 | Puente Wealth Advisors Llc CRD 343307 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 30883 | Pullman Wealth Llc CRD 340431 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 30884 | Pure Financial Llc CRD 322781 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/09/2022 | ☆ | |
| 30885 | Purelight Investment Advisors Llc CRD 282901 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/02/2016 | ☆ | |
| 30886 | Purpose Driven Wealth Advisors Llc CRD 339806 | Richmond, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/23/2026 | ☆ | |
| 30887 | Purposefp, Llc CRD 331194 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/24/2026 | ☆ | ||
| 30888 | Q Wealth Usa Inc. CRD 334008 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 8 | 07/07/2026 | ☆ | |
| 30889 | Q2 Financial, Llc CRD 340519 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | ||
| 30890 | Quaerite Primum Financial Planning, Llc CRD 343160 | Lees Summit, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/30/2026 | ☆ |
| 30891 | Quant Alpha Decisions Llc CRD 339893 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/27/2026 | ☆ | |
| 30892 | Quant Portfolio Management Llc CRD 331525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 30893 | Quantic Advisors, Llc CRD 342368 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 30894 | Quantum Wealth Advisors Llc CRD 336823 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/16/2026 | ☆ | ||
| 30895 | Queen City Wealth Partners Llc CRD 340532 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/13/2026 | ☆ | ||
| 30896 | Quest Wealth Management Incorporated CRD 173668 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/07/2014 | ☆ | ||
| 30897 | Quest Wealth Solutions, Inc. CRD 341599 | Mansfield, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/30/2026 | ☆ | |
| 30898 | Quintessence Wealth Collective Llc CRD 342821 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 30899 | Quivira Advisors, Llc CRD 332457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 30900 | Quotient Wealth Asset Management, Llc CRD 336552 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/25/2026 | ☆ |