Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31001 | Oak Bay Financial, Llc CRD 339012 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ | |
| 31002 | Oakley Private Wealth Llc CRD 342849 | Marvin, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/23/2026 | ☆ | |
| 31003 | Off The Bay Wealth Llc CRD 338970 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/24/2026 | ☆ | |
| 31004 | Ohio Cu Financial Services, Llc CRD 341083 | Garfield Heights, OH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 10/02/2026 | ☆ | |
| 31005 | Old World Financial Advisors CRD 329141 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/25/2024 | ☆ | |
| 31006 | Olivehurst Advisors Llc CRD 328287 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 31007 | Oltarion Capital Llc CRD 341445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/15/2026 | ☆ | |
| 31008 | Omaris Financial, Llc CRD 342792 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31009 | Omega Strategies Llc CRD 342402 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 31010 | Omega Wealth Management, Llc CRD 330209 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/31/2026 | ☆ |
| 31011 | Omnes Wealth Management Llc CRD 339936 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 31012 | Omnicap Wealth Partners Llc CRD 336182 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | |
| 31013 | One Life Advisory, Llc CRD 338319 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/02/2026 | ☆ | |
| 31014 | One Source Advisory Group Llc CRD 341059 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/21/2026 | ☆ | ||
| 31015 | One Stone Global Llc CRD 175052 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/19/2026 | ☆ |
| 31016 | Oneadvocate Financial Llc CRD 340839 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/10/2026 | ☆ | ||
| 31017 | Onyx Investments, Incorporated CRD 133244 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/20/2015 | ☆ | |
| 31018 | Ooda Quantum Capital, Llc CRD 339749 | Johnston, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 10/02/2026 | ☆ |
| 31019 | Open Prairie Wealth Management Llc CRD 338471 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/20/2025 | ☆ | ||
| 31020 | Open Water Advisory Partners Llc CRD 342017 | Yucaipa, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/14/2026 | ☆ | |
| 31021 | Opima Capital Management, Llc CRD 343836 | Ocoee, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/17/2026 | ☆ | |
| 31022 | Optima Trade & Investments, Llc CRD 141381 | Wheeling, WV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 03/25/2026 | ☆ | |
| 31023 | Optimal Tax Asset Management, Inc. CRD 340466 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/05/2026 | ☆ | |
| 31024 | Optimalpath Advisors, Llc CRD 334673 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/12/2026 | ☆ | ||
| 31025 | Optimize Wealth Management Inc. CRD 333695 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/12/2026 | ☆ | |
| 31026 | Optimum Financial Llc CRD 329188 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/29/2023 | ☆ | ||
| 31027 | Optos Real Estate Credit, Llc CRD 343298 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 8 | 07/01/2026 | ☆ |
| 31028 | Opus Financial Llc CRD 334279 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/16/2025 | ☆ | ||
| 31029 | Orange Street Fund Advisors Llc CRD 337511 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/29/2025 | ☆ | |
| 31030 | Orion Partners, Llc CRD 342113 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 06/30/2026 | ☆ |
| 31031 | Osborne Financial Planning Llc CRD 311721 | Peachtree City, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2021 | ☆ | |
| 31032 | Otium Wealth Management, Llc CRD 340157 | Fort Collins, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 31033 | Outflyers Llc CRD 304115 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/24/2026 | ☆ | ||
| 31034 | Overflow Financial Llc CRD 325459 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2025 | ☆ | ||
| 31035 | Overland Advisors Corporation CRD 334738 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/12/2026 | ☆ |
| 31036 | Overwatch Advisors, Llc CRD 316055 | Oxford, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/27/2023 | ☆ | |
| 31037 | Overwatch Capital Advisors Llc CRD 341636 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 05/29/2026 | ☆ | |
| 31038 | Own Your Monday Wealth Management, Llc CRD 344150 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2026 | ☆ | ||
| 31039 | Ownit Technologies Llc CRD 342965 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 08/20/2026 | ☆ | |
| 31040 | Ox Lux Advisory Llc CRD 338878 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 31041 | Oxbow Holdings, Inc. CRD 339061 | Charlemont, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/06/2026 | ☆ | |
| 31042 | Oyster Creek Capital Llc CRD 339119 | Urbanna, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/18/2026 | ☆ |
| 31043 | P&L Family Wealth, Llc CRD 341272 | City Of Industry, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | |
| 31044 | Pace Wealth Llc CRD 338289 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/03/2025 | ☆ | |
| 31045 | Pacific Pension Advisors Llc CRD 342177 | Mission Viejo, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/16/2026 | ☆ |
| 31046 | Pacifica Hereditas Llc CRD 339752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 31047 | Padovani Asset Management, Inc. CRD 168354 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/11/2025 | ☆ | |
| 31048 | Palumbo Capital Group, Llc CRD 334679 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 31049 | Palus Advisory Llc CRD 343036 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/16/2026 | ☆ |
| 31050 | Pangaro Wealth Management Llc CRD 342241 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ |