Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31001 | Safira Wealth Management Llc CRD 290142 | Geneva | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/24/2026 | ☆ |
| 31002 | Sage Advice Financial Llc CRD 338145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31003 | Sagegrove Investment Advisory Group, Llc CRD 336414 | Colorado Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31004 | Sagewood Capital Management Llc CRD 339800 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/07/2026 | ☆ | |
| 31005 | Sailcrest Capital Management Llc CRD 331486 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 31006 | Sala Capital, Llc CRD 283821 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/12/2024 | ☆ | ||
| 31007 | Salehi, Matt CRD 328552 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/09/2026 | ☆ | ||
| 31008 | Samco Proprietary Trading, Inc. CRD 329446 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/18/2026 | ☆ | |
| 31009 | Samju Capital Llc CRD 337477 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2026 | ☆ | ||
| 31010 | Sample, Peter CRD 316197 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2021 | ☆ | ||
| 31011 | Samuel D. Kramer Cpa, Cfp CRD 121910 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 11/01/2023 | ☆ | |
| 31012 | Sansone Cpa Pllc CRD 338455 | Crystal Lake, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | |
| 31013 | Santa Cruz Financial CRD 334207 | Rancho Cucamonga, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31014 | Santa Susana Financial, Llc CRD 341629 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31015 | Sapphire Legacy Wealth Strategies, Inc. CRD 340393 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | ||
| 31016 | Sapphire Wealth Advisory Llc CRD 341280 | Westminster, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/09/2026 | ☆ | |
| 31017 | Sardona Global Advisors Llc CRD 326726 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/10/2024 | ☆ | ||
| 31018 | Savlan Wealth Partners Llc CRD 343698 | New City, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 08/10/2026 | ☆ | |
| 31019 | Savy Wealth Advisors, Inc CRD 341453 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/20/2026 | ☆ | ||
| 31020 | Scalar Wealth Llc CRD 341061 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 31021 | Scarecrow Trading Inc. CRD 171851 | Savage, MN | Investment Adviser · Boutique (under $100M) | $0 | 20 | 0 | 2 | 03/11/2026 | ☆ |
| 31022 | Schabell Financial, Llc CRD 338175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/23/2026 | ☆ | ||
| 31023 | Scheeler Financial Llc CRD 342671 | West Chester, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/31/2026 | ☆ | |
| 31024 | Scholardog Llc CRD 341107 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 03/30/2026 | ☆ |
| 31025 | Scia Ny Llc CRD 337639 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/27/2026 | ☆ |
| 31026 | Scottsdale Capital Advisors Corporation CRD 118786 | Scottsdale, AZ | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 3 | 05/27/2026 | ☆ | |
| 31027 | Scp Steward Capital Advisers Llc CRD 291038 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2026 | ☆ | ||
| 31028 | Scsc Advisors, Llc CRD 343551 | Rancho Santa Fe, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/31/2026 | ☆ | |
| 31029 | Sea Suite Financial Llc CRD 336305 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2026 | ☆ | ||
| 31030 | Seam Financial Llc CRD 337902 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | ||
| 31031 | Seaport Asset Management, Llc CRD 161157 | New York City, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/03/2026 | ☆ |
| 31032 | Seaport Financial Education Llc CRD 334093 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 0 | 08/14/2025 | ☆ | |
| 31033 | Securus Wealth Management, Llc CRD 339098 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ | |
| 31034 | Seeker Financial Llc CRD 330481 | Afton, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/05/2024 | ☆ |
| 31035 | Selected Objectives Llc CRD 337992 | Port St. Lucie, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31036 | Seminario Asset Management Llc CRD 339039 | Coral Gables, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 07/10/2026 | ☆ | |
| 31037 | Seraphim Wealth Advisors, Inc. CRD 309457 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 05/06/2026 | ☆ | |
| 31038 | Serenity Advising Llc CRD 342168 | Spokane, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 31039 | Servant's Heart Financial Planning, Llc CRD 337719 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/09/2026 | ☆ | ||
| 31040 | Servepoint Capital Llc CRD 340106 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/04/2026 | ☆ | ||
| 31041 | Seven Stages Wealth Llc CRD 343294 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/10/2026 | ☆ | ||
| 31042 | Seventwotwentythree Llc Haland Wealth Management Llc CRD 336453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 31043 | Sevenwealth Llc CRD 338710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/03/2026 | ☆ | ||
| 31044 | Sfx Asset & Wealth Llc CRD 339309 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 31045 | Sgmg Enterprise Llc CRD 139552 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/17/2016 | ☆ | ||
| 31046 | Shadowbox Logistics, Llc CRD 342272 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 07/06/2026 | ☆ |
| 31047 | Sharma, Adam Christopher CRD 342877 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2026 | ☆ | ||
| 31048 | Sharpe Advisors, Llc CRD 338664 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/19/2026 | ☆ | |
| 31049 | Shearson Financial Services, Llc CRD 38619 | Boca Raton, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 22 | 03/07/2026 | ☆ |
| 31050 | Shellcrest Financial Llc CRD 340316 | Middleton, WI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/19/2026 | ☆ |