Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30951 | Rickstar Financial, Llc CRD 340844 | Ypsilanti, MI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/19/2026 | ☆ | |
| 30952 | Ridge And Republic Holdings Llc CRD 337907 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 30953 | Ridge Road Wealth Management, Llc CRD 343684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/27/2026 | ☆ | ||
| 30954 | Ridgeview Financial Llc CRD 340441 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/17/2026 | ☆ | ||
| 30955 | Riemann Capital Llc CRD 306524 | Great Neck, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | |
| 30956 | Ripl Wealth Llc CRD 342258 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/03/2026 | ☆ | ||
| 30957 | Riptide Financial, Llc CRD 333810 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/21/2025 | ☆ | |
| 30958 | Rise Up Planning, Llc CRD 342439 | Edwards, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 30959 | Risen Phoenix Capital Advisers, Llc CRD 337648 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/23/2025 | ☆ | |
| 30960 | Rising Femme Wealth, Llc CRD 342509 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/29/2026 | ☆ | |
| 30961 | Risk Overlay Associates Llc CRD 174727 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 30962 | Rive Capital Advisors Llc CRD 308357 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/08/2022 | ☆ | |
| 30963 | River Rose Financial Llc CRD 342580 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 30964 | Rivermax Financial Planning Llc CRD 340438 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/28/2026 | ☆ |
| 30965 | Riverwest Financial Llc CRD 339333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/08/2026 | ☆ | ||
| 30966 | Robinson Nelson Agency, Llc CRD 336312 | Chesterfield, VA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 30967 | Robinson Stocks, Llc CRD 321752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/21/2022 | ☆ | ||
| 30968 | Robinson, Andrew CRD 340780 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | ||
| 30969 | Rock Financial Planning, Llc CRD 341677 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ | |
| 30970 | Rockbound Capital Llc CRD 337512 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2025 | ☆ | ||
| 30971 | Roger Budd Investment Management, Llc CRD 298525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2023 | ☆ | ||
| 30972 | Roi Financial Planning, Llc CRD 341025 | Clarksville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 06/29/2026 | ☆ | |
| 30973 | Ron Carazo And Associates, L.L.C. CRD 342791 | Metairie, LA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/16/2026 | ☆ |
| 30974 | Ronald Christopher Verbeck CRD 111954 | Valencia, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | |
| 30975 | Rondeivu Advisory, Llc CRD 325505 | Southport, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/26/2026 | ☆ | |
| 30976 | Root & Web Community Financial Llc CRD 342585 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | ||
| 30977 | Rootn Wealth Management, Inc. CRD 340886 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | |
| 30978 | Rootson Capital Llc CRD 340459 | North Andover, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/08/2026 | ☆ |
| 30979 | Rosales Wealth Group Llc CRD 339652 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/06/2026 | ☆ | |
| 30980 | Rose Pine Financial, Llc CRD 342646 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 30981 | Rosen Group Private Wealth Management, Llc CRD 331736 | Pointe Claire. Qc | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/17/2026 | ☆ |
| 30982 | Rosenberg Wealth Management Llc CRD 323835 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | ||
| 30983 | Roshan Private Wealth Management, Llc CRD 338403 | Palm Harbor, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 30984 | Roth Builder Investments Llc CRD 311169 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 30985 | Rothschild Financial Partners, Llc CRD 342696 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/18/2026 | ☆ | |
| 30986 | Rovia Advisors Llc CRD 339115 | Bangalore, Kamataka | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/27/2026 | ☆ |
| 30987 | Rovia Tree Financial Llc CRD 305759 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 30988 | Rsc Industrial Asset Management Group 2, Llc CRD 324467 | Studio City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 03/31/2026 | ☆ | |
| 30989 | Rtb Wealth Advisors, Llc CRD 338599 | Mckinney, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/10/2026 | ☆ | |
| 30990 | Rubric Advisors Llc CRD 336764 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/16/2026 | ☆ | |
| 30991 | Ruby Financial Corporation CRD 142491 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | ||
| 30992 | Ruiz Financial Group, Llc CRD 342372 | Toledo, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 30993 | Rulicent Investments Llc CRD 339865 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/05/2026 | ☆ | |
| 30994 | Rushmore Capital Partners Llc CRD 332491 | Beverly Hills, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 30995 | Rx Wealth Management, Llc CRD 326737 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/25/2026 | ☆ | ||
| 30996 | Ryse Capital Management Llc CRD 334978 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/12/2025 | ☆ | |
| 30997 | S2 Capital Management Llc CRD 341871 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/10/2026 | ☆ | ||
| 30998 | Saaga Wealth Planning Llc CRD 341789 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/24/2026 | ☆ | ||
| 30999 | Sabin, Garrett Loren CRD 289814 | Lompoc, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31000 | Saecula Wealth Llc CRD 339221 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/01/2026 | ☆ |