Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30951 | Nashoba Valley Wealth Management, Llc CRD 342479 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/16/2026 | ☆ | ||
| 30952 | National Retirement Plan Services, Inc. CRD 148026 | Tampa, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/28/2026 | ☆ | |
| 30953 | Nauta Capital Llc CRD 329207 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/29/2026 | ☆ | ||
| 30954 | Navian Asset Management, Llc CRD 338787 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 04/22/2026 | ☆ | ||
| 30955 | Navian Investment Management, Llc CRD 343784 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 07/31/2026 | ☆ | |
| 30956 | Navigate Private Fund Advisors Llc CRD 313687 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/16/2026 | ☆ | |
| 30957 | Navigator Wealth Advisors CRD 338223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/10/2026 | ☆ | |
| 30958 | Navolio & Tallman Advisors Llc CRD 318582 | Walnut Creek, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/26/2026 | ☆ | |
| 30959 | Nax Capital Llc CRD 342755 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 30960 | Nek Financial Inc CRD 325331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/06/2023 | ☆ | |
| 30961 | Nelson Advisory Services, Inc. CRD 337576 | Winter Park, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 3 | 11/25/2025 | ☆ | |
| 30962 | Nestimate Investment Management Llc CRD 330306 | St Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 10/05/2026 | ☆ | |
| 30963 | Neuralvest Llc CRD 342830 | Investment Adviser · Boutique (under $100M) | $0 | 90 | 0 | 2 | 09/22/2026 | ☆ | |
| 30964 | Nevada Retirement Planners, Llc CRD 337989 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 04/22/2026 | ☆ |
| 30965 | Nevins Industries Llc CRD 340490 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/04/2026 | ☆ | ||
| 30966 | New England Tactical Investments Llc CRD 301909 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/17/2019 | ☆ | ||
| 30967 | New Horizon Wealth Management, Llc CRD 342187 | Canton, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 08/24/2026 | ☆ | |
| 30968 | Newell Financial Services Inc. CRD 339826 | Greenwood Village, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/17/2026 | ☆ | |
| 30969 | Next Chapter Financial, Llc CRD 330230 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 05/07/2026 | ☆ | |
| 30970 | Next Play Wealth, Llc CRD 339239 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 30971 | Next Wealth Advisers, Llc. CRD 342970 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 30972 | Nexten Fp Llc CRD 338919 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/15/2026 | ☆ | ||
| 30973 | Nextreg Advisors Llc CRD 344045 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/08/2026 | ☆ | |
| 30974 | Night Owl Capital Canada, Llc CRD 338234 | Greenwich, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 03/23/2026 | ☆ |
| 30975 | Nightgale Wealth Management Llc CRD 338123 | Schenectady, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | |
| 30976 | Nightingale Financial Llc CRD 342681 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/22/2026 | ☆ | ||
| 30977 | Nj Capital Management CRD 339457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | ||
| 30978 | Njk Wealth Management Llc CRD 338352 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/23/2025 | ☆ | ||
| 30979 | Noble Yield Wealth Management Llc CRD 317757 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2025 | ☆ | ||
| 30980 | Noblehouse Family Office, Llc CRD 338855 | Plano, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/23/2026 | ☆ | |
| 30981 | Nofal Financial Group Llc CRD 340662 | Brentwood, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/04/2026 | ☆ | |
| 30982 | North County Financial Planning, Llc CRD 340508 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | ||
| 30983 | North Manor Capital Llc CRD 341333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 30984 | North Pine Strategic Wealth Llc CRD 342628 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 30985 | North Wind And Sun Advisory Llc CRD 344706 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | ||
| 30986 | Northbridge Wealth Management Llc CRD 339816 | Teaneck, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/27/2026 | ☆ |
| 30987 | Northern Capital Securities Corporation CRD 40659 | North Andover, MA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 15 | 01/07/2026 | ☆ | |
| 30988 | Northwater Capital Llc CRD 338732 | Portland, ME | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | |
| 30989 | Nortlov Advisory, Llc CRD 325025 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/11/2026 | ☆ | |
| 30990 | Norvia Wealth Management Llc CRD 343554 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/16/2026 | ☆ | ||
| 30991 | Nostradamus Solutions Llc CRD 344458 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/23/2026 | ☆ | |
| 30992 | Novera Wealth, Inc. CRD 343978 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 30993 | Novodyn Advisors Llc CRD 156451 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 06/06/2026 | ☆ | |
| 30994 | Nrc Toll Llc CRD 343470 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 30995 | Nuakh Financial Llc CRD 344050 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | |
| 30996 | Nuna Investments, Llc CRD 340462 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/15/2026 | ☆ | ||
| 30997 | Nwealth Inc. CRD 340017 | London | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/07/2026 | ☆ | |
| 30998 | O'brien Strategic Wealth CRD 340330 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 30999 | O'h Capital Llc CRD 324638 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 0 | 01/15/2026 | ☆ | |
| 31000 | O2 Investments Llc CRD 337334 | West Chester, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/11/2026 | ☆ |