Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31201 | Third Point Private Capital Llc CRD 332857 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 143 | 03/31/2026 | ☆ | |
| 31202 | Third Stage Investment Group, Llc CRD 141951 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/24/2026 | ☆ |
| 31203 | Thomas Nyitray, Sole Proprietor CRD 338165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/29/2026 | ☆ | ||
| 31204 | Thompson, David Eric CRD 226620 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2015 | ☆ | ||
| 31205 | Thoughtful Wealth Advisory Llc CRD 340039 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | ||
| 31206 | Three Dots Advisory Llc CRD 342640 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31207 | Three Phases Wealth Advisors Llc CRD 338143 | Investment Adviser · Boutique (under $100M) | $0 | 8 | 0 | 3 | 05/29/2026 | ☆ | |
| 31208 | Three Sixty Wealth Management, Llc. CRD 339056 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |
| 31209 | Threshold Wealth Advisors Llc CRD 340602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31210 | Thrive Wise Advisors Llc CRD 295090 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/10/2023 | ☆ | |
| 31211 | Thrivealike Llc CRD 338918 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 31212 | Tickel, Gary Arnold CRD 168190 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | ||
| 31213 | Tide Rock Leverageco Manager, Llc CRD 342458 | Solana Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 3 | 0 | 50 | 05/20/2026 | ☆ |
| 31214 | Tilghman Wealth Management, Llc CRD 337574 | Arnold, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/26/2026 | ☆ |
| 31215 | Time Investment Advisers Llc CRD 334731 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/22/2025 | ☆ | ||
| 31216 | Timeless Wealth, Llc CRD 339525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31217 | Titan Wealth Advisory, Llc CRD 340817 | Mission, KS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/18/2026 | ☆ | |
| 31218 | Titan Wealth Management CRD 340051 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/13/2026 | ☆ | |
| 31219 | Tiverton Wealth, Llc CRD 339410 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | |
| 31220 | Toellen Capital Management, Llc CRD 338793 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 31221 | Together Wealth Group Llc CRD 341389 | Miami Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 06/30/2026 | ☆ | |
| 31222 | Tomoro Llc CRD 340227 | Colts Neck, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 17 | 08/13/2026 | ☆ | |
| 31223 | Tony Chrampanis & Co., L.L.C. CRD 133254 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 04/04/2011 | ☆ | |||
| 31224 | Top Rank Wealth Management, Llc CRD 341288 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 07/14/2026 | ☆ | |
| 31225 | Torrey Pines Investment Management Llc CRD 330216 | Del Mar, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ |
| 31226 | Tp Investment Advisory Services, Llc CRD 157184 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 31227 | Trackside Wealth Llc CRD 342750 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31228 | Trade Therapy, Llc CRD 336468 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/18/2025 | ☆ | |
| 31229 | Tradealgo Wealth Management Llc CRD 312342 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 08/12/2026 | ☆ |
| 31230 | Tradeup Wealth Management, Inc. CRD 335362 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 05/11/2026 | ☆ |
| 31231 | Traina Investment Advisory, Llc CRD 338943 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/18/2026 | ☆ | ||
| 31232 | Transcend Advisor Inc. CRD 328253 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/24/2024 | ☆ | ||
| 31233 | Transition Family Wealth, Llc CRD 331328 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2024 | ☆ | |
| 31234 | Trevian Financial CRD 342264 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/15/2026 | ☆ | |
| 31235 | Tributaries Financial Planning Llc CRD 338578 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 31236 | Trica Wealth Planning, Llc CRD 341055 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31237 | Trigon Investment Advisors Ag CRD 286220 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31238 | Trigsted Wealth Advisory Llc CRD 342083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31239 | Trilogy Wealth Management, Llc CRD 326773 | Bay City, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2023 | ☆ | |
| 31240 | Trinchera Investments, Llc CRD 340715 | Midland, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | |
| 31241 | Triple Pine Wealth Management Llc CRD 336848 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31242 | Triumph Investment Advisory Group, Llc CRD 172484 | Rochester, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31243 | Trivera Wealth Management, Llc CRD 343450 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | ||
| 31244 | Trivium Capital Partners, Llc CRD 329786 | Logan, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ |
| 31245 | Trout Capital Management, Llc CRD 343185 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31246 | Trovera Capital Management, Llc CRD 340577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31247 | True Fiduciary Financial Advisors, Llc CRD 317770 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2022 | ☆ | |
| 31248 | True North Wealth Strategies Llc CRD 342840 | Knoxville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2026 | ☆ | |
| 31249 | True Path Financial Llc CRD 336137 | Sarasota, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/07/2026 | ☆ | |
| 31250 | True Range Strategic Wealth Llc CRD 342593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/13/2026 | ☆ |