Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31201 | Rickstar Financial, Llc CRD 340844 | Ypsilanti, MI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/19/2026 | ☆ | |
| 31202 | Ridge And Republic Holdings Llc CRD 337907 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/31/2026 | ☆ | |
| 31203 | Ridge Road Wealth Management, Llc CRD 343684 | New Orleans, LA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/08/2026 | ☆ | |
| 31204 | Ridgepoint Wealth Partners Llc CRD 343808 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | ||
| 31205 | Ridgeview Financial Llc CRD 340441 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/17/2026 | ☆ | ||
| 31206 | Riemann Capital Llc CRD 306524 | Great Neck, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | |
| 31207 | Riptide Financial, Llc CRD 333810 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/21/2025 | ☆ | |
| 31208 | Rise Up Planning, Llc CRD 342439 | Edwards, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 31209 | Risen Phoenix Capital Advisers, Llc CRD 337648 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/23/2025 | ☆ | |
| 31210 | Rising Femme Wealth, Llc CRD 342509 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/23/2026 | ☆ | |
| 31211 | Risk Overlay Associates Llc CRD 174727 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 31212 | Rive Capital Advisors Llc CRD 308357 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/08/2022 | ☆ | |
| 31213 | River Rose Financial Llc CRD 342580 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 31214 | Rivermax Financial Planning Llc CRD 340438 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/28/2026 | ☆ |
| 31215 | Riverwest Financial Llc CRD 339333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/08/2026 | ☆ | ||
| 31216 | Rm 26, Inc. CRD 343752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/11/2026 | ☆ | ||
| 31217 | Roath Capital Advisory Llc CRD 338200 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/10/2026 | ☆ | |
| 31218 | Robinson Nelson Agency, Llc CRD 336312 | Chesterfield, VA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 31219 | Robinson Stocks, Llc CRD 321752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/21/2022 | ☆ | ||
| 31220 | Robinson, Andrew CRD 340780 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | ||
| 31221 | Rock Financial Planning, Llc CRD 341677 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ | |
| 31222 | Rockbound Capital Llc CRD 337512 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2025 | ☆ | ||
| 31223 | Roger Budd Investment Management, Llc CRD 298525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2023 | ☆ | ||
| 31224 | Ron Carazo And Associates, L.L.C. CRD 342791 | Metairie, LA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/11/2026 | ☆ |
| 31225 | Ronald Christopher Verbeck CRD 111954 | Valencia, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | |
| 31226 | Rondeivu Advisory, Llc CRD 325505 | Southport, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/26/2026 | ☆ | |
| 31227 | Root & Web Community Financial Llc CRD 342585 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | ||
| 31228 | Rootn Wealth Management, Inc. CRD 340886 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | |
| 31229 | Roots & Sparrow Llc CRD 343384 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/09/2026 | ☆ | |
| 31230 | Rootson Capital Llc CRD 340459 | North Andover, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/08/2026 | ☆ |
| 31231 | Rosales Wealth Group Llc CRD 339652 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/06/2026 | ☆ | |
| 31232 | Rose Pine Financial, Llc CRD 342646 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31233 | Rosen Group Private Wealth Management, Llc CRD 331736 | Pointe Claire. Qc | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/30/2026 | ☆ |
| 31234 | Rosenberg Wealth Management Llc CRD 323835 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | ||
| 31235 | Roshan Private Wealth Management, Llc CRD 338403 | Palm Harbor, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 31236 | Roth Builder Investments Llc CRD 311169 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 31237 | Rothschild Financial Partners, Llc CRD 342696 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/01/2026 | ☆ | |
| 31238 | Round Table Advisors, Llc CRD 343859 | Chattanooga, TN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 13 | 08/28/2026 | ☆ |
| 31239 | Rovia Advisors Llc CRD 339115 | Bangalore, Kamataka | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/27/2026 | ☆ |
| 31240 | Rovia Tree Financial Llc CRD 305759 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31241 | Royce Wealth Management Llc CRD 342935 | Sacramento, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/08/2026 | ☆ |
| 31242 | Rpwm Partners, Llc CRD 343846 | Bedford, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 102 | 10/01/2026 | ☆ | |
| 31243 | Rsc Industrial Asset Management Group 2, Llc CRD 324467 | Studio City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 03/31/2026 | ☆ | |
| 31244 | Rtb Wealth Advisors, Llc CRD 338599 | Mckinney, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/10/2026 | ☆ | |
| 31245 | Rubric Advisors Llc CRD 336764 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/16/2026 | ☆ | |
| 31246 | Ruby Financial Corporation CRD 142491 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | ||
| 31247 | Ruiz Financial Group, Llc CRD 342372 | Toledo, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 31248 | Rulicent Investments Llc CRD 339865 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/05/2026 | ☆ | |
| 31249 | Rushmore Capital Partners Llc CRD 332491 | Beverly Hills, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 31250 | Ruth Investment Advisers Llc CRD 341024 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/04/2026 | ☆ |