Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31251 | Rx Wealth Management, Llc CRD 326737 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/25/2026 | ☆ | ||
| 31252 | Ryestone Advisors, Llc CRD 343406 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 09/25/2026 | ☆ | ||
| 31253 | Ryse Capital Management Llc CRD 334978 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/12/2025 | ☆ | |
| 31254 | S Financial Advisory Llc CRD 343597 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31255 | S2 Capital Management Llc CRD 341871 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/10/2026 | ☆ | ||
| 31256 | Saaga Wealth Planning Llc CRD 341789 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 31257 | Sabattis Capital Management Llc CRD 341029 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 31258 | Sabin, Garrett Loren CRD 289814 | Lompoc, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31259 | Saecula Wealth Llc CRD 339221 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/01/2026 | ☆ | ||
| 31260 | Safira Wealth Management Llc CRD 290142 | Geneva | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/24/2026 | ☆ |
| 31261 | Sage Advice Financial Llc CRD 338145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31262 | Sage Saguaro Llc CRD 343892 | Glendale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/03/2026 | ☆ |
| 31263 | Sagefolio Advisors, Llc CRD 342600 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/16/2026 | ☆ | |
| 31264 | Sagegrove Investment Advisory Group, Llc CRD 336414 | Colorado Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31265 | Sagewood Capital Management Llc CRD 339800 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/07/2026 | ☆ | |
| 31266 | Sailcrest Capital Management Llc CRD 331486 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 31267 | Sala Capital, Llc CRD 283821 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/12/2024 | ☆ | ||
| 31268 | Salehi, Matt CRD 328552 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | ||
| 31269 | Saman Wm Llc CRD 344385 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/17/2026 | ☆ | |
| 31270 | Samco Proprietary Trading, Inc. CRD 329446 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/18/2026 | ☆ | |
| 31271 | Samju Capital Llc CRD 337477 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31272 | Sample, Peter CRD 316197 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2021 | ☆ | ||
| 31273 | Samuel D. Kramer Cpa, Cfp CRD 121910 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 11/01/2023 | ☆ | |
| 31274 | Sand Run Wealth Management Llc CRD 344316 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/21/2026 | ☆ | |
| 31275 | Sansone Cpa Pllc CRD 338455 | Crystal Lake, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | |
| 31276 | Santa Cruz Financial CRD 334207 | Rancho Cucamonga, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31277 | Santa Susana Financial, Llc CRD 341629 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31278 | Sapiens Advisors Llc CRD 341254 | Coral Gables, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/06/2026 | ☆ | |
| 31279 | Sapphire Legacy Wealth Strategies, Inc. CRD 340393 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | ||
| 31280 | Sapphire Wealth Advisory Llc CRD 341280 | Westminster, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/09/2026 | ☆ | |
| 31281 | Savi Finance Llc CRD 340202 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/16/2026 | ☆ | ||
| 31282 | Savlan Wealth Partners Llc CRD 343698 | New City, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 10/01/2026 | ☆ | |
| 31283 | Savy Wealth Advisors, Inc CRD 341453 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/20/2026 | ☆ | ||
| 31284 | Scalar Wealth Llc CRD 341061 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 31285 | Scarecrow Trading Inc. CRD 171851 | Savage, MN | Investment Adviser · Boutique (under $100M) | $0 | 20 | 0 | 2 | 03/11/2026 | ☆ |
| 31286 | Scenario Wealth Management Llc CRD 344693 | Fountain Hills, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2026 | ☆ |
| 31287 | Schabell Financial, Llc CRD 338175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/23/2026 | ☆ | ||
| 31288 | Scheeler Financial Llc CRD 342671 | West Chester, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/31/2026 | ☆ | |
| 31289 | Schneider Wealth Management Llc CRD 344219 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | ||
| 31290 | Scholardog Llc CRD 341107 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 09/16/2026 | ☆ |
| 31291 | Schubert Financial Llc CRD 343445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 31292 | Scia Ny Llc CRD 337639 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/22/2026 | ☆ |
| 31293 | Scn Capital Llc CRD 343107 | San Clemente, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 31294 | Scottsdale Capital Advisors Corporation CRD 118786 | Scottsdale, AZ | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 3 | 05/27/2026 | ☆ | |
| 31295 | Scp Steward Capital Advisers Llc CRD 291038 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2026 | ☆ | ||
| 31296 | Sea Suite Financial Llc CRD 336305 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/08/2026 | ☆ | ||
| 31297 | Seam Financial Llc CRD 337902 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | ||
| 31298 | Seaport Asset Management, Llc CRD 161157 | New York City, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/03/2026 | ☆ |
| 31299 | Seaport Financial Education Llc CRD 334093 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 0 | 08/14/2025 | ☆ | |
| 31300 | Seaport Securities Corp. CRD 8330 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 09/30/2026 | ☆ |