Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31301 | Securus Wealth Management, Llc CRD 339098 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ | |
| 31302 | Seeker Financial Llc CRD 330481 | Afton, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/05/2024 | ☆ |
| 31303 | Select Wealth Partners, Llc CRD 344024 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 09/30/2026 | ☆ | ||
| 31304 | Selected Objectives Llc CRD 337992 | Port St. Lucie, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31305 | Seminario Asset Management Llc CRD 339039 | Coral Gables, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 08/26/2026 | ☆ | |
| 31306 | Sequel Capital Management, Llc CRD 343763 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | ||
| 31307 | Sequoia Ridge Wealth Llc CRD 343800 | Redlands, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | |
| 31308 | Seraphim Wealth Advisors, Inc. CRD 309457 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 05/06/2026 | ☆ | |
| 31309 | Serenity Advising Llc CRD 342168 | Spokane, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 31310 | Servant's Heart Financial Planning, Llc CRD 337719 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/09/2026 | ☆ | ||
| 31311 | Servepoint Capital Llc CRD 340106 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/04/2026 | ☆ | ||
| 31312 | Seven Stages Wealth Llc CRD 343294 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 31313 | Seventwotwentythree Llc Haland Wealth Management Llc CRD 336453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/04/2026 | ☆ | ||
| 31314 | Sevenwealth Llc CRD 338710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/03/2026 | ☆ | ||
| 31315 | Sfr Wealth Llc CRD 343870 | Lower Burrell, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2026 | ☆ | |
| 31316 | Sfx Asset & Wealth Llc CRD 339309 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/28/2026 | ☆ | ||
| 31317 | Sgmg Enterprise Llc CRD 139552 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/17/2016 | ☆ | ||
| 31318 | Shadowbox Logistics, Llc CRD 342272 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 07/06/2026 | ☆ |
| 31319 | Shariawiz Advisory, Llc CRD 342423 | Folsom, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 10/06/2026 | ☆ | |
| 31320 | Sharma, Adam Christopher CRD 342877 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2026 | ☆ | ||
| 31321 | Shearson Financial Services, Llc CRD 38619 | Boca Raton, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 22 | 03/07/2026 | ☆ |
| 31322 | Shellcrest Financial Llc CRD 340316 | Middleton, WI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/19/2026 | ☆ | |
| 31323 | Shen, Jie CRD 289865 | Los Altos, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2026 | ☆ |
| 31324 | Sherpa Wealth Management Llc CRD 340032 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2026 | ☆ | |
| 31325 | Sherrod Wealth Management Llc CRD 343674 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | ||
| 31326 | Shilla Advisory Llc CRD 338692 | Marlborough, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | |
| 31327 | Shk Capital Management, Inc. CRD 326632 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/14/2023 | ☆ | |
| 31328 | Shoreglass Financial Studio, Llc CRD 344363 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/03/2026 | ☆ | |
| 31329 | Shorestown Partners Llc CRD 340562 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31330 | Siahkamari Llc CRD 343324 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31331 | Sightcast Equity Group, Llc CRD 344530 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/15/2026 | ☆ | ||
| 31332 | Siimpl, Llc CRD 311048 | Bloomington, MN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 31333 | Silk Capital Management Llc CRD 341606 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/17/2026 | ☆ | |
| 31334 | Silver Oak, Llc CRD 335596 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/21/2026 | ☆ |
| 31335 | Silvercap Asset Management, Llc CRD 342232 | Charlotte, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 07/17/2026 | ☆ | |
| 31336 | Silverhaven Strategic Wealth, Llc CRD 340335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/03/2026 | ☆ | ||
| 31337 | Silversea Capital, Llc CRD 318331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 31338 | Simple Financial Solutions Llc CRD 339417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/09/2026 | ☆ | ||
| 31339 | Simple Money Advisors Llc CRD 342619 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31340 | Simplepath Wealth Management, Llc CRD 309014 | Palm Harbor, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/26/2026 | ☆ | |
| 31341 | Simplexus Llc CRD 340868 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31342 | Simpliphi Capital, Llc CRD 341593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/09/2026 | ☆ | ||
| 31343 | Singer Ventures Llc CRD 312568 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2021 | ☆ | ||
| 31344 | Sintra Capital Corp CRD 113059 | Wolfeboro, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/10/2026 | ☆ | |
| 31345 | Sirius Trading Partners Llc CRD 342484 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/16/2026 | ☆ | |
| 31346 | Sisu Capital Management Llc CRD 338402 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 09/02/2026 | ☆ | |
| 31347 | Six Strings Of Wealth, Llc CRD 343531 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31348 | Sj Wealth Partners CRD 344684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 31349 | Skela Financial Llc CRD 336563 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | |
| 31350 | Skylar Wealth Management, Llc CRD 341591 | Pasadena, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/25/2026 | ☆ |