Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31351 | Skyline Financial Services, Llc CRD 342275 | Hastings, NE | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/28/2026 | ☆ | |
| 31352 | Skyrise Financial CRD 340203 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/21/2026 | ☆ | ||
| 31353 | Slater Tompkins Legacy, Llc CRD 341021 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2026 | ☆ | ||
| 31354 | Slavic Wealth Management, Inc. CRD 327929 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 18 | 04/27/2026 | ☆ |
| 31355 | Slight Edge Wealth Strategies, Llc CRD 338689 | Jacksonville, FL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/13/2026 | ☆ |
| 31356 | Slipstream Wealth Planning Llc CRD 342729 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | ||
| 31357 | Smartalpha Wealth Advisors Llc CRD 323310 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/03/2022 | ☆ | |
| 31358 | Smarter Way Wealth, Llc CRD 342140 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/28/2026 | ☆ | |
| 31359 | Smith, Gary, Clifford CRD 334997 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2025 | ☆ | ||
| 31360 | Smith,Thomas,William CRD 341139 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | ||
| 31361 | Sn Private Wealth Group, Llc CRD 340495 | Jacksonville, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/12/2026 | ☆ | |
| 31362 | Snow Canyon Financial Planning Llc CRD 338924 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/19/2025 | ☆ | ||
| 31363 | Solid State Wealth Advisory Group, Llc CRD 343436 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 31364 | Solid Street Llc CRD 173830 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2015 | ☆ | ||
| 31365 | Solomon Capital Partners Llc CRD 329290 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2024 | ☆ | ||
| 31366 | Solstice Guard Capital Llc CRD 342641 | St. Charles, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/02/2026 | ☆ | |
| 31367 | Someday Advisors Llc CRD 314615 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2026 | ☆ | |
| 31368 | Somerset Advisory, Llc CRD 343852 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 08/31/2026 | ☆ | |
| 31369 | Somos Financial Partners Llc CRD 338642 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/07/2026 | ☆ | ||
| 31370 | Sonoran Investment Advisors, Llc CRD 328160 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2024 | ☆ | |
| 31371 | Soseki Wealth Management, Llc CRD 339503 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/16/2025 | ☆ | |
| 31372 | Sound Futures Llc CRD 340439 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 02/11/2026 | ☆ | |
| 31373 | Sounding Line Wealth Management, Llc CRD 343232 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 31374 | Southcoast Advisory Group, Inc CRD 161543 | Fall River, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2026 | ☆ | |
| 31375 | Southeast Capital Management Ltd CRD 334751 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2025 | ☆ | |
| 31376 | Southern Capital Partners, Llc CRD 339415 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 31377 | Southern Georgia Wealth Advisors Llc CRD 342690 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31378 | Southernmost Advisors Llc CRD 340372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | ||
| 31379 | Southfork Investment Management Llc CRD 334716 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/13/2026 | ☆ | |
| 31380 | Sovereign Wealth Office Llc CRD 339635 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 31381 | Sp Retirement Llc CRD 339666 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2026 | ☆ | ||
| 31382 | Sparrow Wealth Corporation CRD 335599 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 31383 | Spendvest Corp CRD 339469 | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 1 | 09/30/2026 | ☆ | |
| 31384 | Spring Lake Equity Management Llc CRD 167251 | Burlington, MA | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 3 | 08/20/2026 | ☆ |
| 31385 | Spruce Hill Capital, Llc CRD 334549 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31386 | Sr Abf Advisors Lp CRD 343630 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 333 | 08/24/2026 | ☆ | |
| 31387 | Srl Financial, Llc CRD 343656 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31388 | Srs Wealth Management, Llc CRD 343188 | Lancaster, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/10/2026 | ☆ | |
| 31389 | Ssb 5, Inc. CRD 159526 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2025 | ☆ | |
| 31390 | Ssc Advisors, Llc CRD 339313 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 01/07/2026 | ☆ |
| 31391 | St. Louis Financial Planners Inc. CRD 105511 | Chesterfield, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 9 | 08/18/2026 | ☆ | |
| 31392 | Stackstone Wealth, Llc CRD 342692 | Dubuque, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 27 | 08/25/2026 | ☆ | |
| 31393 | Stackwealth Llc CRD 336449 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31394 | Stadia Financial Llc CRD 328171 | Kamuela, HI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 04/01/2025 | ☆ |
| 31395 | Staffieri Capital Llc CRD 341715 | Lindon, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/31/2026 | ☆ |
| 31396 | Stahlvest, Llc CRD 125554 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/13/2026 | ☆ | ||
| 31397 | Stanford Wealth Planning Llc CRD 339724 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 31398 | Stanton Group Wealth Partners, Inc. CRD 335311 | Naperville, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/17/2025 | ☆ | |
| 31399 | Stara Capital Partners Lp CRD 340480 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 9 | 09/30/2026 | ☆ | |
| 31400 | Stella Maris Wealth Management Llc CRD 341801 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ |