Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31351 | Whiterock Wealth Design, Llc CRD 342236 | Fayetteville, AR | Investment Adviser · Boutique (under $100M) | $0 | 0 | 8 | 06/04/2026 | ☆ | |
| 31352 | Whitestone Investment Planning CRD 338612 | Toms River, NJ | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 03/09/2026 | ☆ |
| 31353 | Whittier Green Wealth Management Llc CRD 343079 | Century City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | |
| 31354 | Wholestory Wealth Llc CRD 341889 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/22/2026 | ☆ | ||
| 31355 | Wild Iris Financial Llc CRD 341074 | St. Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/12/2026 | ☆ | |
| 31356 | William C. Hoeffer, Jr. Inc. CRD 114131 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 04/06/2026 | ☆ | ||
| 31357 | Williamson Price Modern Wealth Management Llc CRD 342501 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31358 | Willis Towers Watson Securities, Llc CRD 317602 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 08/18/2026 | ☆ | |
| 31359 | Willow Partner Advisors, Llc CRD 333917 | Prides Crossing, MA | Investment Adviser · Boutique (under $100M) | $0 | 977 | 0 | 5 | 04/06/2026 | ☆ |
| 31360 | Wilusz, Kathleen, Melody CRD 329391 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | |
| 31361 | Wima Capital CRD 339562 | Ciudad De México | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 07/29/2026 | ☆ |
| 31362 | Winston Solidus Wealth Llc CRD 341577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/18/2026 | ☆ | |
| 31363 | Wisdomtree Ventures Management, Llc CRD 343577 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 07/17/2026 | ☆ | |
| 31364 | Wise Financial Strategies, Llc CRD 339861 | Lakeland, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 31365 | Wolf Bay Wealth Partners, Llc CRD 331212 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/04/2026 | ☆ | |
| 31366 | Wolfe Signal Capital Llc CRD 337507 | San Jose, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/02/2026 | ☆ | |
| 31367 | Woo, Harry CRD 342251 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/26/2026 | ☆ | |
| 31368 | Woodmont Wealth Management, Llc CRD 341740 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 31369 | Woolstone Consulting Llc CRD 340694 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 31370 | Working Capital Mgmt Llc CRD 342128 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31371 | Worry In Order, Llc CRD 341228 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31372 | Worth Wealth Advisors, Llc CRD 339284 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/24/2026 | ☆ | |
| 31373 | Worthwhile Wealth Llc CRD 341019 | Johnson City, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/19/2026 | ☆ |
| 31374 | Wright Financial Advisory Llc CRD 341180 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 31375 | Wright Wealth Management Llc CRD 312237 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2021 | ☆ | ||
| 31376 | Wyand Wealth Llc CRD 339470 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/03/2026 | ☆ | |
| 31377 | Wyoming Wealth Advisors, Llc CRD 342139 | Casper, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 31378 | Xfo Capital, Llc CRD 339871 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2026 | ☆ | |
| 31379 | Y CRD 338267 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | ||
| 31380 | Y CRD 338867 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 10 | 01/06/2026 | ☆ | |
| 31381 | Y CRD 340074 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 12/18/2025 | ☆ | ||
| 31382 | Y CRD 338342 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/20/2025 | ☆ | ||
| 31383 | Y CRD 334044 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/27/2025 | ☆ | ||
| 31384 | Y CRD 335565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/07/2025 | ☆ | ||
| 31385 | Yearwood Financial Management CRD 342547 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31386 | Yellow Oak Financial Planning, Llc CRD 338146 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 31387 | Yieldwink Capital Llc CRD 336744 | East Elmhurst, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/23/2026 | ☆ |
| 31388 | Yiu Advisors, Llc CRD 342347 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | ||
| 31389 | Yocum Wealth, Llc CRD 342828 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/17/2026 | ☆ | |
| 31390 | Yoshi Advisory Llc CRD 339574 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 04/22/2026 | ☆ | |
| 31391 | You Investment Management Llc CRD 341891 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 31392 | Young Wealth Partners, Llc CRD 339453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | ||
| 31393 | Your Path Wealth Management Llc CRD 341249 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31394 | Youya Wealth Llc CRD 342387 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/18/2026 | ☆ | |
| 31395 | Ysb Wealth Management Llc CRD 341032 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/16/2026 | ☆ | ||
| 31396 | Zagmout Wealth Management Co. CRD 297789 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2020 | ☆ | |
| 31397 | Zale Capital Management, L.P. CRD 338433 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/02/2026 | ☆ | ||
| 31398 | Zapa Investing Llc CRD 338749 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/25/2026 | ☆ | ||
| 31399 | Zefan & Company, Llc CRD 342421 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/29/2026 | ☆ | |
| 31400 | Zenit Wealth Advisors, Inc. CRD 334122 | Piantini, Santo Domingo | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/02/2026 | ☆ |