Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31401 | Stellaris Wealth Management Llc CRD 313686 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/11/2021 | ☆ | |
| 31402 | Sterling Capital Advisors, Llc CRD 335544 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 01/09/2026 | ☆ | |
| 31403 | Sterling Legacy Advisors Inc. CRD 340172 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 4 | 08/25/2026 | ☆ | ||
| 31404 | Steven Hermann Advisory Llc CRD 340674 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2026 | ☆ | ||
| 31405 | Stevens Investment Counsel Llc CRD 342613 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | |
| 31406 | Stewardwell Llc CRD 342950 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 07/09/2026 | ☆ | |
| 31407 | Stewart Advisory Services, Inc. CRD 344426 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 31408 | Stillpoint Wealth Llc CRD 341336 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | ||
| 31409 | Stirling Investment Management Llc CRD 339903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 31410 | Stock Aca Llc CRD 338595 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | ||
| 31411 | Stock Snips, Inc. CRD 322544 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 4 | 03/31/2026 | ☆ |
| 31412 | Stone Tower Wealth Advisors, Llc CRD 341898 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/30/2026 | ☆ | |
| 31413 | Stonefield Capital Ltd. CRD 333786 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2025 | ☆ | ||
| 31414 | Stoneholt Wealth, Llc CRD 340321 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/20/2026 | ☆ | ||
| 31415 | Stonewell Financial Management Llc CRD 343327 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2026 | ☆ | ||
| 31416 | Stormbreaker Financial Llc CRD 339890 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | |
| 31417 | Stq Capital Llc CRD 340239 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/09/2026 | ☆ | ||
| 31418 | Strategence Capital Llc CRD 343488 | Van Wert, OH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 9 | 08/24/2026 | ☆ | |
| 31419 | Strategic Financial Llc CRD 341077 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/06/2026 | ☆ | |
| 31420 | Strategic Wealth Management Llc CRD 339812 | Lillington, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | |
| 31421 | Strategiq Funds, Inc. CRD 338557 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 06/22/2026 | ☆ |
| 31422 | Stribling Whalen Financial Group, Llc CRD 343346 | Gainesville, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 10/01/2026 | ☆ | |
| 31423 | Stride Tax And Wealth Advisors, Llc CRD 339078 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/16/2026 | ☆ | ||
| 31424 | Strltb Ca Llc CRD 344021 | Uniondale, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/10/2026 | ☆ |
| 31425 | Strong Mountains Financial Planning Llc CRD 341923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 31426 | Strong Tower Financial Group Llc CRD 343008 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/05/2026 | ☆ | |
| 31427 | Strong Wealth Advisors, Llc CRD 332447 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 31428 | Stronghaven Llc CRD 344420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/28/2026 | ☆ | |
| 31429 | Stronghold Ig Llc CRD 337710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2026 | ☆ | |
| 31430 | Suissa Private Wealth, Llc CRD 342601 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/29/2026 | ☆ | |
| 31431 | Sum Zero Wealth, Llc CRD 343434 | St. Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/07/2026 | ☆ | |
| 31432 | Summit Wealth Llc CRD 332859 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 31433 | Sumus Financial Llc CRD 340066 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | |
| 31434 | Sunburst Financial Management Llc CRD 340234 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 31435 | Sutter Capital Partners, Llc CRD 312689 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/30/2026 | ☆ | |
| 31436 | Swartz Wealth Management Llc CRD 337684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31437 | Swiss American Advisors Ltd. CRD 152531 | Zuerich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/30/2026 | ☆ | |
| 31438 | Switchbacks Capital Advisory, Llc CRD 339673 | Missoula, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/05/2026 | ☆ | |
| 31439 | Sykon Asset Management Llc CRD 336338 | Harrison, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 07/21/2026 | ☆ |
| 31440 | Synchravest Llc CRD 343653 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/08/2026 | ☆ | |
| 31441 | Syw Capital Management Llc CRD 287956 | Middle Village, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/12/2026 | ☆ |
| 31442 | Tack Wealth Advisory, Llc CRD 338489 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ | |
| 31443 | Tadman Financial, Llc CRD 342179 | Boise, ID | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/19/2026 | ☆ | |
| 31444 | Tailored Wealth, Llc CRD 342361 | Fairfield, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | |
| 31445 | Takayoshi Wealth Management Llc CRD 340514 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ |
| 31446 | Tamarisk Capital Management CRD 339175 | Holland, MI | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 3 | 02/20/2026 | ☆ |
| 31447 | Tampa Bay Capital Management Llc CRD 315210 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 31448 | Tandem Private Wealth, Llc CRD 342827 | Palo Alto, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/14/2026 | ☆ | |
| 31449 | Tapa Private Wealth Inc. CRD 337994 | Key West, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/05/2026 | ☆ |
| 31450 | Tapestryfp Llc CRD 340804 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/18/2026 | ☆ |