Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31451 | Targeted Equity Consulting Group Llc CRD 318444 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/04/2026 | ☆ | ||
| 31452 | Tartan Financial Group, Llc CRD 342445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | ||
| 31453 | Tartan Road Wealth Advisory, Llc CRD 341219 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | |
| 31454 | Tarte, Conrad Anthony CRD 125638 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/26/2026 | ☆ | |
| 31455 | Tax Reduction And Investment Strategies,Inc CRD 167630 | Las Vegas, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/25/2025 | ☆ | |
| 31456 | Taxwise Wealth Planning Llc CRD 342739 | Farmington, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | |
| 31457 | Taylor Financial Planning Llc CRD 336565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/06/2026 | ☆ | ||
| 31458 | Tcm Investment Management Llc CRD 334175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2025 | ☆ | ||
| 31459 | Team Timeless Enterprises, Llc CRD 299128 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 02/04/2026 | ☆ | |
| 31460 | Teapot Investments Llc CRD 342851 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31461 | Tekton Wealth Advisory Services, Llc CRD 333039 | Lowell, AR | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/10/2026 | ☆ | |
| 31462 | Tempus Wealth Partners CRD 339567 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/26/2025 | ☆ | ||
| 31463 | Ten Seven Capital Inc. CRD 338193 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 04/06/2026 | ☆ | |
| 31464 | Tendful Wealth Planning Llc CRD 341332 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31465 | Tenet Investments Llc CRD 339025 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 31466 | Terra Firma Asset Management Llc CRD 306765 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 03/30/2026 | ☆ |
| 31467 | Testament Wealth Management, Llc CRD 340823 | Cary, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | |
| 31468 | Tetschner, Eric Carl CRD 129241 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/19/2026 | ☆ | ||
| 31469 | Tgb Asset Management, Llc CRD 342958 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31470 | Thatcher Wealth Management Llc CRD 340188 | Grand Rapids, MI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 6 | 09/18/2026 | ☆ | |
| 31471 | The Family Offices Global Ventures Inc. CRD 333989 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31472 | The Financial Sciences Company, Llc CRD 340099 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31473 | The Geauxmez Group Wealth Management Llc CRD 340461 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | ||
| 31474 | The Grimm Group Llc CRD 334293 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31475 | The Investment Advisory Office Of Christopher Mikes, P.A. CRD 340895 | Bonita Springs, FL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31476 | The Jm Financial Planning Group, Ltd. CRD 167347 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/31/2013 | ☆ | ||
| 31477 | The Lynd Group Advisors, Llc CRD 169664 | Ventura, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/13/2026 | ☆ | |
| 31478 | The Panopoulos Group Inc. CRD 287552 | Inverness, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/28/2022 | ☆ | |
| 31479 | The Process Llc CRD 343984 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ | ||
| 31480 | The Shield Finance, Llc CRD 341345 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/19/2026 | ☆ | ||
| 31481 | The Simpson Firm Llc CRD 299204 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/10/2022 | ☆ | |
| 31482 | The Wealth Planning Company, Pllc CRD 341410 | Louisville, KY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/18/2026 | ☆ | |
| 31483 | The Wealthcare Clinic, Llc CRD 342399 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/30/2026 | ☆ | ||
| 31484 | The Wheeler Corr Group, Llc CRD 338929 | Santa Rosa, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | |
| 31485 | The Wheeler Group Llc CRD 340457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | ||
| 31486 | Theory79 Wealth Design Llc CRD 342184 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ |
| 31487 | Theta Wealth Partners Llc CRD 339241 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2026 | ☆ | |
| 31488 | Thewick, Inc CRD 342763 | Union City, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 10/02/2026 | ☆ |
| 31489 | Think Wealth Advisory, Llc CRD 153492 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/31/2026 | ☆ |
| 31490 | Third Act Financial Planning Llc CRD 340903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2026 | ☆ | ||
| 31491 | Third Generation Capital Management, Llc CRD 300367 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/24/2019 | ☆ |
| 31492 | Third Point Private Capital Llc CRD 332857 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 143 | 03/31/2026 | ☆ | |
| 31493 | Third Stage Investment Group, Llc CRD 141951 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/24/2026 | ☆ |
| 31494 | Thomas Nyitray, Sole Proprietor CRD 338165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/29/2026 | ☆ | ||
| 31495 | Thompson, David Eric CRD 226620 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2015 | ☆ | ||
| 31496 | Thoughtful Wealth Advisory Llc CRD 340039 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 31497 | Three Dots Advisory Llc CRD 342640 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31498 | Three Oaks Advisory Group, Llc CRD 344348 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/23/2026 | ☆ | ||
| 31499 | Three Phases Wealth Advisors Llc CRD 338143 | Investment Adviser · Boutique (under $100M) | $0 | 8 | 0 | 3 | 05/29/2026 | ☆ | |
| 31500 | Three Sixty Wealth Management, Llc. CRD 339056 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |