Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31501 | Threshold Wealth Advisors Llc CRD 340602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31502 | Thrive Wise Advisors Llc CRD 295090 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/10/2023 | ☆ | |
| 31503 | Thrivealike Llc CRD 338918 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 31504 | Throughline Financial Planning Llc CRD 343344 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | ||
| 31505 | Tickel, Gary Arnold CRD 168190 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | ||
| 31506 | Tilghman Wealth Management, Llc CRD 337574 | Arnold, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/26/2026 | ☆ |
| 31507 | Time Investment Advisers Llc CRD 334731 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/22/2025 | ☆ | ||
| 31508 | Timeless Wealth, Llc CRD 339525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31509 | Titan Wealth Advisory, Llc CRD 340817 | Mission, KS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/18/2026 | ☆ | |
| 31510 | Titan Wealth Management CRD 340051 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 31511 | Titanium Wealth Management Llc CRD 344000 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/17/2026 | ☆ | |
| 31512 | Tiverton Wealth, Llc CRD 339410 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | |
| 31513 | Tm2, Llc CRD 344286 | Henrico, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2026 | ☆ |
| 31514 | Tm37 Inc. CRD 339681 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 09/16/2026 | ☆ | ||
| 31515 | Toellen Capital Management, Llc CRD 338793 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31516 | Toft Wealth, Llc CRD 343372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 31517 | Together Wealth Group Llc CRD 341389 | Miami Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 10/01/2026 | ☆ |
| 31518 | Tony Chrampanis & Co., L.L.C. CRD 133254 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 04/04/2011 | ☆ | |||
| 31519 | Top Rank Wealth Management, Llc CRD 341288 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 08/25/2026 | ☆ | |
| 31520 | Torrey Pines Investment Management Llc CRD 330216 | Del Mar, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ |
| 31521 | Tower Wealth Planning Inc CRD 344135 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31522 | Tp Investment Advisory Services, Llc CRD 157184 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 31523 | Trace Holdings Management Llc CRD 343579 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 3 | 09/03/2026 | ☆ |
| 31524 | Trackside Wealth Llc CRD 342750 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31525 | Trade Therapy, Llc CRD 336468 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/09/2026 | ☆ | |
| 31526 | Tradealgo Wealth Management Llc CRD 312342 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 08/12/2026 | ☆ |
| 31527 | Tradeup Wealth Management, Inc. CRD 335362 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 05/11/2026 | ☆ |
| 31528 | Tradvex, Llc CRD 343686 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/07/2026 | ☆ | |
| 31529 | Traina Investment Advisory, Llc CRD 338943 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/18/2026 | ☆ | ||
| 31530 | Transcend Advisor Inc. CRD 328253 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/24/2024 | ☆ | ||
| 31531 | Transition Family Wealth, Llc CRD 331328 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2024 | ☆ | |
| 31532 | Trevian Financial CRD 342264 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/15/2026 | ☆ | |
| 31533 | Tributaries Financial Planning Llc CRD 338578 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 31534 | Trica Wealth Planning, Llc CRD 341055 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31535 | Trigon Investment Advisors Ag CRD 286220 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31536 | Trigsted Wealth Advisory Llc CRD 342083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ | ||
| 31537 | Trilogy Wealth Management, Llc CRD 326773 | Bay City, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2023 | ☆ | |
| 31538 | Trinchera Investments, Llc CRD 340715 | Midland, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | |
| 31539 | Triple Pine Wealth Management Llc CRD 336848 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31540 | Triumph Investment Advisory Group, Llc CRD 172484 | Rochester, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31541 | Trivera Wealth Management, Llc CRD 343450 | Tucson, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | |
| 31542 | Trivium Capital Partners, Llc CRD 329786 | Logan, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ |
| 31543 | Trout Capital Management, Llc CRD 343185 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31544 | Trovera Capital Management, Llc CRD 340577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31545 | True Fiduciary Financial Advisors, Llc CRD 317770 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2022 | ☆ | |
| 31546 | True North Wealth Strategies Llc CRD 342840 | Knoxville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2026 | ☆ | |
| 31547 | True Range Strategic Wealth Llc CRD 342593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/02/2026 | ☆ | |
| 31548 | Truestar Financial Partners Llc CRD 336223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/11/2026 | ☆ | ||
| 31549 | Truevector Wealth Advisors CRD 339522 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | ||
| 31550 | Turtle Wealth Llc CRD 343756 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ |