Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 34201 | Carolina Financial Advisory, Inc. CRD 118870 | Chapel Hill, NC | Insurance-Affiliated | — | 1 | 03/06/2026 | ☆ | ||
| 34202 | Carpathian Capital, Llc CRD 332934 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 34203 | Carpediem Advisors Private Limited CRD 334494 | Mumbai | Investment Adviser | — | 07/02/2026 | ☆ | |||
| 34204 | Carpenter Capital Management Llc CRD 339454 | Investment Adviser | — | 12/23/2025 | ☆ | ||||
| 34205 | Carraighill Capital Limited CRD 290703 | Dublin | Investment Adviser | — | 11 | 02/09/2026 | ☆ | ||
| 34206 | Carrie A. Fahey CRD 147337 | Buffalo, NY | Insurance-Affiliated | — | 0 | 1 | 02/24/2026 | ☆ | |
| 34207 | Carroll Frank & Plotkin Llc CRD 112280 | Pikesville,, MD | Insurance-Affiliated | — | 2 | 03/09/2026 | ☆ | ||
| 34208 | Carroll Street Capital Llc CRD 334083 | New York, NY | Investment Adviser | — | 04/15/2026 | ☆ | |||
| 34209 | Carroll, Jonathan Pitts CRD 135185 | Houston, TX | Investment Adviser | — | 1 | 06/05/2026 | ☆ | ||
| 34210 | Carrollton Mineral Partners Gp, Lp CRD 162202 | Dallas, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34211 | Carta Financiera Sa. CRD 306723 | Tortola | Investment Adviser | — | 5 | 03/24/2026 | ☆ | ||
| 34212 | Carte Verte Management Llc CRD 304948 | San Francisco, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 34213 | Carter Advisory Services, Inc CRD 116249 | Dallas, TX | Investment Adviser | — | 0 | 11 | 07/22/2026 | ☆ | |
| 34214 | Carter Group Gp Llc CRD 319611 | Seattle, WA | Investment Adviser | — | 03/17/2022 | ☆ | |||
| 34215 | Carterkev Advisors Llc CRD 300532 | Investment Adviser | — | 03/26/2024 | ☆ | ||||
| 34216 | Cartess Investment Partners Llc CRD 317294 | Dallas, TX | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 34217 | Carthage Capital Management Llc CRD 337863 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 34218 | Cartograph Ventures Management, Llc CRD 319030 | Investment Adviser | — | 03/21/2024 | ☆ | ||||
| 34219 | Caruso Ventures Llc CRD 323276 | Investment Adviser | — | 04/20/2026 | ☆ | ||||
| 34220 | Carver Financial Services Inc CRD 111258 | Mentor, OH | Insurance-Affiliated | — | 0 | 1 | 01/20/2026 | ☆ | |
| 34221 | Carya Management, Llc CRD 334933 | Palo Alto, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 34222 | Casa Verde Capital, Llc CRD 269907 | West Hollywood, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34223 | Cascade Oak Investments, Llc CRD 309524 | La Jolla, CA | Investment Adviser | — | 05/30/2025 | ☆ | |||
| 34224 | Casder Institute Of Wealth Inc. CRD 339172 | New York, NY | Investment Adviser | — | 10/10/2025 | ☆ | |||
| 34225 | Case, Diane CRD 287751 | Insurance-Affiliated | — | 1 | 09/28/2023 | ☆ | |||
| 34226 | Casey Capital, Llc CRD 160680 | Sarasota, FL | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 34227 | Cash Flow Fund 2 Manager, Llc CRD 337642 | Atlanta, GA | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 34228 | Cashew Capital Management Llc CRD 329685 | Investment Adviser | — | 01/17/2024 | ☆ | ||||
| 34229 | Casoro Capital, Llc CRD 192516 | Austin, TX | Investment Adviser | — | 05/07/2020 | ☆ | |||
| 34230 | Cassilly & Appel, Inc. CRD 173958 | Severna Park, MD | Investment Adviser | — | 16 | 03/18/2026 | ☆ | ||
| 34231 | Cassius Family Management Llc CRD 296899 | Atlanta, GA | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 34232 | Cassius Management Company, Llc CRD 340215 | Investment Adviser | — | 02/13/2026 | ☆ | ||||
| 34233 | Castaneda, Cesar Quijano CRD 157667 | Investment Adviser | — | 6 | 1 | 03/17/2026 | ☆ | ||
| 34234 | Castanos, Craig Vincent CRD 136533 | La Mesa, CA | Insurance-Affiliated | — | 1 | 02/19/2026 | ☆ | ||
| 34235 | Castik Capital Sarl CRD 309487 | Luxembourg | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 34236 | Castle Analytics Llc CRD 289495 | Lafayette, CA | Investment Adviser | — | 01/08/2026 | ☆ | |||
| 34237 | Castle Creek Launchpad I Gp Llc CRD 321741 | Oakland, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34238 | Castle Group Investment Counsel, Inc. CRD 134992 | Investment Adviser | — | 0 | 2 | 06/29/2026 | ☆ | ||
| 34239 | Castle Island Management, Llc CRD 298999 | Boston, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34240 | Castle Light Partners Lp CRD 301246 | Investment Adviser | — | 03/17/2026 | ☆ | ||||
| 34241 | Castlebar Capital Llp CRD 327829 | London | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 34242 | Castleforge Partners Limited CRD 301341 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 34243 | Castlewood Financial Advisors, Llc CRD 147624 | Investment Adviser | — | 1 | 03/19/2026 | ☆ | |||
| 34244 | Castling Financial Planning, Ltd. CRD 150844 | Investment Adviser | — | 1 | 03/31/2026 | ☆ | |||
| 34245 | Catalight Capital Us, Llc CRD 344046 | Sunnyvale, CA | Investment Adviser | — | 09/09/2026 | ☆ | |||
| 34246 | Catalina Capital Management, Llc CRD 321849 | Investment Adviser | — | 03/27/2023 | ☆ | ||||
| 34247 | Catalonia Wealth Management Llc CRD 320604 | Investment Adviser | — | 1 | 04/15/2026 | ☆ | |||
| 34248 | Catalys Pacific, Llc CRD 301379 | Tokyo | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 34249 | Catalyst Capital Management Ltd CRD 163348 | London | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 34250 | Catalyst Funds Management Pty Ltd CRD 316797 | Sydney Nsw | Investment Adviser | — | 08/19/2026 | ☆ |