Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 36251 | Financial Concepts Unlimited, Inc. CRD 136880 | San Rafael, CA | Insurance-Affiliated | — | 1 | 07/10/2026 | ☆ | ||
| 36252 | Financial Design And Research, Llc CRD 319684 | Investment Adviser | — | 0 | 1 | 03/31/2025 | ☆ | ||
| 36253 | Financial Essentials 4 Life, Inc. CRD 335105 | Investment Adviser | — | 1 | 05/15/2026 | ☆ | |||
| 36254 | Financial Excavation, Llc CRD 334503 | Investment Adviser | — | 1 | 05/22/2026 | ☆ | |||
| 36255 | Financial First Advisors, Inc. CRD 120995 | Columbia, MD | Insurance-Affiliated | — | 2 | 03/19/2026 | ☆ | ||
| 36256 | Financial Fit, Llc CRD 331856 | Investment Adviser | — | 1 | 03/16/2026 | ☆ | |||
| 36257 | Financial Foresight, Ltd. CRD 123343 | Broomall, PA | Investment Adviser | — | 2 | 07/27/2026 | ☆ | ||
| 36258 | Financial Foundations, Inc. CRD 129212 | Southborough, MA | Investment Adviser | — | 6 | 03/26/2026 | ☆ | ||
| 36259 | Financial Freedom Planners, Llc CRD 168395 | Glen Allen, VA | Investment Adviser | — | 0 | 2 | 03/31/2026 | ☆ | |
| 36260 | Financial Illumination Advisors, Llc CRD 316450 | Insurance-Affiliated | — | 1 | 02/24/2026 | ☆ | |||
| 36261 | Financial Junk, Llc CRD 167502 | Brentwood, TN | Investment Adviser | — | 07/30/2026 | ☆ | |||
| 36262 | Financial Life Balance Llc CRD 291718 | Houston, TX | Investment Adviser | — | 4 | 03/23/2026 | ☆ | ||
| 36263 | Financial Management Consultants Llc CRD 114062 | Investment Adviser | — | 30 | 1 | 07/13/2026 | ☆ | ||
| 36264 | Financial Management Services, Inc CRD 115897 | Overland Park, KS | Investment Adviser | — | 23 | 6 | 10/06/2026 | ☆ | |
| 36265 | Financial Northeastern Securities, Llc CRD 17007 | Fairfield, NJ | Insurance-Affiliated | — | 42 | 03/04/2026 | ☆ | ||
| 36266 | Financial Optimist Llc CRD 311640 | Investment Adviser | — | 52 | 1 | 02/09/2026 | ☆ | ||
| 36267 | Financial Planning Center, Llp CRD 143829 | Clarksville, TN | Investment Adviser | — | 2 | 04/24/2026 | ☆ | ||
| 36268 | Financial Planning Consultants, Llc CRD 118547 | San Jose, CA | Insurance-Affiliated | — | 3 | 06/10/2026 | ☆ | ||
| 36269 | Financial Planning Counselors, Inc CRD 137502 | San Diego, CA | Investment Adviser | — | 3 | 04/02/2026 | ☆ | ||
| 36270 | Financial Planning Counselors, Inc. CRD 141977 | Juno Beach, FL | Investment Adviser | — | 249 | 4 | 03/30/2026 | ☆ | |
| 36271 | Financial Planning For Generations, Inc. CRD 130582 | Encino, CA | Investment Adviser | — | 120 | 3 | 03/11/2026 | ☆ | |
| 36272 | Financial Planning Hq, Llc CRD 320613 | San Antonio, TX | Investment Adviser | — | 3 | 03/20/2026 | ☆ | ||
| 36273 | Financial Planning Northwest Llc CRD 324177 | Investment Adviser | — | 30 | 1 | 03/20/2025 | ☆ | ||
| 36274 | Financial Planning Solutions, Inc. CRD 134760 | Carlsbad, CA | Investment Adviser | — | 1 | 03/13/2026 | ☆ | ||
| 36275 | Financial Scaffolding, Llc CRD 328270 | Investment Adviser | — | 1 | 02/18/2026 | ☆ | |||
| 36276 | Financial Security Planning Services, Inc. CRD 136169 | Corte Madera, CA | Insurance-Affiliated | — | 1 | 06/09/2026 | ☆ | ||
| 36277 | Financial Solutions, Llc CRD 298950 | Investment Adviser | — | 1 | 1 | 01/02/2026 | ☆ | ||
| 36278 | Financial Steward Associates, Llc CRD 110594 | Boulder, CO | Investment Adviser | — | 3 | 01/17/2026 | ☆ | ||
| 36279 | Financial Strategies For Today And Tomorrow Wealth Mgmt Group CRD 145117 | Santa Ana, CA | Investment Adviser | — | 2 | 08/18/2026 | ☆ | ||
| 36280 | Financial Strategy Advisors, Llc CRD 171743 | Investment Adviser | — | 1 | 04/21/2026 | ☆ | |||
| 36281 | Financial Synergistics Group, Inc. CRD 305267 | Tustin, CA | Insurance-Affiliated | — | 0 | 5 | 02/23/2026 | ☆ | |
| 36282 | Financial T.I.P.S. Inc. CRD 340586 | Seymour, IN | Investment Adviser | — | 3 | 04/01/2026 | ☆ | ||
| 36283 | Financial Well Being Advisors Llc CRD 288203 | Investment Adviser | — | 11 | 1 | 03/30/2026 | ☆ | ||
| 36284 | Financialfamilies, Llc CRD 170373 | Investment Adviser | — | 1 | 02/03/2026 | ☆ | |||
| 36285 | Finch Bay Capital Llp CRD 332116 | London | Investment Adviser | — | 09/30/2026 | ☆ | |||
| 36286 | Finch Lane Partners, Llc CRD 327827 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 36287 | Findicia, Inc. CRD 330609 | Raleigh, NC | Investment Adviser | — | 2 | 1 | 10/02/2026 | ☆ | |
| 36288 | Finease Consulting, Llc CRD 332546 | Insurance-Affiliated | — | 1 | 03/24/2026 | ☆ | |||
| 36289 | Finequities Llc CRD 305744 | Investment Adviser | — | 1 | 03/24/2025 | ☆ | |||
| 36290 | Finer & Finer, Cpa's CRD 147747 | Randolph, MA | Investment Adviser | — | 2 | 07/26/2023 | ☆ | ||
| 36291 | Finex Llp CRD 327468 | London | Investment Adviser | — | 05/01/2026 | ☆ | |||
| 36292 | Finhive Distribution, Llc CRD 340342 | Dallas, TX | Investment Adviser | — | 4 | 09/02/2026 | ☆ | ||
| 36293 | Finint Infrastrutture Sgr S.P.A. CRD 341164 | Venice | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 36294 | Finistere Capital Management, Llc CRD 286652 | Newport Beach, CA | Investment Adviser | — | 06/23/2025 | ☆ | |||
| 36295 | Finisterre Capital Advisors Llc CRD 336191 | Miami, FL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 36296 | Finoryaq Capital CRD 340778 | Boston, MA | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 36297 | Finotify Digital Llc CRD 318151 | Fort Lauderdale, FL | Investment Adviser | — | 09/02/2022 | ☆ | |||
| 36298 | Finpower, Llc CRD 299546 | Investment Adviser | — | 10 | 1 | 03/17/2026 | ☆ | ||
| 36299 | Finpowered Female Llc CRD 318108 | Investment Adviser | — | 0 | 1 | 03/31/2026 | ☆ | ||
| 36300 | Finsie Finance, Llc CRD 313047 | Belmont, CA | Investment Adviser | — | 3 | 03/10/2025 | ☆ |