Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 37401 | Hash3 Llc CRD 326205 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 37402 | Hashdex Asset Management Ltd CRD 298750 | Rio De Janeiro | Investment Adviser | — | 01/09/2026 | ☆ | |||
| 37403 | Hashira Capital Llc CRD 342717 | San Juan, PR | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 37404 | Hashkey Capital Investment CRD 315508 | Singapore | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37405 | Hashkey Fintech Investment CRD 318593 | Singapore | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37406 | Hasten Consulting, Llc CRD 334958 | Investment Adviser | — | 0 | 1 | 10/28/2025 | ☆ | ||
| 37407 | Hastie Financial Group, Llc CRD 161418 | Salinas, CA | Investment Adviser | — | 3 | 03/30/2026 | ☆ | ||
| 37408 | Hat Trick Capital Llc CRD 324504 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 37409 | Hatch Accelerator Fund Management Llc CRD 309604 | Kailua Kona, HI | Investment Adviser | — | 03/29/2024 | ☆ | |||
| 37410 | Hatch Biofund Management, Llc CRD 330746 | Doylestown, PA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37411 | Hatteras Venture Advisors Iii, Llc CRD 161495 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37412 | Hatteras Venture Advisors Iv, Llc CRD 161496 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37413 | Hatteras Venture Advisors V Llc CRD 289173 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37414 | Hatteras Venture Advisors Vi, Llc CRD 304184 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37415 | Hatteras Venture Advisors Vii, Llc CRD 320715 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37416 | Hatton, William James CRD 305073 | Sherman Oaks, CA | Investment Adviser | — | 35 | 1 | 06/09/2026 | ☆ | |
| 37417 | Havelet Bay Capital International Ltd. CRD 340712 | Dubai | Investment Adviser | — | 04/13/2026 | ☆ | |||
| 37418 | Haven Capital Partners, Llc CRD 335627 | New York, NY | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37419 | Haven Fiduciary Returns Ltd CRD 340126 | Denver, CO | Investment Adviser | — | 12/23/2025 | ☆ | |||
| 37420 | Haven Venture Partners, Llc CRD 324408 | Palo Alto, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 37421 | Haviland & Sams, Llc CRD 127175 | Farmington, CT | Investment Adviser | — | 101 | 3 | 07/15/2026 | ☆ | |
| 37422 | Hawkes Peak Partners, Llc CRD 336325 | Southlake, TX | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37423 | Hawkeye Capital Advisors Llc CRD 333942 | Investment Adviser | — | 02/28/2025 | ☆ | ||||
| 37424 | Hawktail Management, Llc CRD 321161 | Palo Alto, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37425 | Hawktail, Llc CRD 299032 | Investment Adviser | — | 03/16/2026 | ☆ | ||||
| 37426 | Hawley Personal Finance Inc. CRD 164010 | Monterey, CA | Investment Adviser | — | 1 | 04/08/2026 | ☆ | ||
| 37427 | Hawthorne Street Capital Management Company, Llc CRD 333813 | Dallas, TX | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 37428 | Hayfin Capital Management Llp CRD 162993 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37429 | Hayfin Management Limited CRD 298617 | Grand Cayman | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37430 | Haymaker Ventures Llc CRD 312862 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 37431 | Hayman Capital Management Lp CRD 146896 | Dallas, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37432 | Haynes Barker Investment Management, Llc CRD 120046 | Jackson, TN | Investment Adviser | — | 115 | 2 | 03/24/2026 | ☆ | |
| 37433 | Haynes Investment Advisors Llc CRD 335068 | Reno, NV | Investment Adviser | — | 1 | 03/24/2026 | ☆ | ||
| 37434 | Haystack Management Company, Llc CRD 292586 | San Francisco, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 37435 | Haywood Lane Capital Management, Lp CRD 342529 | Dallas, TX | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 37436 | Hb Capital Partners, Llc CRD 286561 | New Canaan, CT | Investment Adviser | — | 01/12/2017 | ☆ | |||
| 37437 | Hbc Financial Group, Llc CRD 328435 | Abingdon, VA | Investment Adviser | — | 0 | 1 | 03/04/2026 | ☆ | |
| 37438 | Hbc Gp Llc CRD 170804 | Dallas, TX | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 37439 | Hbse Management, Llc CRD 298772 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37440 | Hbw Ria Services, Llc CRD 319056 | West Bend, WI | Investment Adviser | — | 1 | 03/23/2026 | ☆ | ||
| 37441 | Hc Capital Management, Llc CRD 174737 | Palo Alto, CA | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 37442 | Hc Capital, Llc CRD 316638 | Investment Adviser | — | 08/26/2021 | ☆ | ||||
| 37443 | Hc Private Investments, Llc CRD 337451 | Chicago, IL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37444 | Hcap 1 Llc CRD 330765 | Westport, CT | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 37445 | Hcap Partners, Llc CRD 335625 | La Jolla, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37446 | Hcep Management Limited CRD 310931 | Hong Kong | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37447 | Hchp Management Limited CRD 318479 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37448 | Hcp Wealth Planning, Llc CRD 298864 | Investment Adviser | — | 1 | 02/05/2026 | ☆ | |||
| 37449 | Hcrp Management Llc CRD 337447 | West Palm Beach, FL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37450 | Hcv Management Viii, Llc CRD 163510 | Cambridge, MA | Investment Adviser | — | 03/09/2026 | ☆ |