Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3701 | Sawgrass Asset Management Llc CRD 108831 | Ponte Vedra Beach, FL | Investment Adviser · Mid-sized ($1B–$10B) | $2.0B | 116 | 223 | 15 | 07/17/2026 | ☆ |
| 3702 | N CRD 164863 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.0B | 68 | 68 | 17 | 03/24/2025 | ☆ | |
| 3703 | Carson Group Investing, Llc CRD 291744 | Omaha, NE | Investment Adviser · Mid-sized ($1B–$10B) | $2.0B | 0 | 15,122 | 7 | 05/05/2026 | ☆ |
| 3704 | Inscription Capital, Llc CRD 291780 | Houston, TX | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 456 | 1,504 | 20 | 03/31/2026 | ☆ |
| 3705 | Sofi Wealth Llc CRD 167958 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 254,020 | 290,887 | 114 | 07/31/2026 | ☆ |
| 3706 | Adviceone Advisory Services, Llc CRD 111614 | Glastonbury, CT | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 1,449 | 4,781 | 56 | 07/17/2026 | ☆ |
| 3707 | Cresta Fund Management Llc CRD 288079 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 22 | 22 | 16 | 03/31/2026 | ☆ |
| 3708 | Doyenne Wealth Advisors Llc CRD 315995 | Chicago, IL | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 132 | 740 | 18 | 05/08/2026 | ☆ |
| 3709 | Volatility Shares Llc CRD 321955 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.0B | 9 | 9 | 10 | 03/23/2026 | ☆ |
| 3710 | Minot Deblois Advisors Llc CRD 140170 | Boston, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 203 | 621 | 4 | 03/28/2026 | ☆ |
| 3711 | Blue Road Management, L.P. CRD 169845 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 10 | 10 | 9 | 03/31/2026 | ☆ |
| 3712 | Mosaic Family Wealth Partners, Llc CRD 317377 | St. Louis, MO | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.0B | 807 | 4,827 | 22 | 03/30/2026 | ☆ |
| 3713 | Clearview Capital, L.P. CRD 161146 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 9 | 9 | 30 | 03/27/2026 | ☆ |
| 3714 | L Squared Capital Management Lp CRD 288509 | Newport Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 6 | 7 | 18 | 09/01/2026 | ☆ |
| 3715 | Mje Loop Capital Partners Llc CRD 287638 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 6 | 6 | 19 | 03/27/2026 | ☆ |
| 3716 | Point Break Capital Management Llc CRD 164213 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 1 | 1 | 11 | 05/08/2026 | ☆ |
| 3717 | Operose Advisors Llc CRD 287465 | Milwaukee, WI | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 511 | 1,655 | 20 | 09/01/2026 | ☆ |
| 3718 | Atwood & Palmer, Inc. CRD 104995 | Kansas City, MO | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 525 | 1,362 | 9 | 08/25/2026 | ☆ |
| 3719 | Bristol Group Inc CRD 105087 | San Francisco, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.0B | 20 | 6 | 13 | 06/01/2026 | ☆ |
| 3720 | N CRD 305473 | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 10 | 10 | 3 | 03/30/2026 | ☆ | |
| 3721 | Callodine Capital Management, Lp CRD 297115 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 15 | 15 | 19 | 09/15/2026 | ☆ |
| 3722 | Resmark Equity Partners, Llc CRD 116882 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 18 | 18 | 46 | 04/29/2026 | ☆ |
| 3723 | Provise Management Group, Llc CRD 105375 | Clearwater, FL | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 1,190 | 3,492 | 22 | 08/17/2026 | ☆ |
| 3724 | N CRD 291368 | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 627 | 1,688 | 15 | 06/06/2025 | ☆ | |
| 3725 | Capwealth Advisors, Llc CRD 148781 | Franklin, TN | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 1,429 | 2,798 | 19 | 03/30/2026 | ☆ |
| 3726 | Alpen Partners International Ag CRD 291759 | Freienbach | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 738 | 738 | 57 | 04/21/2026 | ☆ |
| 3727 | Washington Crossing Advisors Llc CRD 281511 | Morristown, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 3,257 | 3,257 | 10 | 04/22/2026 | ☆ |
| 3728 | Althum Advisors Llc CRD 315952 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $2.0B | 84 | 84 | 11 | 03/18/2026 | ☆ |
| 3729 | Keebeck Partners, Llc CRD 297496 | Chicago, IL | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 150 | 736 | 9 | 03/30/2026 | ☆ |
| 3730 | Halyard Asset Management Llc CRD 154493 | White Plains, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 23 | 23 | 4 | 03/26/2026 | ☆ |
| 3731 | Avity Investment Management Inc. CRD 104623 | Greenwich, CT | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 303 | 826 | 8 | 06/25/2026 | ☆ |
| 3732 | Punch & Associates Investment Management, Inc. CRD 117962 | Edina, MN | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 562 | 559 | 34 | 04/30/2026 | ☆ |
| 3733 | Fairview Capital Investment Management, Llc CRD 108102 | Greenbrae, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 241 | 730 | 17 | 03/31/2026 | ☆ |
| 3734 | Nipun Capital, L.P. CRD 159752 | Foster City, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 13 | 13 | 18 | 03/30/2026 | ☆ |
| 3735 | Frontenac Company Llc CRD 156096 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 10 | 10 | 28 | 03/16/2026 | ☆ |
| 3736 | Cherry Creek Family Offices, Llc CRD 156310 | Denver, CO | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 26 | 1,284 | 16 | 02/24/2026 | ☆ |
| 3737 | Nch Capital Inc. CRD 157288 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 10 | 10 | 60 | 05/15/2026 | ☆ |
| 3738 | Portolan Capital Management, Llc CRD 157542 | Boston, MA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.0B | 19 | 20 | 12 | 04/15/2026 | ☆ |
| 3739 | Unison Advisors Llc CRD 155470 | Providence, RI | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 95 | 305 | 1 | 03/30/2026 | ☆ |
| 3740 | Hammes Realty Advisors, Llc CRD 165693 | Milwaukee, WI | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 5 | 5 | 40 | 03/27/2026 | ☆ |
| 3741 | Madison Avenue Securities, Llc CRD 23224 | San Diego, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.0B | 14,099 | 14,099 | 125 | 09/03/2026 | ☆ |
| 3742 | Boston Family Office Llc CRD 107141 | Boston, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $2.0B | 342 | 816 | 17 | 03/02/2026 | ☆ |
| 3743 | Rush Island Management, Lp CRD 291275 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 4 | 5 | 7 | 03/27/2026 | ☆ |
| 3744 | Westech Investment Advisors Llc CRD 110429 | Portola Valley, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 12 | 12 | 35 | 03/30/2026 | ☆ |
| 3745 | Marks Group Wealth Management, Inc. CRD 148679 | Minnetonka, MN | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 809 | 4,310 | 14 | 09/14/2026 | ☆ |
| 3746 | Spyglass Capital Management, Llc CRD 281266 | Greenbrae, CA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.0B | 71 | 77 | 11 | 07/16/2026 | ☆ |
| 3747 | Advent Global Opportunities Management Llc CRD 174333 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 5 | 4 | 13 | 03/31/2026 | ☆ |
| 3748 | Albion Management Group CRD 105957 | Salt Lake City, UT | Wealth Manager · Mid-sized ($1B–$10B) | $2.0B | 737 | 2,298 | 31 | 06/24/2026 | ☆ |
| 3749 | Infinity Q Capital Management, Llc CRD 164179 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.0B | 3 | 3 | 12 | 03/31/2021 | ☆ |
| 3750 | Declaration Partners Lp CRD 297786 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.0B | 64 | 64 | 37 | 05/11/2026 | ☆ |