Investment advisers
45,288 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42101 | Rive Private Investment Switzerland S.A. CRD 291322 | Geneva | Investment Adviser | — | 02/05/2026 | ☆ | |||
| 42102 | Rivean Capital B.V. CRD 162161 | Amsterdam | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42103 | River Family Advisors Llc CRD 298285 | Investment Adviser | — | 1 | 01/27/2026 | ☆ | |||
| 42104 | River Oak Capital Management, Llc CRD 341811 | Troy, MI | Investment Adviser | — | 04/26/2026 | ☆ | |||
| 42105 | River Sea Holdings, Llc CRD 333371 | Investment Adviser | — | 02/09/2026 | ☆ | ||||
| 42106 | Rivermount Gp Llc CRD 300438 | Investment Adviser | — | 12/04/2024 | ☆ | ||||
| 42107 | Rivero Cpa Llc CRD 129783 | Westfield, NJ | Investment Adviser | — | 7 | 02/06/2026 | ☆ | ||
| 42108 | Riveroak Investment Corp., Llc CRD 163707 | Stamford, CT | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42109 | Riverrock Asset Management Llc CRD 147691 | Houston, TX | Investment Adviser | — | 5 | 04/01/2026 | ☆ | ||
| 42110 | Riverside Advisors, Inc CRD 144328 | Investment Adviser | — | 0 | 11/11/2025 | ☆ | |||
| 42111 | Riverside Blockchain, Llc CRD 331721 | Stamford, CT | Investment Adviser | — | 05/20/2024 | ☆ | |||
| 42112 | Riverside Ventures Partnership, Llc CRD 311287 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42113 | Rivervest Venture Management Llc CRD 160239 | St. Louis, MO | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42114 | Riverwalk Capital Iii, Llc CRD 308938 | San Antonio, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42115 | Riverwalk Capital, Llc CRD 288854 | San Antonio, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42116 | Riverway Asset Management, Inc. CRD 118004 | Insurance-Affiliated | — | 1 | 01/04/2024 | ☆ | |||
| 42117 | Rivet Ventures Management, Llc CRD 174878 | Miami, FL | Investment Adviser | — | 06/09/2026 | ☆ | |||
| 42118 | Rivi Advisors Llc CRD 343590 | San Francisco, CA | Investment Adviser | — | 07/17/2026 | ☆ | |||
| 42119 | Rivi Capital Llc CRD 283779 | Austin, TX | Investment Adviser | — | 06/17/2026 | ☆ | |||
| 42120 | Riviera Capital Partners, Llc CRD 298270 | Las Vegas, NV | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42121 | Rivulet Capital, Llc CRD 163597 | Investment Adviser | — | 02/09/2026 | ☆ | ||||
| 42122 | Rj20, Inc. CRD 149575 | Investment Adviser | — | 0 | 2 | 04/01/2026 | ☆ | ||
| 42123 | Rks Management, Inc. CRD 294789 | Westlake Village, CA | Investment Adviser | — | 2 | 03/31/2026 | ☆ | ||
| 42124 | Rls Private Wealth Consulting, Inc. CRD 312496 | Investment Adviser | — | 2 | 06/26/2026 | ☆ | |||
| 42125 | Rlt Capital Llc CRD 327959 | Prosper, TX | Investment Adviser | — | 12/02/2025 | ☆ | |||
| 42126 | Rm Manager, Llc CRD 186512 | Orlando, FL | Investment Adviser | — | 04/07/2026 | ☆ | |||
| 42127 | Rmh Advisors, Llc CRD 158583 | Investment Adviser | — | 2 | 03/31/2026 | ☆ | |||
| 42128 | Rmk Growth Investors, Llc CRD 316428 | Investment Adviser | — | 04/18/2022 | ☆ | ||||
| 42129 | Rmp Investments, Llc CRD 164697 | Vernon, CT | Investment Adviser | — | 0 | 2 | 01/30/2025 | ☆ | |
| 42130 | Rn Wealth Advisors, Llc CRD 149628 | Investment Adviser | — | 1 | 01/30/2026 | ☆ | |||
| 42131 | Rnn Ventures, Llc CRD 315240 | Investment Adviser | — | 02/09/2026 | ☆ | ||||
| 42132 | Roach Capital, Llc CRD 316065 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 42133 | Roadrunner Ventures, Llc CRD 321667 | Investment Adviser | — | 02/24/2026 | ☆ | ||||
| 42134 | Roalstad Capital Llc CRD 332666 | Hudson, WI | Investment Adviser | — | 03/04/2026 | ☆ | |||
| 42135 | Roan Hfh, Lp CRD 336443 | Mount Holly, NC | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 42136 | Roaring Blue Lion Capital Management, L.P. CRD 137355 | Dallas, TX | Investment Adviser | — | 02/18/2026 | ☆ | |||
| 42137 | Roaring Brook Holdings Llc CRD 333337 | New York, NY | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42138 | Roark Ridge Advisory Llc CRD 338096 | Atlanta, GA | Investment Adviser | — | 1 | 09/03/2025 | ☆ | ||
| 42139 | Robert A. Jones CRD 164460 | Investment Adviser | — | 01/24/2022 | ☆ | ||||
| 42140 | Robert A Boyce Llc CRD 174687 | Investment Adviser | — | 0 | 1 | 01/23/2026 | ☆ | ||
| 42141 | Robert A Zappitelli CRD 119711 | Concord, OH | Insurance-Affiliated | — | 0 | 1 | 05/18/2026 | ☆ | |
| 42142 | Robert A. Underhill P.C. CRD 122686 | Seattle, WA | Investment Adviser | — | 29 | 2 | 02/17/2026 | ☆ | |
| 42143 | Robert Hunt Financial, Llc CRD 284535 | Investment Adviser | — | 125 | 1 | 01/16/2026 | ☆ | ||
| 42144 | Robert J. Wilkes, Jr. CRD 119953 | Binghamton, NY | Insurance-Affiliated | — | 1 | 04/16/2019 | ☆ | ||
| 42145 | Robert L. Kristel, C.P.A.. P.C. CRD 126479 | Schenectady, NY | Investment Adviser | — | 6 | 01/14/2026 | ☆ | ||
| 42146 | Robert L. Weisman, Llc CRD 146186 | Investment Adviser | — | 1 | 07/28/2017 | ☆ | |||
| 42147 | Robert Louis Brown, Jr./Dba Brown & Associates CRD 116433 | Investment Adviser | — | 1 | 03/24/2026 | ☆ | |||
| 42148 | Robert Owen Smith Dba Comprehensive Financial Advisers CRD 121488 | Exton, PA | Insurance-Affiliated | — | 1 | 01/16/2026 | ☆ | ||
| 42149 | Robert Stephen Sherr CRD 128589 | Danvers, MA | Insurance-Affiliated | — | 1 | 07/24/2026 | ☆ | ||
| 42150 | Roberta Lee Driscoll CRD 117263 | Honolulu, HI | Insurance-Affiliated | — | 2 | 06/22/2022 | ☆ |