Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42101 | Seminal Technology Investments, Llc CRD 334924 | Wayne, PA | Investment Adviser | — | 08/10/2026 | ☆ | |||
| 42102 | Semper Capital Llp CRD 343037 | London | Investment Adviser | — | 06/10/2026 | ☆ | |||
| 42103 | Semper Inc. CRD 316808 | London | Investment Adviser | — | 01/19/2024 | ☆ | |||
| 42104 | Semper Sursum Investments Llc CRD 333992 | Austin, TX | Investment Adviser | — | 0 | 1 | 03/30/2026 | ☆ | |
| 42105 | Sempervirens Ventures Llc CRD 301371 | San Mateo, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42106 | Senda Digital Assets Management, Llc CRD 318784 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 42107 | Senet Capital Management, Llc CRD 325527 | Scottsdale, AZ | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42108 | Senior Advisory Group, Llc CRD 144380 | Baton Rouge, LA | Investment Adviser | — | 1 | 05/04/2026 | ☆ | ||
| 42109 | Senior Financial Advisors, Inc. CRD 117257 | Bellevue, WA | Investment Adviser | — | 3 | 03/13/2026 | ☆ | ||
| 42110 | Seniormark, Llc CRD 152216 | Sidney, OH | Insurance-Affiliated | — | 2 | 01/28/2026 | ☆ | ||
| 42111 | Sentient Equity Partners Spc CRD 296269 | Grand Cayman | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42112 | Sentinel Alternative Asset Management, Llc CRD 162233 | Old Greenwich, CT | Investment Adviser | — | 03/29/2012 | ☆ | |||
| 42113 | Sentinel Ventures Llc CRD 327766 | Investment Adviser | — | 01/31/2024 | ☆ | ||||
| 42114 | Sentrius Capital Management, Llc CRD 338135 | Boulder, CO | Investment Adviser | — | 09/22/2025 | ☆ | |||
| 42115 | Sentrybridge Capital Inc. CRD 340008 | Colorado Springs, CO | Broker-Dealer (Dually Registered) | — | 12/18/2025 | ☆ | |||
| 42116 | Seo Management Ag CRD 340869 | Rapperswil Jona, Sg | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 42117 | Sequel Advisers Llc CRD 333192 | Investment Adviser | — | 02/05/2026 | ☆ | ||||
| 42118 | Sequoalpha Management Llc CRD 337341 | Mountainview, CA | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42119 | Sequoia Capital Iv Israel Ltd. CRD 161213 | Ramat Gan | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42120 | Sequoia Investment Management Company Limited CRD 299565 | London | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42121 | Serac Venture Management Llc CRD 334450 | Oklahoma City, OK | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 42122 | Seraphim Space Manager Llp CRD 330887 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42123 | Seraya Investment Pte. Ltd. CRD 321098 | Singapore | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 42124 | Seraya Management Private Limited CRD 321965 | Singapore | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42125 | Serene Investment Management, Llc CRD 171980 | Berkeley, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42126 | Serenity Capital Management Pte. Ltd. CRD 322204 | Singapore | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42127 | Serenity Wealth Advisors Llc CRD 300394 | Baltimore, MD | Investment Adviser | — | 0 | 1 | 01/07/2026 | ☆ | |
| 42128 | Seres Capital Limited CRD 325491 | Road Town, Tortola | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42129 | Series X Capital Management Llc CRD 335150 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42130 | Serra Ventures, Llc CRD 301961 | Champaign, IL | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 42131 | Service Provider Capital, Llc CRD 174240 | Vail, CO | Investment Adviser | — | 05/20/2026 | ☆ | |||
| 42132 | Sestante Capital Llc CRD 314470 | New York, NY | Investment Adviser | — | 12/06/2024 | ☆ | |||
| 42133 | Sethia Group Fzco CRD 337298 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42134 | Seva Growth Lp CRD 328067 | Brooklyn, NY | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 42135 | Seven Hill Tech Ventures Llc CRD 338508 | San Francisco, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 42136 | Seven Hills Capital Management, Llc CRD 342528 | New York, NY | Investment Adviser | — | 05/04/2026 | ☆ | |||
| 42137 | Seven Hills Capital, Llc CRD 329293 | Nashville, TN | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42138 | Seven Mile Capital Partners Lp CRD 162881 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42139 | Seven North Capital Partners Llc CRD 287704 | Investment Adviser | — | 02/28/2017 | ☆ | ||||
| 42140 | Seven Peaks Ventures Management Ii, Llc CRD 289546 | Bend, OR | Investment Adviser | — | 12/11/2019 | ☆ | |||
| 42141 | Seven Point Management, Inc. CRD 172716 | Hialeah, FL | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 42142 | Seven Seas Advisors Co., Ltd. CRD 321175 | Chiyoda Ku, Tokyo | Broker-Dealer (Dually Registered) | — | 09/29/2025 | ☆ | |||
| 42143 | Seven Stars Ventures Management, Llc CRD 336685 | San Francisco, CA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42144 | Seven Story Capital, Llc CRD 341784 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42145 | Seven Voyagers Management Ltd. CRD 311535 | Taipei | Investment Adviser | — | 02/05/2026 | ☆ | |||
| 42146 | Seven2 Sas CRD 164876 | Paris | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 42147 | Seventure Partners CRD 299870 | Paris | Investment Adviser | — | 04/03/2026 | ☆ | |||
| 42148 | Seventysix Capital Venture Management, Llc CRD 336448 | King Of Prussia, PA | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 42149 | Severn Financial Advisors, Llc CRD 121625 | Annapolis, MD | Investment Adviser | — | 2 | 03/24/2026 | ☆ | ||
| 42150 | Sevin Rosen Bayless Management Company CRD 160409 | Dallas, TX | Investment Adviser | — | 03/19/2026 | ☆ |