Investment advisers
45,288 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42151 | Roberts Capital Advisors, Llc CRD 226548 | Denver, CO | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42152 | Robertson Advisory Inc. CRD 131285 | Deland, FL | Investment Adviser | — | 5 | 1 | 01/06/2026 | ☆ | |
| 42153 | Robertson, Dylan CRD 332286 | Investment Adviser | — | 1 | 03/04/2026 | ☆ | |||
| 42154 | Robin Lee Investment Inc. CRD 338696 | Investment Adviser | — | 0 | 1 | 06/10/2026 | ☆ | ||
| 42155 | Robin Markets Inc CRD 338821 | Greenwood Village, CO | Investment Adviser | — | 09/19/2025 | ☆ | |||
| 42156 | Roble Management Llc CRD 316529 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 42157 | Robo Advisor, Inc. CRD 155976 | Lake Mary, FL | Insurance-Affiliated | — | 0 | 3 | 04/01/2026 | ☆ | |
| 42158 | Robocap Asset Management Limited CRD 325028 | London, England | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 42159 | Robohack Manager, Llc CRD 334254 | Ventura, CA | Investment Adviser | — | 04/20/2026 | ☆ | |||
| 42160 | Robot Ventures Management, Llc CRD 324017 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 42161 | Roc Capital Pty Limited CRD 298264 | Sydney, Nsw | Investment Adviser | — | 09/25/2026 | ☆ | |||
| 42162 | Roc Partners (Hk) Limited CRD 298250 | Hong Kong | Investment Adviser | — | 09/25/2026 | ☆ | |||
| 42163 | Rocana Cayman Llc CRD 331197 | Investment Adviser | — | 12/16/2024 | ☆ | ||||
| 42164 | Rocana Semillero Advisors Pr Llc CRD 331188 | San Juan, PR | Investment Adviser | — | 10/23/2024 | ☆ | |||
| 42165 | Rocana Semillero Advisors Us Llc CRD 331227 | Miami Beach, FL | Investment Adviser | — | 10/23/2024 | ☆ | |||
| 42166 | Rock Den Advisors, Llc CRD 312334 | Alexandria, VA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 42167 | Rock Elm Capital Management Llc CRD 287783 | Darien, CT | Investment Adviser | — | 4 | 03/28/2026 | ☆ | ||
| 42168 | Rock Harbor Capital Llc CRD 327728 | Birmingham, MI | Investment Adviser | — | 5 | 08/17/2026 | ☆ | ||
| 42169 | Rock River Capital Partners, Llc CRD 306103 | Madison, WI | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 42170 | Rock Solid Consultants Llc CRD 329817 | Insurance-Affiliated | — | 0 | 1 | 03/12/2024 | ☆ | ||
| 42171 | Rockefeller Foundation Impact Investment Management, Llc CRD 304102 | New York, NY | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42172 | Rocket Street Ventures, Llc CRD 311017 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 42173 | Rocketship.Vc, Llc CRD 301994 | Sunnyvale, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 42174 | Rockfence Investment Management Llc CRD 305981 | Boston, MA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42175 | Rockford Partners CRD 339746 | Denver, CO | Investment Adviser | — | 11/21/2025 | ☆ | |||
| 42176 | Rockford Tower Asset Management, L.L.C. CRD 342499 | New York, NY | Investment Adviser | — | 247 | 05/14/2026 | ☆ | ||
| 42177 | Rockhampton Management CRD 164505 | Tokyo | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42178 | Rockhampton Management Limited CRD 318923 | Hong Kong | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 42179 | Rockies Venture Adviser, Llc. CRD 284956 | Denver, CO | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 42180 | Rockingham Capital Advisors Llc CRD 283583 | Investment Adviser | — | 03/28/2017 | ☆ | ||||
| 42181 | Rockman Made Wealth Management, Llc CRD 341066 | Muncie, IN | Investment Adviser | — | 02/18/2026 | ☆ | |||
| 42182 | Rockstart Management Company, Llc CRD 329750 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 42183 | Rockstreet Partners Llc CRD 283548 | Dallas, TX | Investment Adviser | — | 08/30/2019 | ☆ | |||
| 42184 | Rod Capital Management, Llc CRD 283497 | Investment Adviser | — | 03/19/2026 | ☆ | ||||
| 42185 | Rodarte Bradshaw, Inc D/B/A Capital Consulting Group, Inc. CRD 152179 | Columbia, SC | Insurance-Affiliated | — | 1 | 02/15/2026 | ☆ | ||
| 42186 | Rodeo Growth Partners Gp, Llc CRD 334201 | Covina, CA | Investment Adviser | — | 04/01/2025 | ☆ | |||
| 42187 | Roditi & Roditi Llc CRD 175122 | Los Angeles, CA | Investment Adviser | — | 04/10/2017 | ☆ | |||
| 42188 | Roe Investment Management, Llc CRD 335038 | Weston, FL | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 42189 | Roger R. Bell & Co., Inc. CRD 133477 | Insurance-Affiliated | — | 27 | 2 | 03/03/2026 | ☆ | ||
| 42190 | Rogers Investment Advisors K.K. CRD 162896 | Tokyo | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42191 | Rogers, Michael Lance CRD 286377 | Investment Adviser | — | 8 | 1 | 05/29/2024 | ☆ | ||
| 42192 | Rogue Funds Management, Llc CRD 343760 | Raleigh, NC | Investment Adviser | — | 08/03/2026 | ☆ | |||
| 42193 | Rogue Investment Management, Llc CRD 333265 | Investment Adviser | — | 03/02/2026 | ☆ | ||||
| 42194 | Rogue Management Company, Llc CRD 317149 | Investment Adviser | — | 03/27/2023 | ☆ | ||||
| 42195 | Roha Group Inc. CRD 305119 | New York, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 42196 | Rohati Private Management Llc CRD 335605 | Investment Adviser | — | 03/10/2026 | ☆ | ||||
| 42197 | Rohr Financial Advisors, Llc CRD 332018 | Arroyo Grande, CA | Investment Adviser | — | 1 | 05/18/2026 | ☆ | ||
| 42198 | Rokr Capital Management Llc CRD 324040 | Newark, CA | Investment Adviser | — | 03/31/2025 | ☆ | |||
| 42199 | Roland Capital Group, Llc CRD 318563 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 42200 | Roland, Criss Investment Research, Llc CRD 292171 | Arlington, TX | Investment Adviser | — | 1 | 01/30/2026 | ☆ |