Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42151 | Sfe Advisors, Llc CRD 325223 | Dallas, TX | Investment Adviser | — | 10/31/2025 | ☆ | |||
| 42152 | Sfm Holding Gmbh CRD 338942 | Boulder, CO | Investment Adviser | — | 09/25/2025 | ☆ | |||
| 42153 | Sg Advisers Llc CRD 322044 | Manati, PR | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42154 | Sga Capital Llc CRD 340789 | New York, NY | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 42155 | Sga Wealth Advisors Llc CRD 341364 | Manhattan, KS | Investment Adviser | — | 1 | 06/30/2026 | ☆ | ||
| 42156 | Sgb And Lmc, Inc. CRD 269896 | Lubbock, TX | Investment Adviser | — | 6 | 03/12/2026 | ☆ | ||
| 42157 | Sgc Asset Ltda. CRD 281371 | São Paulo | Investment Adviser | — | 02/03/2026 | ☆ | |||
| 42158 | Sgc Management Llc CRD 306104 | New York, NY | Investment Adviser | — | 01/29/2025 | ☆ | |||
| 42159 | Sgi Partners, Llc CRD 324921 | New York, NY | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42160 | Sgkd Advisory Services Llc CRD 286273 | Investment Adviser | — | 2 | 03/30/2026 | ☆ | |||
| 42161 | Sgt Capital Ag CRD 332633 | Steinhausen | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 42162 | Sh Fund Management, Llc CRD 325479 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 42163 | Shadow Lake Partners, Llc CRD 325186 | Tampa, FL | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42164 | Shadow Ventures, Llc CRD 325022 | Atlanta, GA | Investment Adviser | — | 04/02/2026 | ☆ | |||
| 42165 | Shaked Capital Advisors, Llc CRD 297030 | Miami Beach, FL | Investment Adviser | — | 02/09/2026 | ☆ | |||
| 42166 | Shakti Capital, Llc CRD 315201 | San Francisco, CA | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 42167 | Shammas Financial Planning Llc CRD 329137 | Investment Adviser | — | 1 | 03/29/2026 | ☆ | |||
| 42168 | Shangbay Capital Management Company, Llc CRD 312767 | Palo Alto, CA | Investment Adviser | — | 05/04/2026 | ☆ | |||
| 42169 | Shanghai Chang Ling Chong Luan Consulting Limited CRD 308068 | Shanghai | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 42170 | Shanghai Goku Technologies Limited CRD 329355 | Shanghai | Investment Adviser | — | 03/15/2024 | ☆ | |||
| 42171 | Shanghai Shenyi Investment Co Ltd CRD 288228 | Shanghai | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 42172 | Shank, Jeffrey A CRD 132062 | North Andover, MA | Insurance-Affiliated | — | 130 | 2 | 03/31/2026 | ☆ | |
| 42173 | Shapers Tm Lda CRD 336435 | Investment Adviser | — | 02/04/2026 | ☆ | ||||
| 42174 | Sharding Advisers Llc CRD 306829 | Santa Rosa, CA | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 42175 | Share And Harris, L.L.C. CRD 122770 | East Brunswick, NJ | Investment Adviser | — | 12/09/2010 | ☆ | |||
| 42176 | Share Ventures Fund Management, Llc CRD 322657 | Culver City, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42177 | Sharebuilder Advisors, Llc CRD 300537 | Seattle, WA | Trust Company | — | 5,500 | 35 | 06/08/2026 | ☆ | |
| 42178 | Sharenett Investment Advisors, Llc CRD 307176 | New York, NY | Investment Adviser | — | 04/27/2026 | ☆ | |||
| 42179 | Sharmarc Financial Advisors, Inc. CRD 139810 | San Diego, CA | Investment Adviser | — | 2 | 01/28/2026 | ☆ | ||
| 42180 | Sharon Lund, Financial Planning, Inc. CRD 129275 | Investment Adviser | — | 40 | 1 | 03/30/2026 | ☆ | ||
| 42181 | Sharp Circle Consulting, Llc CRD 170735 | Northbrook, IL | Insurance-Affiliated | — | 4 | 12/16/2014 | ☆ | ||
| 42182 | Shasta Ventures Management, Llc CRD 162676 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 42183 | Shd Management, Llc CRD 170651 | Dallas, TX | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42184 | Shealy / Pinnacle Advisors, Ltd. CRD 123622 | Investment Adviser | — | 1 | 03/16/2026 | ☆ | |||
| 42185 | Shechina Ventures Llc CRD 331989 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 42186 | Sheehan Financial Advisors, Llc CRD 126560 | Brightwaters, NY | Insurance-Affiliated | — | 67 | 3 | 03/21/2026 | ☆ | |
| 42187 | Sheer Empowerment Financial, Llc CRD 321200 | Investment Adviser | — | 0 | 1 | 06/25/2026 | ☆ | ||
| 42188 | Shelmon, William, James Jr. CRD 312578 | Southfield, MI | Investment Adviser | — | 9 | 1 | 01/05/2026 | ☆ | |
| 42189 | Shelter Island Ventures, Llc CRD 326371 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42190 | Shenzhen Bright Private Equity Investment Management Limited CRD 319292 | Shenzhen, Guangdong | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42191 | Shepherd Advisory Llc CRD 341190 | Investment Adviser | — | 1 | 07/01/2026 | ☆ | |||
| 42192 | Shepherds Of Capital, Llc CRD 339703 | Clearwater, FL | Investment Adviser | — | 0 | 1 | 02/23/2026 | ☆ | |
| 42193 | Sherman Financial, Llc CRD 285007 | Chapel Hill, NC | Investment Adviser | — | 40 | 1 | 03/31/2026 | ☆ | |
| 42194 | Sherman Street Capital Llc CRD 341170 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42195 | Sherman Ventures, Llc CRD 300883 | Investment Adviser | — | 03/20/2019 | ☆ | ||||
| 42196 | Sherpa Healthcare Fund I Gp, Ltd. CRD 308599 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42197 | Sherpa Healthcare Fund Ii Gp, Ltd. CRD 315996 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42198 | Sherpa Healthcare Partners Co., Ltd. CRD 306831 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42199 | Sherwani Capital, Llc CRD 320639 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42200 | Sheth Capital Management Llc CRD 312251 | Pittsburgh, PA | Insurance-Affiliated | — | 1 | 02/22/2024 | ☆ |