Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42201 | Shi Capital Management, Llc CRD 311155 | Investment Adviser | — | 01/06/2026 | ☆ | ||||
| 42202 | Shi Sanchez Capital Management Llc CRD 342381 | Newport Beach, CA | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42203 | Shield Capital, Llc CRD 317447 | Burlingame, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42204 | Shift Left Ventures Management Company, Llc CRD 325347 | Plano, TX | Investment Adviser | — | 03/08/2024 | ☆ | |||
| 42205 | Shift To Impact, Llc CRD 312244 | Investment Adviser | — | 3 | 1 | 03/30/2026 | ☆ | ||
| 42206 | Shine Capital, Llc CRD 311659 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42207 | Shingle Oak Advisors, Llc CRD 289533 | Marlton, NJ | Insurance-Affiliated | — | 0 | 2 | 02/25/2026 | ☆ | |
| 42208 | Shining Light Investment Corporation CRD 312649 | Hampton, VA | Investment Adviser | — | 0 | 1 | 02/14/2023 | ☆ | |
| 42209 | Shinka Capital Management Limited CRD 334322 | Hong Kong | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 42210 | Shinnecock Partners L.P. CRD 166426 | Los Angeles, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42211 | Shiprock Capital Management Limited CRD 330086 | London | Investment Adviser | — | 05/08/2026 | ☆ | |||
| 42212 | Shl Capital, Llc CRD 310333 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 42213 | Shlecter Wealth Management, Llc CRD 167973 | Investment Adviser | — | 1 | 01/22/2026 | ☆ | |||
| 42214 | Shniper, Benjamin Stephen CRD 290128 | Investment Adviser | — | 12/13/2021 | ☆ | ||||
| 42215 | Shoar Capital Management, Llc CRD 329335 | Investment Adviser | — | 03/17/2026 | ☆ | ||||
| 42216 | Shokohi Wealth Management Group Llc CRD 309612 | Parker, CO | Investment Adviser | — | 3 | 02/06/2024 | ☆ | ||
| 42217 | Shomer Hawaii, Llc CRD 324975 | Investment Adviser | — | 18 | 1 | 03/18/2026 | ☆ | ||
| 42218 | Shor Capital Management CRD 321052 | Investment Adviser | — | 01/26/2026 | ☆ | ||||
| 42219 | Shorebird Capital, Lp CRD 285437 | San Antonio, TX | Investment Adviser | — | 4 | 03/30/2026 | ☆ | ||
| 42220 | Shorewind Capital Llc CRD 317255 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 42221 | Short Cliffs Capital Llc CRD 339581 | Short Hills, NJ | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 42222 | Shorter, Alden M CRD 317804 | Investment Adviser | — | 0 | 1 | 03/25/2026 | ☆ | ||
| 42223 | Shrug, Llc CRD 313323 | Investment Adviser | — | 04/12/2026 | ☆ | ||||
| 42224 | Shubh Investment Partners, Llc CRD 333110 | Investment Adviser | — | 08/29/2024 | ☆ | ||||
| 42225 | Shuckervc, Llc CRD 330262 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 42226 | Shukr Investments Llc CRD 301190 | Scottsdale, AZ | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42227 | Shv Eta Ventures, Llc CRD 341262 | San Antonio, TX | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 42228 | Shv Management, Llc CRD 172512 | Long Beach, CA | Investment Adviser | — | 01/06/2026 | ☆ | |||
| 42229 | Shvms, Llc CRD 160280 | Austin, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42230 | Si Investment Management, L.P. CRD 334818 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42231 | Sibilla Capital Management Llc CRD 162720 | New York, NY | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42232 | Sick Advisory Services, Llc CRD 329803 | Boca Raton, FL | Investment Adviser | — | 0 | 1 | 05/08/2024 | ☆ | |
| 42233 | Sid Vp Management, Llc CRD 318386 | New York, NY | Investment Adviser | — | 08/06/2024 | ☆ | |||
| 42234 | Sidamlak Investments Llc CRD 325512 | Investment Adviser | — | 07/03/2025 | ☆ | ||||
| 42235 | Siddiqui Investments Llc CRD 314831 | Investment Adviser | — | 1 | 06/23/2021 | ☆ | |||
| 42236 | Side X Side Management Llc CRD 287959 | Fredericksburg, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42237 | Side By Side Financial Planning, Llc CRD 171661 | Plymouth, MN | Investment Adviser | — | 1 | 02/18/2026 | ☆ | ||
| 42238 | Sidecarai, Llc CRD 340699 | Investment Adviser | — | 02/02/2026 | ☆ | ||||
| 42239 | Sidekick Partners Management, Lp CRD 313814 | Dallas, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42240 | Sideline Group, Llc CRD 337813 | New York, NY | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42241 | Sidereal Capital Group, Llc CRD 320766 | Summit, NJ | Investment Adviser | — | 03/22/2024 | ☆ | |||
| 42242 | Sidka, Llc CRD 323581 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 42243 | Siegfried Asset Management Limited CRD 343066 | Wan Chai | Investment Adviser | — | 07/01/2026 | ☆ | |||
| 42244 | Sierens Financial Group, Inc. CRD 338429 | Elgin, IL | Investment Adviser | — | 1 | 06/10/2026 | ☆ | ||
| 42245 | Sierra Morena Capital Management Llc CRD 331737 | Investment Adviser | — | 05/11/2026 | ☆ | ||||
| 42246 | Sierra Springs Asset Management, Llc CRD 286074 | Investment Adviser | — | 01/02/2026 | ☆ | ||||
| 42247 | Sierra Ventures Management Iii, L.L.C. CRD 163849 | San Mateo, CA | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 42248 | Sieve Capital Llc CRD 334075 | Investment Adviser | — | 1 | 02/23/2026 | ☆ | |||
| 42249 | Sig Capital, Llc CRD 340668 | Birmingham, AL | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 42250 | Sightline Capital Llc CRD 338600 | Mckinney, TX | Investment Adviser | — | 1 | 2 | 01/30/2026 | ☆ |