Investment advisers
45,288 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42201 | Rolling Fun Was Already Taken, Llc CRD 320625 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 42202 | Rollins Capital Management, Llc CRD 167572 | Austin, TX | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42203 | Rollo Capital Management, Llc CRD 163273 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 42204 | Rolo Ventures Management Llc CRD 329046 | San Jose, CA | Investment Adviser | — | 03/25/2025 | ☆ | |||
| 42205 | Romanda Capital, Llc CRD 343495 | Miami, FL | Investment Adviser | — | 08/05/2026 | ☆ | |||
| 42206 | Romilly Investment Management, Llc CRD 332787 | Los Angeles, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 42207 | Romspen Investment Lp CRD 306131 | Toronto, Ontario | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42208 | Romulus Capital Management, Llc CRD 168442 | Boston, MA | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 42209 | Ronald Gordon CRD 329942 | Tampa, FL | Insurance-Affiliated | — | 01/30/2024 | ☆ | |||
| 42210 | Rondine Capital Llp CRD 290566 | London | Investment Adviser | — | 05/18/2026 | ☆ | |||
| 42211 | Ronit Capital Llp CRD 168055 | London | Investment Adviser | — | 06/09/2026 | ☆ | |||
| 42212 | Roo Capital Management I, Llc CRD 329892 | Coconut Grove, FL | Investment Adviser | — | 10/09/2026 | ☆ | |||
| 42213 | Rooster Equity Management, Llc CRD 340212 | Austin, TX | Investment Adviser | — | 07/14/2026 | ☆ | |||
| 42214 | Root Management Company Llc CRD 339505 | New York, NY | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 42215 | Root Ventures Manager, Llc CRD 175079 | San Francisco, CA | Investment Adviser | — | 05/26/2026 | ☆ | |||
| 42216 | Root, Charles J. Jr. CRD 137331 | Investment Adviser | — | 1 | 03/10/2026 | ☆ | |||
| 42217 | Roots Capital Management Inc CRD 318451 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 42218 | Rose City Capital Management, Llc CRD 330103 | Norwich, CT | Investment Adviser | — | 01/22/2026 | ☆ | |||
| 42219 | Rose City Investment Consulting Llc CRD 281760 | Lake Oswego, OR | Investment Adviser | — | 1 | 03/11/2026 | ☆ | ||
| 42220 | Rose Digital Llc CRD 335006 | Houston, TX | Investment Adviser | — | 04/22/2025 | ☆ | |||
| 42221 | Rosemark Advisors, Inc. CRD 173677 | Bohemia, NY | Insurance-Affiliated | — | 5 | 03/05/2026 | ☆ | ||
| 42222 | Rosemont Equity Investment Fund Gp Llc CRD 327298 | New York, NY | Investment Adviser | — | 01/28/2026 | ☆ | |||
| 42223 | Rosemont Investment Partners, Llc CRD 290063 | West Conshohocken, PA | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42224 | Rosen Investment Management Llc CRD 170033 | Needham, MA | Investment Adviser | — | 1 | 01/21/2026 | ☆ | ||
| 42225 | Rosenthal, Eli Jeremy CRD 322254 | Investment Adviser | — | 0 | 1 | 01/15/2026 | ☆ | ||
| 42226 | Roserock Capital Management, Lp CRD 305355 | Bryan, TX | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 42227 | Rosetta Capital Limited CRD 168176 | Haddenham | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 42228 | Roshelen, Inc. CRD 170904 | Investment Adviser | — | 1 | 04/30/2026 | ☆ | |||
| 42229 | Ross Creek Capital Management, Llc CRD 163820 | Larkspur, CA | Investment Adviser | — | 06/02/2026 | ☆ | |||
| 42230 | Ross Paul Tulman CRD 121137 | Investment Adviser | — | 0 | 3 | 05/05/2026 | ☆ | ||
| 42231 | Rossell And Associates Inc CRD 295118 | New York, NY | Investment Adviser | — | 06/03/2019 | ☆ | |||
| 42232 | Rosser Capital Partners Management, L.P. CRD 172645 | Greenwich, CT | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42233 | Rossi Dubuque Breckenridge, Llc CRD 155284 | Plymouth, MN | Investment Adviser | — | 155 | 2 | 04/10/2026 | ☆ | |
| 42234 | Rostad, David Ole CRD 282176 | Portland, OR | Investment Adviser | — | 2 | 09/22/2026 | ☆ | ||
| 42235 | Rosten Capital Investments Llc CRD 339888 | Las Vegas, NV | Investment Adviser | — | 02/10/2026 | ☆ | |||
| 42236 | Roth Capital Partners, Llc CRD 15407 | Newport Beach, CA | Broker-Dealer (Dually Registered) | — | 70 | 10 | 08/29/2025 | ☆ | |
| 42237 | Rothenberg Ventures Llc CRD 169646 | Investment Adviser | — | 04/01/2026 | ☆ | ||||
| 42238 | Rothguard Llc CRD 343918 | Lehigh Acres, FL | Investment Adviser | — | 08/13/2026 | ☆ | |||
| 42239 | Rothschild & Co Global Markets Solutions Limited CRD 325601 | London | Investment Adviser | — | 117 | 03/26/2026 | ☆ | ||
| 42240 | Rothschild & Co Investment Managers (Fka Po Participations) CRD 175510 | Luxembourg | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42241 | Rotr Management Company, Inc. CRD 291187 | Washington, DC | Investment Adviser | — | 06/25/2026 | ☆ | |||
| 42242 | Roubal, Dennis Lynn CRD 125029 | Investment Adviser | — | 6 | 1 | 03/05/2026 | ☆ | ||
| 42243 | Round Hill Capital Markets Ltd CRD 306688 | London | Broker-Dealer (Dually Registered) | — | 03/30/2026 | ☆ | |||
| 42244 | Round Hill Ch Spv Manager Llc CRD 330131 | Greenwich, CT | Investment Adviser | — | 03/25/2025 | ☆ | |||
| 42245 | Round Top Capital Management, Llc CRD 344085 | El Segundo, CA | Investment Adviser | — | 08/18/2026 | ☆ | |||
| 42246 | Round2, Llc CRD 338949 | Dunedin, FL | Investment Adviser | — | 0 | 2 | 03/25/2026 | ☆ | |
| 42247 | Roundshield Advisors (Uk) Limited CRD 310267 | London, London | Investment Adviser | — | 06/16/2026 | ☆ | |||
| 42248 | Roundshield Partners Llp CRD 171982 | London | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42249 | Roundtable Funding Llc CRD 312645 | Investment Adviser | — | 7 | 3 | 05/01/2025 | ☆ | ||
| 42250 | Router Ventures Management, Llc CRD 285307 | Investment Adviser | — | 03/05/2026 | ☆ |