Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42401 | Smt Capital Management, Llc CRD 325502 | San Diego, CA | Investment Adviser | — | 05/14/2025 | ☆ | |||
| 42402 | Snak Venture Partners Management, Llc CRD 333773 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 42403 | Sno Management, Llc CRD 315989 | Investment Adviser | — | 03/15/2026 | ☆ | ||||
| 42404 | Snow Capital Management Llc CRD 343045 | Sewickely, PA | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 42405 | Snowball Capital Management, Llc CRD 317940 | Investment Adviser | — | 01/04/2026 | ☆ | ||||
| 42406 | Snowpoint Ventures Management, Llc CRD 325382 | Palm Beach, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42407 | Snowy Leopard Ventures Llc CRD 343880 | Investment Adviser | — | 08/05/2026 | ☆ | ||||
| 42408 | Snr Ventures Management, L.P. CRD 282706 | Seattle, WA | Investment Adviser | — | 06/17/2026 | ☆ | |||
| 42409 | Sobey Road Capital Management, Llc CRD 335539 | Newport Beach, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42410 | Sobora Llc CRD 288237 | Pleasanton, CA | Investment Adviser | — | 1 | 03/28/2026 | ☆ | ||
| 42411 | Sobre Ruedas Capital I, Llc CRD 286412 | Investment Adviser | — | 02/22/2026 | ☆ | ||||
| 42412 | Socha Capital Energy Fund 2023 Management Llc CRD 330524 | Austin, TX | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 42413 | Social Impact Capital, L.L.C. CRD 305283 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42414 | Social Information Arbitrage Capital Management, Llc CRD 171335 | Dallas, TX | Investment Adviser | — | 09/17/2014 | ☆ | |||
| 42415 | Social Economic Private Club Llc CRD 333104 | Investment Adviser | — | 0 | 09/13/2024 | ☆ | |||
| 42416 | Socially Financed Management Llc CRD 313196 | Chatham, NJ | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42417 | Society Hill Capital Advisor, Llc CRD 343633 | Tampa, FL | Investment Adviser | — | 07/17/2026 | ☆ | |||
| 42418 | Socket Capital Funds, Llc CRD 320653 | Investment Adviser | — | 03/22/2026 | ☆ | ||||
| 42419 | Socrates Financial Planning, Llc CRD 329730 | Investment Adviser | — | 4 | 1 | 02/04/2026 | ☆ | ||
| 42420 | Socratic Ventures, Llc CRD 321626 | Austin, TX | Investment Adviser | — | 04/02/2026 | ☆ | |||
| 42421 | Soderling Capital Llc CRD 307053 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 42422 | Sofinnova Partners Sas CRD 164104 | Paris | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42423 | Softbank, Inc. CRD 163118 | Newton, MA | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42424 | Softeq Advisors Llc CRD 329495 | Houston, TX | Investment Adviser | — | 12/03/2024 | ☆ | |||
| 42425 | Soho Square Capital Llp CRD 304770 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42426 | Soho Square Capital Partners Llp CRD 338860 | London | Investment Adviser | — | 08/05/2026 | ☆ | |||
| 42427 | Sohra Peak Investment Management Llc CRD 338819 | New York, NY | Investment Adviser | — | 02/09/2026 | ☆ | |||
| 42428 | Soja Ventures Management Llc CRD 343195 | New York, NY | Investment Adviser | — | 07/27/2026 | ☆ | |||
| 42429 | Soje Capital, Llc CRD 164555 | Investment Adviser | — | 04/01/2026 | ☆ | ||||
| 42430 | Sojourner Consumer Partners, Lp. CRD 324770 | Morristown, NJ | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42431 | Solar Equity Partners Llc CRD 326457 | Investment Adviser | — | 03/28/2025 | ☆ | ||||
| 42432 | Solari Capital Management Llc CRD 343312 | New York, NY | Investment Adviser | — | 07/02/2026 | ☆ | |||
| 42433 | Solaris Capital Advisors (Hk) Limited CRD 307935 | Central, Hong Kong | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 42434 | Solaris Fund Management Llc CRD 342505 | San Mateo, CA | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 42435 | Solaris Strategic Wealth, Llc CRD 339657 | Insurance-Affiliated | — | 4 | 06/29/2026 | ☆ | |||
| 42436 | Solasta Nexus, Inc. CRD 343518 | San Francisco, CA | Investment Adviser | — | 08/13/2026 | ☆ | |||
| 42437 | Solasta Ventures, Inc. CRD 305520 | Boston, MA | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42438 | Sole Shipping So Gp Ii Limited CRD 296920 | St Helier | Investment Adviser | — | 04/21/2026 | ☆ | |||
| 42439 | Sole Shipping So Gp Iii Limited CRD 306197 | St Helier | Investment Adviser | — | 04/30/2026 | ☆ | |||
| 42440 | Sole Shipping So Gp Iv Limited CRD 341937 | St Helier | Investment Adviser | — | 04/21/2026 | ☆ | |||
| 42441 | Solene Capital Management Llc CRD 343997 | Investment Adviser | — | 08/26/2026 | ☆ | ||||
| 42442 | Solera Capital, Llc CRD 160330 | New York, NY | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42443 | Solid Decision Management Team Llc CRD 337871 | New York, NY | Investment Adviser | — | 08/12/2025 | ☆ | |||
| 42444 | Solidus Advisors Llc CRD 334863 | Miami, FL | Investment Adviser | — | 0 | 4 | 03/19/2026 | ☆ | |
| 42445 | Solivera Capital Limited CRD 338339 | London, London | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 42446 | Solo Digital Advisers, Llc CRD 319462 | Denver, CO | Investment Adviser | — | 02/21/2024 | ☆ | |||
| 42447 | Solutia Global, Llc CRD 170441 | Austin, TX | Investment Adviser | — | 1 | 03/31/2026 | ☆ | ||
| 42448 | Solutions For Divorce Llc CRD 175340 | Investment Adviser | — | 1 | 01/31/2026 | ☆ | |||
| 42449 | Soma Ventures, Lp CRD 311804 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42450 | Somar Capital Management, Lp CRD 284135 | New York, NY | Investment Adviser | — | 03/26/2026 | ☆ |