Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42451 | Sona Asset Management (Hk) Limited CRD 334729 | Hong Kong, Hong Kong | Investment Adviser | — | 06/26/2026 | ☆ | |||
| 42452 | Sona Asset Management (Uk) Llp CRD 300668 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42453 | Sonamu Group Lp CRD 324293 | Chatham, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42454 | Sonder Capital Management, Llc CRD 314021 | San Carlos, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42455 | Sondo Fi, Inc. CRD 327908 | Investment Adviser | — | 0 | 1 | 01/28/2026 | ☆ | ||
| 42456 | Song, Kathryn Davis CRD 158288 | Investment Adviser | — | 2 | 01/23/2026 | ☆ | |||
| 42457 | Sony Ventures Corporation CRD 321945 | Tokyo | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 42458 | Sootchy Securities, Llc CRD 307621 | Investment Adviser | — | 0 | 1 | 03/30/2026 | ☆ | ||
| 42459 | Sorinsky & Associates, Inc. CRD 156629 | Northbrook, IL | Investment Adviser | — | 0 | 1 | 03/31/2026 | ☆ | |
| 42460 | Sorunke, Jonathan Olugbenga CRD 324023 | Investment Adviser | — | 0 | 1 | 06/11/2026 | ☆ | ||
| 42461 | Sosv Investments Llc CRD 284976 | Princeton, NJ | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 42462 | Soul Rider Fund Lp CRD 305971 | Wilmington, DE | Investment Adviser | — | 06/11/2024 | ☆ | |||
| 42463 | Soul Street Asset Management Co., Llc CRD 327914 | Houston, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42464 | Soul Ventures Group Holdings Limited CRD 342510 | Inverness, Scotland | Investment Adviser | — | 06/17/2026 | ☆ | |||
| 42465 | Sound Advice Financial Inc. CRD 327104 | Bannockburn, IL | Investment Adviser | — | 13 | 02/20/2026 | ☆ | ||
| 42466 | Sound Asset Management Group, Llc CRD 145330 | Brooklyn, NY | Investment Adviser | — | 1 | 07/27/2026 | ☆ | ||
| 42467 | Sound Development, Llc CRD 283211 | Santa Monica, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42468 | Sound Financial Investment Management, Llc CRD 163025 | Vandalia, OH | Investment Adviser | — | 3 | 06/23/2026 | ☆ | ||
| 42469 | Sound Financial Planning Llc CRD 338895 | Investment Adviser | — | 1 | 02/23/2026 | ☆ | |||
| 42470 | Sound Financial Solutions, Inc. CRD 292256 | Bloomington, IL | Investment Adviser | — | 6 | 1 | 03/10/2026 | ☆ | |
| 42471 | Sound Investment Strategies, Inc. CRD 143842 | Investment Adviser | — | 1 | 04/14/2026 | ☆ | |||
| 42472 | Sound Money Management, Inc. CRD 154752 | Investment Adviser | — | 1 | 10/08/2025 | ☆ | |||
| 42473 | Soundbytes Ii Management, Llc CRD 309887 | Investment Adviser | — | 04/01/2026 | ☆ | ||||
| 42474 | Soundpost Advisory, Llc CRD 306215 | Investment Adviser | — | 1 | 08/05/2022 | ☆ | |||
| 42475 | Soundwaves Management, Llc CRD 328728 | Santa Monica, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42476 | Sounion Capital Management, Llc CRD 170473 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42477 | Sourdough Ventures, Llc CRD 340428 | Investment Adviser | — | 02/06/2026 | ☆ | ||||
| 42478 | South Africa Alpha Capital Management Ltd. CRD 282692 | Hamilton | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 42479 | South Avenue Investment Partners, Llc CRD 150267 | Investment Adviser | — | 1 | 03/25/2026 | ☆ | |||
| 42480 | South Bay Partners Llc CRD 307534 | South San Francisco, CA | Investment Adviser | — | 05/27/2026 | ☆ | |||
| 42481 | South Congress Ventures Llc CRD 336789 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 42482 | South Dakota First Capital Management, Llc CRD 328241 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 42483 | South Gate Labs, Inc CRD 340661 | Miami, FL | Investment Adviser | — | 04/28/2026 | ☆ | |||
| 42484 | South Harbor Management Llc CRD 311952 | Little Rock, AR | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 42485 | South Loop Ventures Management, Llc CRD 331484 | Houston, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42486 | South Mountain Advisors, Llc CRD 342882 | Investment Adviser | — | 05/27/2026 | ☆ | ||||
| 42487 | South Park Commons Management, Llc CRD 297292 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42488 | South Shore Asset Management, Llc CRD 145332 | Bradenton, FL | Investment Adviser | — | 03/26/2024 | ☆ | |||
| 42489 | Southeast Investments, N.C., Inc. CRD 43035 | Charlotte, NC | Insurance-Affiliated | — | 0 | 2 | 03/27/2020 | ☆ | |
| 42490 | Southern Capital Group Private Limited CRD 167380 | Singapore | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42491 | Southern Cross Group Management, L.P. CRD 269925 | Santiago | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42492 | Southern Cross Investment Partners Sl. CRD 334400 | Madrid | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 42493 | Southern Oak Capital, Llc CRD 309933 | Birmingham, AL | Investment Adviser | — | 03/12/2026 | ☆ | |||
| 42494 | Southern Ridges Capital Pte. Ltd. CRD 299146 | Singapore | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 42495 | Southold Asset Management, Inc. CRD 333908 | Investment Adviser | — | 0 | 1 | 01/31/2025 | ☆ | ||
| 42496 | Sovereign Bay Advisors Llc CRD 337245 | Naperville, IL | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42497 | Sovereign Capital Advisers CRD 342629 | Investment Adviser | — | 0 | 1 | 08/23/2026 | ☆ | ||
| 42498 | Sovereign Capital Partners Llp CRD 159947 | London | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 42499 | Sozo Ventures Llc CRD 288073 | Redwood City, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 42500 | Sp Capital Partners, Llc CRD 297220 | New York, NY | Investment Adviser | — | 08/11/2026 | ☆ |