Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4201 | N CRD 157728 | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 1,498 | 4,410 | 27 | 04/08/2025 | ☆ | |
| 4202 | Willow Asset Management Llc CRD 282487 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 411 | 411 | 105 | 06/15/2026 | ☆ |
| 4203 | First Principles Group Management, Llc CRD 322950 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 23 | 23 | 2 | 05/13/2026 | ☆ | |
| 4204 | Usa Financial Exchange Llc CRD 283466 | Ada, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 10,265 | 9,971 | 38 | 03/27/2026 | ☆ |
| 4205 | Ardsley Advisory Partners Lp CRD 301116 | Norwalk, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 11 | 11 | 11 | 05/06/2026 | ☆ |
| 4206 | Penobscot Investment Management Company, Inc. CRD 105060 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 562 | 845 | 14 | 05/18/2026 | ☆ |
| 4207 | Forgelight Llc CRD 307944 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 6 | 6 | 5 | 03/31/2026 | ☆ |
| 4208 | Provenio Capital Management Llc CRD 333009 | Newport Beach, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.6B | 128 | 132 | 11 | 07/21/2026 | ☆ |
| 4209 | Zweig Dimenna Associates Llc CRD 161385 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 6 | 6 | 31 | 04/29/2026 | ☆ |
| 4210 | Tom Johnson Investment Management, Llc CRD 104511 | Oklahoma City, OK | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 5,631 | 5,631 | 11 | 04/28/2026 | ☆ |
| 4211 | N CRD 147129 | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 1,522 | 1,730 | 27 | 06/25/2026 | ☆ | |
| 4212 | Rodgers & Associates, Llc CRD 121700 | Lancaster, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 997 | 3,544 | 21 | 03/30/2026 | ☆ |
| 4213 | Shellback Capital, Lp CRD 169642 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 3 | 3 | 10 | 03/12/2026 | ☆ |
| 4214 | Karpreilly, Llc CRD 161169 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 7 | 7 | 18 | 05/04/2026 | ☆ |
| 4215 | Wealhouse Capital Limited Partnership CRD 282931 | Toronto, Ontario | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 10 | 12 | 16 | 02/24/2026 | ☆ |
| 4216 | Fs Fund Advisor, Llc CRD 286673 | Philadelphia, PA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.6B | 1 | 1 | 118 | 03/25/2026 | ☆ |
| 4217 | Trivium Point Advisory, Llc CRD 292182 | Wilton, CT | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 850 | 2,348 | 38 | 03/06/2026 | ☆ |
| 4218 | Deschutes Portfolio Strategy, Llc CRD 155424 | Portland, OR | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.6B | 358 | 769 | 11 | 09/18/2026 | ☆ |
| 4219 | Third Avenue Management Llc CRD 107545 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.6B | 17 | 17 | 19 | 03/27/2026 | ☆ |
| 4220 | Telos Capital Management, Inc. CRD 149108 | San Diego, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 956 | 2,471 | 19 | 05/01/2026 | ☆ |
| 4221 | Intrepid Capital Management Inc CRD 108516 | Jacksonville Beach, FL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.6B | 671 | 673 | 16 | 05/07/2026 | ☆ |
| 4222 | L. Roy Papp & Associates, Llp CRD 105130 | Phoenix, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 576 | 1,847 | 10 | 05/27/2026 | ☆ |
| 4223 | Tacora Capital Management, Lp CRD 316585 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 5 | 5 | 10 | 03/31/2026 | ☆ | |
| 4224 | Pasadena Private Wealth, Llc CRD 295178 | Pasadena, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 524 | 2,124 | 19 | 07/21/2026 | ☆ |
| 4225 | The Nemes Rush Group, Llc CRD 312554 | Novi, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 881 | 3,041 | 17 | 03/25/2026 | ☆ |
| 4226 | Bloom Advisors, Inc. CRD 106152 | Farmington Hills, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 1,166 | 1,166 | 21 | 04/01/2026 | ☆ |
| 4227 | Isc Advisors, Inc. CRD 166586 | Dallas, TX | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.6B | 1,928 | 1,928 | 30 | 07/09/2026 | ☆ |
| 4228 | Islandbridge Capital Limited CRD 312174 | London, Greater London | Multi-Family Office · Mid-sized ($1B–$10B) | $1.6B | 22 | 28 | 16 | 03/25/2026 | ☆ |
| 4229 | Fortis Capital Advisors, Llc CRD 309709 | Prairie Village, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 2,171 | 4,475 | 68 | 09/01/2026 | ☆ |
| 4230 | Eurazeo North America, Inc. CRD 300444 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.6B | 2 | 2 | 37 | 09/21/2026 | ☆ |
| 4231 | Columbus Hill Capital Management, L.P. CRD 158336 | Short Hills, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 6 | 6 | 18 | 03/30/2026 | ☆ |
| 4232 | Satori Capital, Llc CRD 161829 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 15 | 15 | 33 | 06/23/2026 | ☆ |
| 4233 | Unison Investment Management, Llc CRD 150893 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 3 | 3 | 12 | 03/26/2026 | ☆ |
| 4234 | Hayfin Capital Management Llc CRD 157131 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 7 | 7 | 33 | 03/30/2026 | ☆ |
| 4235 | Sierra Capital Llc CRD 110129 | Miami, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.6B | 76 | 435 | 8 | 06/11/2026 | ☆ |
| 4236 | Teewinot Capital Advisers, L.L.C. CRD 138757 | Norwalk, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.6B | 8 | 8 | 9 | 06/24/2026 | ☆ |
| 4237 | Sone Capital Management, Llc CRD 331656 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 9 | 9 | 11 | 03/26/2026 | ☆ |
| 4238 | Atlantic Street Capital Management, Llc CRD 161107 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 5 | 5 | 18 | 03/31/2026 | ☆ |
| 4239 | Leste Capital Partners (Florida), Llc CRD 285179 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 57 | 57 | 19 | 07/08/2026 | ☆ |
| 4240 | Global Strategic Investment Solutions, Llc CRD 175300 | Scottsdale, AZ | Multi-Family Office · Mid-sized ($1B–$10B) | $1.6B | 129 | 401 | 6 | 09/21/2026 | ☆ |
| 4241 | Momentum Independent Network Inc. CRD 17587 | Dallas, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.6B | 2,879 | 4,721 | 97 | 08/11/2026 | ☆ |
| 4242 | The Gleason Group, Inc. CRD 175104 | Prospect, KY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.6B | 276 | 1,109 | 11 | 06/15/2026 | ☆ |
| 4243 | Nbt Capital Management, Inc. CRD 104932 | Norwich, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.6B | 786 | 1,308 | 15 | 06/04/2026 | ☆ |
| 4244 | Activant Capital Group Llc CRD 173856 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 18 | 18 | 18 | 03/31/2026 | ☆ |
| 4245 | Fc Capital Management Llc CRD 161220 | Charlotte, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 7 | 7 | 19 | 03/31/2026 | ☆ |
| 4246 | Buchanan Street Partners, L.P. CRD 169052 | Newport Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 22 | 25 | 29 | 03/31/2026 | ☆ |
| 4247 | Rotunda Capital Partners, Llc CRD 290282 | Bethesda, MD | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 12 | 12 | 31 | 03/27/2026 | ☆ |
| 4248 | Bouchey Financial Group, Ltd. CRD 111824 | Troy, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 1,225 | 3,359 | 21 | 09/04/2026 | ☆ |
| 4249 | Silverarc Capital Management, Llc CRD 304220 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 4 | 7 | 9 | 03/30/2026 | ☆ |
| 4250 | Financial Plan, Inc. CRD 116073 | Bellingham, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 924 | 4,049 | 12 | 03/16/2026 | ☆ |