Investment advisers
45,304 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42651 | Serendipity Capital U.S. Llc CRD 344518 | Cambridge, MA | Investment Adviser | — | 09/29/2026 | ☆ | |||
| 42652 | Serene Investment Management, Llc CRD 171980 | Berkeley, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42653 | Serenity Capital Management Pte. Ltd. CRD 322204 | Singapore | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42654 | Serenity Wealth Advisors Llc CRD 300394 | Baltimore, MD | Investment Adviser | — | 0 | 1 | 01/07/2026 | ☆ | |
| 42655 | Seres Capital Limited CRD 325491 | Road Town, Tortola | Investment Adviser | — | 09/29/2026 | ☆ | |||
| 42656 | Series V, A Series Of Bling Capital Management Llc CRD 341490 | Investment Adviser | — | 10/01/2026 | ☆ | ||||
| 42657 | Series X Capital Management Llc CRD 335150 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42658 | Serra Ventures, Llc CRD 301961 | Champaign, IL | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 42659 | Service Provider Capital, Llc CRD 174240 | Vail, CO | Investment Adviser | — | 05/20/2026 | ☆ | |||
| 42660 | Sestante Capital Llc CRD 314470 | New York, NY | Investment Adviser | — | 12/06/2024 | ☆ | |||
| 42661 | Sethia Group Fzco CRD 337298 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42662 | Seva Growth Lp CRD 328067 | Brooklyn, NY | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 42663 | Seven Hill Tech Ventures Llc CRD 338508 | San Francisco, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 42664 | Seven Hills Capital Management, Llc CRD 342528 | New York, NY | Investment Adviser | — | 05/04/2026 | ☆ | |||
| 42665 | Seven Hills Capital, Llc CRD 329293 | Nashville, TN | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42666 | Seven Mile Capital Partners Lp CRD 162881 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42667 | Seven North Capital Partners Llc CRD 287704 | Investment Adviser | — | 02/28/2017 | ☆ | ||||
| 42668 | Seven Peaks Ventures Management Ii, Llc CRD 289546 | Bend, OR | Investment Adviser | — | 12/11/2019 | ☆ | |||
| 42669 | Seven Point Management, Inc. CRD 172716 | Hialeah, FL | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 42670 | Seven Seas Advisors Co., Ltd. CRD 321175 | Chiyoda Ku, Tokyo | Broker-Dealer (Dually Registered) | — | 09/30/2026 | ☆ | |||
| 42671 | Seven Stars Ventures Management, Llc CRD 336685 | San Francisco, CA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42672 | Seven Story Capital, Llc CRD 341784 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42673 | Seven Voyagers Management Ltd. CRD 311535 | Taipei | Investment Adviser | — | 02/05/2026 | ☆ | |||
| 42674 | Seven2 Sas CRD 164876 | Paris | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 42675 | Seventure Partners CRD 299870 | Paris | Investment Adviser | — | 04/03/2026 | ☆ | |||
| 42676 | Seventysix Capital Venture Management, Llc CRD 336448 | King Of Prussia, PA | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 42677 | Severn Financial Advisors, Llc CRD 121625 | Annapolis, MD | Investment Adviser | — | 2 | 03/24/2026 | ☆ | ||
| 42678 | Sevin Rosen Bayless Management Company CRD 160409 | Dallas, TX | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 42679 | Sfe Advisors, Llc CRD 325223 | Dallas, TX | Investment Adviser | — | 10/31/2025 | ☆ | |||
| 42680 | Sfm Holding Gmbh CRD 338942 | Boulder, CO | Investment Adviser | — | 09/25/2025 | ☆ | |||
| 42681 | Sg Advisers Llc CRD 322044 | Manati, PR | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 42682 | Sga Capital Llc CRD 340789 | New York, NY | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 42683 | Sga Wealth Advisors Llc CRD 341364 | Manhattan, KS | Investment Adviser | — | 1 | 06/30/2026 | ☆ | ||
| 42684 | Sgb And Lmc, Inc. CRD 269896 | Lubbock, TX | Investment Adviser | — | 6 | 03/12/2026 | ☆ | ||
| 42685 | Sgc Asset Ltda. CRD 281371 | São Paulo | Investment Adviser | — | 02/03/2026 | ☆ | |||
| 42686 | Sgc Management Llc CRD 306104 | New York, NY | Investment Adviser | — | 01/29/2025 | ☆ | |||
| 42687 | Sgi Partners, Llc CRD 324921 | New York, NY | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42688 | Sgkd Advisory Services Llc CRD 286273 | Investment Adviser | — | 2 | 03/30/2026 | ☆ | |||
| 42689 | Sgt Capital Ag CRD 332633 | Steinhausen | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 42690 | Sh Fund Management, Llc CRD 325479 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 42691 | Shadow Lake Partners, Llc CRD 325186 | Tampa, FL | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42692 | Shadow Ventures, Llc CRD 325022 | Atlanta, GA | Investment Adviser | — | 04/02/2026 | ☆ | |||
| 42693 | Shaked Capital Advisors, Llc CRD 297030 | Miami Beach, FL | Investment Adviser | — | 02/09/2026 | ☆ | |||
| 42694 | Shaker Square Advisors, Llc CRD 344743 | Investment Adviser | — | 09/29/2026 | ☆ | ||||
| 42695 | Shakti Capital, Llc CRD 315201 | San Francisco, CA | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 42696 | Shammas Financial Planning Llc CRD 329137 | Investment Adviser | — | 1 | 03/29/2026 | ☆ | |||
| 42697 | Shangbay Capital Management Company, Llc CRD 312767 | Palo Alto, CA | Investment Adviser | — | 05/04/2026 | ☆ | |||
| 42698 | Shanghai Chang Ling Chong Luan Consulting Limited CRD 308068 | Shanghai | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 42699 | Shanghai Goku Technologies Limited CRD 329355 | Shanghai | Investment Adviser | — | 03/15/2024 | ☆ | |||
| 42700 | Shanghai Shenyi Investment Co Ltd CRD 288228 | Shanghai | Investment Adviser | — | 03/10/2026 | ☆ |