Investment advisers
45,304 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42701 | Shank, Jeffrey A CRD 132062 | North Andover, MA | Insurance-Affiliated | — | 130 | 2 | 03/31/2026 | ☆ | |
| 42702 | Shapers Tm Lda CRD 336435 | Investment Adviser | — | 02/04/2026 | ☆ | ||||
| 42703 | Sharding Advisers Llc CRD 306829 | Santa Rosa, CA | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 42704 | Share And Harris, L.L.C. CRD 122770 | East Brunswick, NJ | Investment Adviser | — | 12/09/2010 | ☆ | |||
| 42705 | Share Ventures Fund Management, Llc CRD 322657 | Culver City, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42706 | Sharebuilder Advisors, Llc CRD 300537 | Seattle, WA | Trust Company | — | 5,500 | 35 | 10/02/2026 | ☆ | |
| 42707 | Sharenett Investment Advisors, Llc CRD 307176 | New York, NY | Investment Adviser | — | 04/27/2026 | ☆ | |||
| 42708 | Sharmarc Financial Advisors, Inc. CRD 139810 | San Diego, CA | Investment Adviser | — | 2 | 01/28/2026 | ☆ | ||
| 42709 | Sharon Lund, Financial Planning, Inc. CRD 129275 | Investment Adviser | — | 40 | 1 | 03/30/2026 | ☆ | ||
| 42710 | Sharp Circle Consulting, Llc CRD 170735 | Northbrook, IL | Insurance-Affiliated | — | 4 | 12/16/2014 | ☆ | ||
| 42711 | Shasta Ventures Management, Llc CRD 162676 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 42712 | Shay Wealth Partners Llc CRD 344353 | Investment Adviser | — | 1 | 09/11/2026 | ☆ | |||
| 42713 | Shd Management, Llc CRD 170651 | Dallas, TX | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42714 | Shealy / Pinnacle Advisors, Ltd. CRD 123622 | Investment Adviser | — | 1 | 03/16/2026 | ☆ | |||
| 42715 | Shechina Ventures Llc CRD 331989 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 42716 | Sheehan Financial Advisors, Llc CRD 126560 | Brightwaters, NY | Insurance-Affiliated | — | 67 | 3 | 03/21/2026 | ☆ | |
| 42717 | Sheer Empowerment Financial, Llc CRD 321200 | Investment Adviser | — | 0 | 1 | 06/25/2026 | ☆ | ||
| 42718 | Shelmon, William, James Jr. CRD 312578 | Southfield, MI | Investment Adviser | — | 9 | 1 | 01/05/2026 | ☆ | |
| 42719 | Shelter Island Ventures, Llc CRD 326371 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42720 | Shenzhen Bright Private Equity Investment Management Limited CRD 319292 | Shenzhen, Guangdong | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42721 | Shepherd Advisory Llc CRD 341190 | Investment Adviser | — | 1 | 07/01/2026 | ☆ | |||
| 42722 | Shepherds Of Capital, Llc CRD 339703 | Clearwater, FL | Investment Adviser | — | 0 | 1 | 02/23/2026 | ☆ | |
| 42723 | Sherman Financial, Llc CRD 285007 | Chapel Hill, NC | Investment Adviser | — | 40 | 1 | 03/31/2026 | ☆ | |
| 42724 | Sherman Street Capital Llc CRD 341170 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42725 | Sherman Ventures, Llc CRD 300883 | Investment Adviser | — | 03/20/2019 | ☆ | ||||
| 42726 | Sherpa Healthcare Fund I Gp, Ltd. CRD 308599 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42727 | Sherpa Healthcare Fund Ii Gp, Ltd. CRD 315996 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42728 | Sherpa Healthcare Partners Co., Ltd. CRD 306831 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42729 | Sherwani Capital, Llc CRD 320639 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42730 | Sheth Capital Management Llc CRD 312251 | Pittsburgh, PA | Insurance-Affiliated | — | 1 | 02/22/2024 | ☆ | ||
| 42731 | Shi Capital Management, Llc CRD 311155 | Investment Adviser | — | 01/06/2026 | ☆ | ||||
| 42732 | Shi Sanchez Capital Management Llc CRD 342381 | Newport Beach, CA | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42733 | Shield Capital, Llc CRD 317447 | Burlingame, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42734 | Shift Left Ventures Management Company, Llc CRD 325347 | Plano, TX | Investment Adviser | — | 03/08/2024 | ☆ | |||
| 42735 | Shift To Impact, Llc CRD 312244 | Investment Adviser | — | 3 | 1 | 03/30/2026 | ☆ | ||
| 42736 | Shine Capital, Llc CRD 311659 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42737 | Shingle Oak Advisors, Llc CRD 289533 | Marlton, NJ | Insurance-Affiliated | — | 0 | 2 | 02/25/2026 | ☆ | |
| 42738 | Shining Light Investment Corporation CRD 312649 | Hampton, VA | Investment Adviser | — | 0 | 1 | 02/14/2023 | ☆ | |
| 42739 | Shinka Capital Management Limited CRD 334322 | Hong Kong | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 42740 | Shinnecock Partners L.P. CRD 166426 | Los Angeles, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42741 | Shiprock Capital Management Limited CRD 330086 | London | Investment Adviser | — | 09/09/2026 | ☆ | |||
| 42742 | Shl Capital, Llc CRD 310333 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 42743 | Shlecter Wealth Management, Llc CRD 167973 | Investment Adviser | — | 1 | 01/22/2026 | ☆ | |||
| 42744 | Shniper, Benjamin Stephen CRD 290128 | Investment Adviser | — | 12/13/2021 | ☆ | ||||
| 42745 | Shoar Capital Management, Llc CRD 329335 | Investment Adviser | — | 03/17/2026 | ☆ | ||||
| 42746 | Shokohi Wealth Management Group Llc CRD 309612 | Parker, CO | Investment Adviser | — | 3 | 02/06/2024 | ☆ | ||
| 42747 | Shomer Hawaii, Llc CRD 324975 | Investment Adviser | — | 18 | 1 | 03/18/2026 | ☆ | ||
| 42748 | Shor Capital Management CRD 321052 | Investment Adviser | — | 01/26/2026 | ☆ | ||||
| 42749 | Shorebird Capital, Lp CRD 285437 | San Antonio, TX | Investment Adviser | — | 4 | 03/30/2026 | ☆ | ||
| 42750 | Shorewind Capital Llc CRD 317255 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ |