Investment advisers
45,305 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 44301 | Uk Trust (Ukt) Wealth Management Ltd CRD 338576 | Denver, CO | Investment Adviser | — | 09/02/2025 | ☆ | |||
| 44302 | Ultra Blue Capital, Llc CRD 316247 | San Jose, CA | Investment Adviser | — | 05/30/2025 | ☆ | |||
| 44303 | Ultranative, Llc CRD 331344 | Austin, TX | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44304 | Ultratech Capital Partners Llc CRD 333767 | Alexandria, VA | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 44305 | Ulu Ventures Management Company, Llc CRD 286433 | Palo Alto, CA | Investment Adviser | — | 06/01/2026 | ☆ | |||
| 44306 | Uma Ventures Llc CRD 333438 | Investment Adviser | — | 03/27/2025 | ☆ | ||||
| 44307 | Uma Ventures Management Company Llc CRD 344099 | San Francisco, CA | Investment Adviser | — | 08/18/2026 | ☆ | |||
| 44308 | Umami Capital, Llc CRD 325866 | Investment Adviser | — | 05/20/2026 | ☆ | ||||
| 44309 | Umatiya Investment Group Fund 1 Lp CRD 336415 | Austin, TX | Investment Adviser | — | 07/22/2025 | ☆ | |||
| 44310 | Umatiya Investment Group Llc CRD 340680 | Austin, TX | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 44311 | Umbono Commodity Fund Management, Llc CRD 306608 | The Woodlands, TX | Investment Adviser | — | 01/22/2024 | ☆ | |||
| 44312 | Unbiased, Inc. CRD 323880 | London | Investment Adviser | — | 1,900 | 5 | 12/05/2025 | ☆ | |
| 44313 | Unbounded Capital Llc CRD 297719 | Austin, TX | Investment Adviser | — | 03/28/2025 | ☆ | |||
| 44314 | Unbox Capital Gestão De Recursos Financeiros Ltda. CRD 321788 | São Paulo | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 44315 | Unbundled Capital Llc CRD 308516 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 44316 | Uncap Manager Llc CRD 338292 | Miami, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44317 | Uncommon Denominator Management Llc CRD 333751 | New York, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 44318 | Uncommon Management Group, Llc CRD 339031 | Beverly Hills, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44319 | Uncommon Projects Capital Management, Llc CRD 311118 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 44320 | Uncommon Vc, Llc CRD 321607 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 44321 | Uncork Capital Management Llc CRD 308145 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44322 | Uncork Capital, Inc. CRD 160391 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44323 | Uncorked Advisors, Llc CRD 315895 | Investment Adviser | — | 04/25/2025 | ☆ | ||||
| 44324 | Uncorrelated Advisors Llc CRD 305290 | Las Vegas, NV | Investment Adviser | — | 02/04/2026 | ☆ | |||
| 44325 | Undefined Capital, Llc CRD 321665 | Investment Adviser | — | 03/06/2026 | ☆ | ||||
| 44326 | Underdog Labs Holdings, Llc CRD 307308 | Investment Adviser | — | 03/03/2026 | ☆ | ||||
| 44327 | Underscore.Vc Management Company, Llc CRD 283164 | Boston, MA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 44328 | Undeterred Managers, L.L.C. CRD 327437 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 44329 | Undomiel, Llc CRD 342147 | Investment Adviser | — | 04/14/2026 | ☆ | ||||
| 44330 | Uniborn Gp Llc CRD 338128 | New York, NY | Investment Adviser | — | 09/10/2025 | ☆ | |||
| 44331 | Unico Investment Advisers Llc CRD 310259 | Seattle, WA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44332 | Unicorn Asset Management Limited CRD 335300 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44333 | Unicorn Dx Advisors Limited CRD 314637 | George Town, Grand Cayman | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44334 | Unicorn Management, Llc CRD 329219 | Austin, TX | Investment Adviser | — | 05/29/2024 | ☆ | |||
| 44335 | Unicorn Partners Advisors Ltd. CRD 277055 | George Town | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44336 | Unifi Investment Management Llp CRD 324683 | Gandhinagar, Gujarat | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 44337 | Unifi Ventures, Llc CRD 336630 | Louisville, CO | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 44338 | Unigestion Sa CRD 299224 | Geneva | Investment Adviser | — | 08/06/2026 | ☆ | |||
| 44339 | Union Hedge Funds, Llc CRD 317826 | Heber City, UT | Investment Adviser | — | 11/04/2022 | ☆ | |||
| 44340 | Union Heritage Venture Partners Llc CRD 319588 | Detroit, MI | Investment Adviser | — | 04/07/2026 | ☆ | |||
| 44341 | Union Labs Ventures Management Llc CRD 312102 | San Mateo, CA | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 44342 | Union Peak Ventures Management Llc CRD 343977 | San Mateo, CA | Investment Adviser | — | 08/24/2026 | ☆ | |||
| 44343 | Union Square Ventures, Llc CRD 162375 | New York, NY | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44344 | Unionrock, Llc CRD 314382 | Denver, CO | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44345 | Uniplan Financial Investments Inc. CRD 166667 | Dallas, TX | Insurance-Affiliated | — | 1 | 01/15/2025 | ☆ | ||
| 44346 | Unique Investment Advisors, Llc CRD 310170 | Investment Adviser | — | 2 | 09/01/2026 | ☆ | |||
| 44347 | Unison Capital, Inc. CRD 329973 | Chiyoda Ku, Tokyo | Investment Adviser | — | 05/12/2026 | ☆ | |||
| 44348 | Unitas Capital Iii Ltd. CRD 162734 | Hong Kong | Investment Adviser | — | 06/02/2026 | ☆ | |||
| 44349 | Unitas Capital Pte. Ltd. CRD 163943 | Hong Kong | Investment Adviser | — | 06/02/2026 | ☆ | |||
| 44350 | Unitas Partners Llc CRD 331564 | Austin, TX | Investment Adviser | — | 0 | 1 | 05/02/2026 | ☆ |