Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4651 | Granville Capital, Inc. CRD 126679 | Greensboro, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 39 | 106 | 9 | 03/27/2026 | ☆ |
| 4652 | Lji Wealth Management, Llc CRD 145399 | Indianapolis, IN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 1,573 | 3,574 | 13 | 08/27/2026 | ☆ |
| 4653 | Briarwood Chase Management Llc CRD 170245 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 6 | 6 | 15 | 04/27/2026 | ☆ |
| 4654 | Morgan Properties Special Situations Ii Llc CRD 300795 | Conshohocken, PA | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 10 | 10 | 20 | 03/30/2026 | ☆ |
| 4655 | The Planning Center, Inc. CRD 118994 | Moline, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 912 | 3,032 | 28 | 03/17/2026 | ☆ |
| 4656 | Affiance Financial Llc CRD 113200 | St. Louis Park, MN | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,183 | 4,165 | 25 | 06/10/2026 | ☆ |
| 4657 | Arcadia Investment Partners Llc CRD 161426 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 107 | 107 | 8 | 03/03/2026 | ☆ |
| 4658 | J. L. Bainbridge & Co., Inc. CRD 108058 | Sarasota, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 839 | 2,070 | 11 | 07/09/2026 | ☆ |
| 4659 | Rice Park Capital Management Lp CRD 304990 | Plymouth, MN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 7 | 7 | 21 | 06/25/2026 | ☆ |
| 4660 | Onyx Bridge Wealth Group Llc CRD 306097 | Tarrytown, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,846 | 4,450 | 32 | 05/26/2026 | ☆ |
| 4661 | Institute For Wealth Management Llc CRD 127207 | Denver, CO | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 817 | 1,684 | 18 | 07/23/2026 | ☆ |
| 4662 | Black Diamond Financial, Llc CRD 145108 | Lutherville, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 361 | 1,261 | 17 | 03/23/2026 | ☆ |
| 4663 | Next Level Private Llc CRD 313247 | Harrison, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 841 | 2,693 | 16 | 07/23/2026 | ☆ |
| 4664 | Seaview Investment Managers Llc CRD 300155 | Coral Gables, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 81 | 1,597 | 13 | 05/06/2026 | ☆ |
| 4665 | Brasa Capital Management, Lp CRD 316265 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 8 | 8 | 19 | 03/30/2026 | ☆ |
| 4666 | Meridian Wealth Partners, Llc CRD 287768 | East Norriton, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 810 | 2,105 | 13 | 07/01/2026 | ☆ |
| 4667 | Mountain Capital Management, Llc CRD 281465 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 12 | 12 | 8 | 03/31/2026 | ☆ |
| 4668 | Fep Wealth, Llc CRD 310052 | Madrid | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 28 | 131 | 10 | 06/24/2026 | ☆ |
| 4669 | Bh Credit Management Llc CRD 317505 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 3 | 3 | 55 | 08/19/2026 | ☆ |
| 4670 | Aegis Financial Corporation CRD 111587 | Mclean, VA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.4B | 29 | 67 | 6 | 07/28/2026 | ☆ |
| 4671 | Hollow Brook Wealth Management Llc CRD 145521 | Katonah, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 603 | 603 | 18 | 03/30/2026 | ☆ |
| 4672 | Oakridge Management Group Llc CRD 306284 | Stamford, CT | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 48 | 159 | 6 | 03/30/2026 | ☆ |
| 4673 | Seaside Equity Partners, Llc CRD 307171 | San Diego, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 9 | 9 | 19 | 03/27/2026 | ☆ |
| 4674 | Asset Risk Consultants (Uk) Limited CRD 292916 | London | Multi-Family Office · Mid-sized ($1B–$10B) | $1.4B | 11 | 11 | 15 | 11/19/2025 | ☆ |
| 4675 | Capital Advisors, Ltd., Llc CRD 153600 | Shaker Heights, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,106 | 1,106 | 14 | 08/27/2026 | ☆ |
| 4676 | N CRD 120859 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 857 | 2,337 | 10 | 02/06/2025 | ☆ | |
| 4677 | Roosevelt Capital Management Llc CRD 283217 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 69 | 176 | 2 | 03/19/2026 | ☆ |
| 4678 | Oribel Capital Management, Lp CRD 283118 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 11 | 11 | 11 | 03/24/2026 | ☆ |
| 4679 | Soma Capital Management Llc CRD 285419 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 25 | 25 | 12 | 07/29/2026 | ☆ | |
| 4680 | Sheets Smith Wealth Management CRD 105710 | Winston Salem, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 423 | 1,070 | 15 | 03/30/2026 | ☆ |
| 4681 | Mcilrath & Eck, Llc CRD 145252 | Arlington, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,287 | 4,037 | 19 | 03/31/2026 | ☆ |
| 4682 | Bbva Global Wealth Advisors, Inc. CRD 327326 | Miami, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 792 | 792 | 84 | 09/15/2026 | ☆ |
| 4683 | Penn Davis Mcfarland Inc CRD 110417 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 211 | 549 | 10 | 03/12/2026 | ☆ |
| 4684 | Kera Capital Partners, Inc. CRD 312875 | San Jose, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 329 | 1,045 | 13 | 07/13/2026 | ☆ |
| 4685 | Miravast Asset Management, Llc CRD 168582 | Newtown, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 4 | 9 | 21 | 03/25/2026 | ☆ |
| 4686 | One Day In July Llc CRD 284335 | Burlington, VT | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,381 | 4,011 | 23 | 02/04/2026 | ☆ |
| 4687 | Weathergage Capital, Llc CRD 156612 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 11 | 11 | 4 | 03/17/2026 | ☆ |
| 4688 | Westminster Financial Advisory Corp CRD 110283 | Beavercreek, OH | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.4B | 2,029 | 3,337 | 43 | 03/30/2026 | ☆ |
| 4689 | N CRD 108690 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 170 | 408 | 5 | 02/25/2025 | ☆ | |
| 4690 | Citation Capital Management, Llc CRD 326828 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 10 | 10 | 14 | 03/30/2026 | ☆ |
| 4691 | 180 Wealth Advisors, Llc CRD 284921 | Federal Way, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,350 | 3,480 | 11 | 02/25/2026 | ☆ |
| 4692 | N CRD 313081 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 17 | 17 | 17 | 08/29/2025 | ☆ | |
| 4693 | Nelson Enterprises Llc CRD 307706 | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 6 | 3 | 1 | 02/21/2026 | ☆ | |
| 4694 | Packerland Brokerage Services, Inc. CRD 37031 | Green Bay, WI | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.4B | 4,868 | 6,993 | 318 | 04/15/2026 | ☆ |
| 4695 | Heartwood Partners, Llc CRD 313052 | Norwalk, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 18 | 18 | 27 | 03/27/2026 | ☆ |
| 4696 | Seiga Asset Management Limited CRD 288614 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 8 | 8 | 10 | 03/24/2026 | ☆ |
| 4697 | Cornerstone Capital, Inc. CRD 105396 | Palo Alto, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 150 | 275 | 5 | 03/19/2026 | ☆ |
| 4698 | Sgroi Wealth Advisory Group Llc CRD 289764 | West Seneca, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 7,676 | 7,676 | 27 | 02/02/2026 | ☆ |
| 4699 | Midwest Capital Advisors, Llc CRD 125389 | Grand Rapids, MI | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.4B | 337 | 971 | 11 | 05/15/2026 | ☆ |
| 4700 | N CRD 107335 | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 461 | 461 | 24 | 03/27/2025 | ☆ |