Fidelity Clearing And Custody Solutions
$8.3B reported client assets across 7 advisory firms in FY2020 annual amendments
Reported client assets over time
$733M
$8.3B
2017
2020
Same-firm comparison: 5 firms that reported Fidelity Clearing And Custody Solutions in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Evoke Wealth, Llc | $6.7B | $7.7B | 87.3% | 03/31/2021 |
| Atria Investments, Inc. | $680M | $6.1B | 11.1% | 03/26/2021 |
| Midwestern Securities Trading Company, Llc | $477M | $834M | 57.2% | 03/18/2021 |
| Sequent Asset Management, Llc | $343M | $712M | 48.2% | 03/30/2021 |
| Luesink Financial Planning Llc | $42.4M | $52.7M | 80.4% | 03/11/2021 |
| Tidal Investments Llc | $42.1M | $5.6B | 0.8% | 03/31/2021 |
| Veta Investment Partners, Llc | $32.8M | $399M | 8.2% | 03/29/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.