Tidal Investments Llc
- Regulatory AUM
- $45.8B
- Discretionary
- $45.8B
- Clients
- 343
- Avg AUM / client
- $134M
- Accounts
- 491
- Employees
- 207
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $3.3M | 0.01% |
| High net worth individuals | 4 | $16.6M | 0.04% |
| Investment companies | 296 | $44.7B | 97.6% |
| Pooled investment vehicles (non-investment companies) | 10 | $958M | 2.09% |
| Pension and profit sharing plans | 12 | $32.1M | 0.07% |
| Charitable organizations | 8 | $41.8M | 0.09% |
| Other investment advisers | 1 | $28.9M | 0.06% |
| Corporations and other businesses | 4 | $7.7M | 0.02% |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carlson, Daniel, Howard | Managing Member / Secretary/Director | Apr 2012 (14y) | 5% – 10% | |
| Venuto, Michael, Jeremy | Chief Investment Officer / Managing Member / Director | Apr 2012 (14y) | ≈ 12.5% – 37.5% via Toroso Investments Topco, Llc | |
| Trias, Guillermo | Unit Holder | Nov 2015 (11y) | ≈ 12.5% – 37.5% via Toroso Investments Topco, Llc | |
| Pellegrino, Michael, Thomas | Chief Legal Officer | Feb 2022 (5y) | Less than 5% | |
| Rescho, Douglas, Clifford | Director | Jun 2022 (4y) | Less than 5% | |
| Vostrizansky, Michael | Director | Jun 2022 (4y) | Less than 5% | |
| Woolverton, William, Henderson | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Falkeis, Eric, Walter | Chief Operating Officer | Dec 2023 (3y) | 5% – 10% | |
| Filmore, Gavin, Clark | Chief Revenue Officer | Dec 2023 (3y) | Less than 5% | |
| Riven, Ronnie, Jacob | Chief Financial Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Toroso Investments Topco, Llc | Unit Holder | Jun 2022 | A | 50% – 75% |
| Ftv Toroso, Inc | Unit Holder | Jun 2022 | A | 25% – 50% |
| Ftv Vi, L.P. | Unit Holder | Jun 2022 | B | ≈ 18.75% – 50% via Ftv Toroso, Inc |
| Gt Capital | Unit Holder | Jun 2022 | B | ≈ 12.5% – 37.5% via Toroso Investments Topco, Llc |
Estimated effective ownership (look-through of filed bands):
- Venuto, Michael, Jeremy: 25% – 50% of Toroso Investments Topco, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Trias, Guillermo: 25% – 50% of Toroso Investments Topco, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Ftv Vi, L.P.: 75% – 100% of Ftv Toroso, Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Gt Capital: 25% – 50% of Toroso Investments Topco, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Clearing And Custody Solutions $54.1M (0% of AUM) Mar 2026
- Charles Schwab & Co. $48.4M (0% of AUM) Mar 2026
- Matrix Trust Company $27.9M (0% of AUM) Mar 2026
- Pershing $2.4M (0% of AUM) Mar 2024
- American Funds Distributors, Inc. $180K (0% of AUM) Mar 2024
- Gemini Trust Company $72.9K (0% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗