Bmo Harris Financial Advisors, Inc.
$1.6B reported client assets across 3 advisory firms in FY2019 annual amendments
Reported client assets over time
$1.3B
$1.5B
2017
2019
Same-firm comparison: 2 firms that reported Bmo Harris Financial Advisors, Inc. in both FY2018 and FY2019 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Heck Capital Advisors, Llc | $1.4B | $5.7B | 25.0% | 03/31/2020 |
| Alpha Investment Consulting Group, Llc | $120M | $355M | 33.7% | 03/30/2020 |
| Client First Capital, Llc | $35.0M | $136M | 25.7% | 01/14/2020 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.