Heck Capital Advisors, Llc
- Regulatory AUM
- $11.3B
- Discretionary
- $5.0B
- Clients
- 1,133
- Avg AUM / client
- $10.0M
- Accounts
- 4,004
- Employees
- 30
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 553 | $271M | 2.4% |
| High net worth individuals | 496 | $2.0B | 17.6% |
| Pension and profit sharing plans | 14 | $4.0B | 35.3% |
| Charitable organizations | 60 | $2.4B | 21.4% |
| Corporations and other businesses | 10 | $2.6B | 23.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Kohler Co. Pension Plan Kohler Co. & Subsidiaries | 2024 | |
| Volm Companies 401 K Plan Volm Companies, Incorporated | 2024 | |
| Diversatek, Inc. Savings Plan Diversatek, Inc. | 2024 | |
| Culver's 401(k) Plan Clark Business Solutions, Llc | 2024 |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Martin Heck | Chief Operating Officer | May 2007 (19y) | 50% – 75% | |
| Kenneth Robert Heck | Chief Financial Officer | May 2007 (19y) | 50% – 75% | |
| Donna Marie Blamberg | Chief Compliance Officer /Director Of Operations | Jun 2007 (19y) | Less than 5% | |
| John Paul Reinthaler | Registered representative | Jun 2007 (19y) | ||
| Pamela Patrice Bishop | Registered representative | Jun 2007 (19y) | ||
| Benjamin Christian Opsal | Registered representative | Feb 2015 (11y) | ||
| Connor J Showalter | Registered representative | Mar 2016 (10y) | ||
| Stevie Lynn Radzinski | Registered representative | May 2019 (7y) | ||
| Olivia Helen Stoll | Registered representative | Aug 2019 (7y) | ||
| Samuel John Brettingen | Registered representative | Feb 2022 (4y) | ||
| Otona R Lavender | Registered representative | Feb 2022 (4y) | ||
| Martin Andrew Owens | Registered representative | CFA | Mar 2022 (4y) | |
| Samuel Joseph Rufer | Registered representative | May 2022 (4y) | ||
| John Robert Moore | Registered representative | CFA | May 2023 (3y) | |
| Jacob Daniel Klaus | Registered representative | CFP | Mar 2024 (2y) | |
| Todd Lyal Manteufel | Registered representative | Jun 2024 (2y) | ||
| Matthew Joseph Schulz | Registered representative | Dec 2024 (2y) | ||
| Steven M Reiss | Registered representative | CFP | Jul 2025 (1y) | |
| Derek Mc Shane Bartle | Registered representative | Aug 2025 (1y) | ||
| Phillip A. Sanchez | Registered representative | Apr 2026 (0y) | ||
| Carson G Tucker | Registered representative | May 2026 (0y) | ||
| Noelle Adler | Registered representative | Jun 2026 (0y) | ||
| Jack J Wasserman | Registered representative | Jun 2026 (0y) | ||
| Reece David Stangel | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Kohler Co. Pension Plan | Kohler Co. & Subsidiaries | 7,552 | $1.7B | 01/01/2024 |
| Volm Companies 401 K Plan | Volm Companies, Incorporated | 536 | $51.0M | 01/01/2024 |
| Diversatek, Inc. Savings Plan | Diversatek, Inc. | 208 | $17.5M | 01/01/2024 |
| Culver's 401(k) Plan | Clark Business Solutions, Llc | 420 | $1.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PROJECT FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $7.1B (63% of AUM) Mar 2026
- Midwest Institutional Trust Company $2.0B (18% of AUM) Mar 2026
- Bmo Harris Financial Advisors, Inc. $1.6B (24% of AUM) Mar 2024
- Voya Financial $1.2B (11% of AUM) Mar 2026
- The Vanguard Group, Inc. $544M (6% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗