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FORM ADV
UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS
Primary Business Name: FUNDROCK LIS S.A CRD Number: 291156
Annual Amendment - All Sections Rev. 10/2021
3/31/2026 10:25:39 AM
WARNING: Complete this form truthfully. False statements or omissions may result in denial of your application, revocation of your registration, or criminal
prosecution. You must keep this form updated by filing periodic amendments. See Form ADV General Instruction 4.
Item 1 Identifying Information
Responses to this Item tell us who you are, where you are doing business, and how we can contact you. If you are filing an umbrella registration, the
information in Item 1 should be provided for the filing adviser only. General Instruction 5 provides information to assist you with filing an umbrella registration.
A. Your full legal name (if you are a sole proprietor, your last, first, and middle names):
SANNE LIS S.A.
B. (1) Name under which you primarily conduct your advisory business, if different from Item 1.A.
FUNDROCK LIS S.A
List on Section 1.B. of Schedule D any additional names under which you conduct your advisory business.
(2) If you are using this Form ADV to register more than one investment adviser under an umbrella registration, check this box
If you check this box, complete a Schedule R for each relying adviser.
C. If this filing is reporting a change in your legal name (Item 1.A.) or primary business name (Item 1.B.(1)), enter the new name and specify whether the
name change is of
your legal name or your primary business name:
D. (1) If you are registered with the SEC as an investment adviser, your SEC file number:
(2) If you report to the SEC as an exempt reporting adviser, your SEC file number: 802-112352
(3) If you have one or more Central Index Key numbers assigned by the SEC ("CIK Numbers"), all of your CIK numbers:
No Information Filed
E. (1) If you have a number ("CRD Number") assigned by the FINRA's CRD system or by the IARD system, your CRD number: 291156
If your firm does not have a CRD number, skip this Item 1.E. Do not provide the CRD number of one of your officers, employees, or affiliates.
(2) If you have additional CRD Numbers, your additional CRD numbers:
No Information Filed
F. Principal Office and Place of Business
(1) Address (do not use a P.O. Box):
Number and Street 1: Number and Street 2:
5, HEIENHAFF
City: State: Country: ZIP+4/Postal Code:
SENNINGERBERG Luxembourg 1736
If this address is a private residence, check this box:
List on Section 1.F. of Schedule D any office, other than your principal office and place of business, at which you conduct investment advisory business. If
you are applying for registration, or are registered, with one or more state securities authorities, you must list all of your offices in the state or states to
which you are applying for registration or with whom you are registered. If you are applying for SEC registration, if you are registered only with the SEC, or
if you are reporting to the SEC as an exempt reporting adviser, list the largest twenty-five offices in terms of numbers of employees as of the end of your
most recently completed fiscal year.
(2) Days of week that you normally conduct business at your principal office and place of business:
Monday - Friday Other:
Normal business hours at this location:
8 AM TO 6 PM CET
(3) Telephone number at this location:
+ 352 26 34 56 1
(4) Facsimile number at this location, if any:
+ 352 26 34 56 66
(5) What is the total number of offices, other than your principal office and place of business, at which you conduct investment advisory business as of
the end of your most recently completed fiscal year?
0
G. Mailing address, if different from your principal office and place of business address:
Number and Street 1: Number and Street 2:
City: State: Country: ZIP+4/Postal Code:
If this address is a private residence, check this box:
H. If you are a sole proprietor, state your full residence address, if different from your principal office and place of business address in Item 1.F.:
Number and Street 1: Number and Street 2:
City: State: Country: ZIP+4/Postal Code:
Yes No
I. Do you have one or more websites or accounts on publicly available social media platforms (including, but not limited to, Twitter, Facebook and
LinkedIn)?
If "yes," list all firm website addresses and the address for each of the firm's accounts on publicly available social media platforms on Section 1.I. of Schedule D.
If a website address serves as a portal through which to access other information you have published on the web, you may list the portal without listing
addresses for all of the other information. You may need to list more than one portal address. Do not provide the addresses of websites or accounts on publicly
available social media platforms where you do not control the content. Do not provide the individual electronic mail (e-mail) addresses of employees or the
addresses of employee accounts on publicly available social media platforms.
J. Chief Compliance Officer
(1) Provide the name and contact information of your Chief Compliance Officer. If you are an exempt reporting adviser, you must provide the contact
information for your Chief Compliance Officer, if you have one. If not, you must complete Item 1.K. below.
Name: Other titles, if any:
Telephone number: Facsimile number, if any:
Number and Street 1: Number and Street 2:
City: State: Country: ZIP+4/Postal Code:
Electronic mail (e-mail) address, if Chief Compliance Officer has one:
(2) If your Chief Compliance Officer is compensated or employed by any person other than you, a related person or an investment company registered
under the Investment Company Act of 1940 that you advise for providing chief compliance officer services to you, provide the person's name and IRS
Employer Identification Number (if any):
Name:
IRS Employer Identification Number:
K. Additional Regulatory Contact Person: If a person other than the Chief Compliance Officer is authorized to receive information and respond to questions
about this Form ADV, you may provide that information here.
Name: Titles:
Telephone number: Facsimile number, if any:
Number and Street 1: Number and Street 2:
City: State: Country: ZIP+4/Postal Code:
Electronic mail (e-mail) address, if contact person has one:
Yes No
L. Do you maintain some or all of the books and records you are required to keep under Section 204 of the Advisers Act, or similar state law,
somewhere other than your principal office and place of business?
If "yes," complete Section 1.L. of Schedule D.
Yes No
M. Are you registered with a foreign financial regulatory authority?
Answer "no" if you are not registered with a foreign financial regulatory authority, even if you have an affiliate that is registered with a foreign financial
regulatory authority. If "yes," complete Section 1.M. of Schedule D.
Yes No
N. Are you a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934?
Yes No
O. Did you have $1 billion or more in assets on the last day of your most recent fiscal year?
If yes, what is the approximate amount of your assets:
$1 billion to less than $10 billion
$10 billion to less than $50 billion
$50 billion or more
For purposes of Item 1.O. only, "assets" refers to your total assets, rather than the assets you manage on behalf of clients. Determine your total assets using
the total assets shown on the balance sheet for your most recent fiscal year end.
P. Provide your Legal Entity Identifier if you have one:
549300SFZJMMBDUEUE73
A legal entity identifier is a unique number that companies use to identify each other in the financial marketplace. You may not have a legal entity
identifier.
SECTION 1.B. Other Business Names
No Information Filed
SECTION 1.F. Other Offices
No Information Filed
SECTION 1.I. Website Addresses
List your website addresses, including addresses for accounts on publicly available social media platforms where you control the content (including, but not
limited to, Twitter, Facebook and/or LinkedIn). You must complete a separate Schedule D Section 1.I. for each website or account on a publicly available
social media platform.
Address of Website/Account on Publicly Available Social Media Platform: HTTPS://WWW.apexgroup.com
Address of Website/Account on Publicly Available Social Media Platform: https://ie.linkedin.com/company/fundrocklis
Address of Website/Account on Publicly Available Social Media Platform: https://www.fundrock-lis.com
SECTION 1.L. Location of Books and Records
No Information Filed
SECTION 1.M. Registration with Foreign Financial Regulatory Authorities
List the name and country, in English, of each foreign financial regulatory authority with which you are registered. You must complete a separate Schedule D
Section 1.M. for each foreign financial regulatory authority with whom you are registered.
Name of Country/Foreign Financial Regulatory Authority:
Luxembourg, Grand Duchy of - Commission to Surveillance of the Finance Sector
Other:
Name of Country/Foreign Financial Regulatory Authority:
Spain - National Commission of Securities Markets
Other:
Item 2 SEC Registration/Reporting
SEC Reporting by Exempt Reporting Advisers
B. Complete this Item 2.B. only if you are reporting to the SEC as an exempt reporting adviser. Check all that apply. You:
(1) qualify for the exemption from registration as an adviser solely to one or more venture capital funds, as defined in rule 203(l)-1;
(2) qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined
in rule 203(m)-1, in the United States of less than $150 million;
(3) act solely as an adviser to private funds but you are no longer eligible to check box 2.B.(2) because you have assets under management, as
defined in rule 203(m)-1, in the United States of $150 million or more.
If you check box (2) or (3), complete Section 2.B. of Schedule D.
SECTION 2.B. Private Fund Assets
If you check Item 2.B.(2) or (3), what is the amount of the private fund assets that you manage? $0
NOTE: "Private fund assets" has the same meaning here as it has under rule 203(m)-1. If you are an investment adviser with its principal office and place of
business outside the United States only include private fund assets that you manage at a place of business in the United States.
Item 3 Form of Organization
If you are filing an umbrella registration, the information in Item 3 should be provided for the filing adviser only.
A. How are you organized?
Corporation
Sole Proprietorship
Limited Liability Partnership (LLP)
Partnership
Limited Liability Company (LLC)
Limited Partnership (LP)
Other (specify):
If you are changing your response to this Item, see Part 1A Instruction 4.
B. In what month does your fiscal year end each year?
DECEMBER
C. Under the laws of what state or country are you organized?
State Country
Luxembourg
If you are a partnership, provide the name of the state or country under whose laws your partnership was formed. If you are a sole proprietor, provide the
name of the state or country where you reside.
If you are changing your response to this Item, see Part 1A Instruction 4.
Item 6 Other Business Activities
In this Item, we request information about your firm's other business activities.
A. You are actively engaged in business as a (check all that apply):
(1) broker-dealer (registered or unregistered)
(2) registered representative of a broker-dealer
(3) commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(4) futures commission merchant
(5) real estate broker, dealer, or agent
(6) insurance broker or agent
(7) bank (including a separately identifiable department or division of a bank)
(8) trust company
(9) registered municipal advisor
(10) registered security-based swap dealer
(11) major security-based swap participant
(12) accountant or accounting firm
(13) lawyer or law firm
(14) other financial product salesperson (specify):
If you engage in other business using a name that is different from the names reported in Items 1.A. or 1.B.(1), complete Section 6.A. of Schedule D.
Yes No
B. (1) Are you actively engaged in any other business not listed in Item 6.A. (other than giving investment advice)?
(2) If yes, is this other business your primary business?
If "yes," describe this other business on Section 6.B.(2) of Schedule D, and if you engage in this business under a different name, provide that name.
Yes No
(3) Do you sell products or provide services other than investment advice to your advisory clients?
If "yes," describe this other business on Section 6.B.(3) of Schedule D, and if you engage in this business under a different name, provide that name.
SECTION 6.A. Names of Your Other Businesses
No Information Filed
SECTION 6.B.(2) Description of Primary Business
Describe your primary business (not your investment advisory business):
If you engage in that business under a different name, provide that name:
SECTION 6.B.(3) Description of Other Products and Services
Describe other products or services you sell to your client. You may omit products and services that you listed in Section 6.B.(2) above.
- COMPANY SECRETARY SERVICES - DOMICILIATION SERVICES - RISK MANAGEMENT SERVICES - AML/CFT COMPLIANCE OFFICER SERVICES
If you engage in that business under a different name, provide that name:
Item 7 Financial Industry Affiliations
In this Item, we request information about your financial industry affiliations and activities. This information identifies areas in which conflicts of interest may
occur between you and your clients.
A. This part of Item 7 requires you to provide information about you and your related persons, including foreign affiliates. Your related persons are all of your
advisory affiliates and any person that is under common control with you.
You have a related person that is a (check all that apply):
(1) broker-dealer, municipal securities dealer, or government securities broker or dealer (registered or unregistered)
(2) other investment adviser (including financial planners)
(3) registered municipal advisor
(4) registered security-based swap dealer
(5) major security-based swap participant
(6) commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(7) futures commission merchant
(8) banking or thrift institution
(9) trust company
(10) accountant or accounting firm
(11) lawyer or law firm
(12) insurance company or agency
(13) pension consultant
(14) real estate broker or dealer
(15) sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles
(16) sponsor, general partner, managing member (or equivalent) of pooled investment vehicles
Note that Item 7.A. should not be used to disclose that some of your employees perform investment advisory functions or are registered representatives of a
broker-dealer. The number of your firm's employees who perform investment advisory functions should be disclosed under Item 5.B.(1). The number of your
firm's employees who are registered representatives of a broker-dealer should be disclosed under Item 5.B.(2).
Note that if you are filing an umbrella registration, you should not check Item 7.A.(2) with respect to your relying advisers, and you do not have to complete
Section 7.A. in Schedule D for your relying advisers. You should complete a Schedule R for each relying adviser.
For each related person, including foreign affiliates that may not be registered or required to be registered in the United States, complete Section 7.A. of
Schedule D.
You do not need to complete Section 7.A. of Schedule D for any related person if: (1) you have no business dealings with the related person in connection with
advisory services you provide to your clients; (2) you do not conduct shared operations with the related person; (3) you do not refer clients or business to the
related person, and the related person does not refer prospective clients or business to you; (4) you do not share supervised persons or premises with the
related person; and (5) you have no reason to believe that your relationship with the related person otherwise creates a conflict of interest with your clients.
You must complete Section 7.A. of Schedule D for each related person acting as qualified custodian in connection with advisory services you provide to your
clients (other than any mutual fund transfer agent pursuant to rule 206(4)-2(b)(1)), regardless of whether you have determined the related person to be
operationally independent under rule 206(4)-2 of the Advisers Act.
SECTION 7.A. Financial Industry Affiliations
Complete a separate Schedule D Section 7.A. for each related person listed in Item 7.A.
1. Legal Name of Related Person:
GENERAL PARTNER SERVICES S.À R.L.
2. Primary Business Name of Related Person:
GENERAL PARTNER SERVICES S.À R.L.
3. Related Person's SEC File Number (if any) (e.g., 801-, 8-, 866-, 802-)
-
or
Other
4. Related Person's
(a) CRD Number (if any):
(b) CIK Number(s) (if any):
No Information Filed
5. Related Person is: (check all that apply)
(a) broker-dealer, municipal securities dealer, or government securities broker or dealer
(b) other investment adviser (including financial planners)
(c) registered municipal advisor
(d) registered security-based swap dealer
(e) major security-based swap participant
(f) commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(g) futures commission merchant
(h) banking or thrift institution
(i) trust company
(j) accountant or accounting firm
(k) lawyer or law firm
(l) insurance company or agency
(m) pension consultant
(n) real estate broker or dealer
(o) sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles
(p) sponsor, general partner, managing member (or equivalent) of pooled investment vehicles
Yes No
6. Do you control or are you controlled by the related person?
7. Are you and the related person under common control?
8. (a) Does the related person act as a qualified custodian for your clients in connection with advisory services you provide to clients?
(b) If you are registering or registered with the SEC and you have answered "yes," to question 8.(a) above, have you overcome the
presumption that you are not operationally independent (pursuant to rule 206(4)-2(d)(5)) from the related person and thus are not required
to obtain a surprise examination for your clients' funds or securities that are maintained at the related person?
(c) If you have answered "yes" to question 8.(a) above, provide the location of the related person's office responsible for custody of your clients' assets:
Number and Street 1: Number and Street 2:
City: State: Country: ZIP+4/Postal Code:
If this address is a private residence, check this box:
Yes No
9. (a) If the related person is an investment adviser, is it exempt from registration?
(b) If the answer is yes, under what exemption?
10. (a) Is the related person registered with a foreign financial regulatory authority ?
(b) If the answer is yes, list the name and country, in English of each foreign financial regulatory authority with which the related person is registered.
No Information Filed
11. Do you and the related person share any supervised persons?
12. Do you and the related person share the same physical location?
Item 7 Private Fund Reporting
Yes No
B. Are you an adviser to any private fund?
If "yes," then for each private fund that you advise, you must complete a Section 7.B.(1) of Schedule D, except in certain circumstances described in the next
sentence and in Instruction 6 of the Instructions to Part 1A. If you are registered or applying for registration with the SEC or reporting as an SEC exempt
reporting adviser, and another SEC-registered adviser or SEC exempt reporting adviser reports this information with respect to any such private fund in Section
7.B.(1) of Schedule D of its Form ADV (e.g., if you are a subadviser), do not complete Section 7.B.(1) of Schedule D with respect to that private fund. You must,
instead, complete Section 7.B.(2) of Schedule D.
In either case, if you seek to preserve the anonymity of a private fund client by maintaining its identity in your books and records in numerical or alphabetical
code, or similar designation, pursuant to rule 204-2(d), you may identify the private fund in Section 7.B.(1) or 7.B.(2) of Schedule D using the same code or
designation in place of the fund's name.
SECTION 7.B.(1) Private Fund Reporting
No Information Filed
SECTION 7.B.(2) Private Fund Reporting
1. Name of the private fund:
AGILITAS 2020 PRIVATE EQUITY FUND SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-9184161873
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
AGILITAS PRIVATE EQUITY LLP
SEC File Number:
802 - 80455
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
APERA PRIVATE DEBT FUND I SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3235359027
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
APERA ASSET MANAGEMENT LLP
SEC File Number:
802 - 113593
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
APERA PRIVATE DEBT FUND II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-1152926689
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
APERA ASSET MANAGEMENT LLP
SEC File Number:
802 - 113593
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
APERA PRIVATE DEBT FUND III (USD) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-5812130008
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
APERA ASSET MANAGEMENT LLP
SEC File Number:
802 - 113593
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA ASIA IV
2. Private fund identification number:
(include the "805-" prefix also)
805-2719828690
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA ASIA SECONDARY FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-6345135489
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA CAPITAL VIII ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-1531276741
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA CAPITAL VIII EUROPE
2. Private fund identification number:
(include the "805-" prefix also)
805-1252199377
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA SECONDARY FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-1242272062
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA SECONDARY FUND V
2. Private fund identification number:
(include the "805-" prefix also)
805-7745990035
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL FEEDER SCA SICAV-SIF - FEEDER AUDA VII: US PORTFOLIO
2. Private fund identification number:
(include the "805-" prefix also)
805-6160951873
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL SCS SICAV-SIF - AUDA ASIA IV
2. Private fund identification number:
(include the "805-" prefix also)
805-1946139554
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL SCS SICAV-SIF - AUDA ASIA SECONDARY FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-1238862643
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AUDA CAPITAL SCS SICAV-SIF - VII: US PORTFOLIO
2. Private fund identification number:
(include the "805-" prefix also)
805-9498908840
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
AURELIUS EUROPEAN OPPORTUNITIES IV, S.C.A. SICAV-RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-3506004960
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
AURELIUS INVESTMENT ADVISORY LIMITED
SEC File Number:
802 - 121748
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BENTALLGREENOAK EUROPE (LUX) IV SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-9167152732
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BENTALLGREENOAK EUROPE CORE PLUS LOGISTICS SCSP SICAV-RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-4618308103
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BENTALLGREENOAK EUROPE CORE PLUS LOGISTICS SCSP SICAV-RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-7168599205
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL FUND SICAV-SIF SCS - BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL LATIN
2. Private fund identification number:
(include the "805-" prefix also)
805-7922663984
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL
SEC File Number:
801 - 116695
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL LATIN AMERICA FUND I
2. Private fund identification number:
(include the "805-" prefix also)
805-1758371377
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL
SEC File Number:
801 - 116695
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL LATIN AMERICA FUND II
2. Private fund identification number:
(include the "805-" prefix also)
805-5032697167
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BLUE LIKE AN ORANGE SUSTAINABLE CAPITAL
SEC File Number:
801 - 116695
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL CO-INVESTMENT PARTNERS II (LUX) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-8133428416
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND - OTP SCSP, SICAV-RAIF - FUND III
2. Private fund identification number:
(include the "805-" prefix also)
805-6374387041
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND - VEHICLE A SCSP, SICAV-RAIF - CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND - VEHICLE
2. Private fund identification number:
(include the "805-" prefix also)
805-6029125782
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND - VEHICLE B SCSP, SICAV-RAIF - CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND - VEHICLE
2. Private fund identification number:
(include the "805-" prefix also)
805-7777082196
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND II MASTER SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-2604526612
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL JUNIOR CAPITAL OPPORTUNITIES FUND II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-6367874677
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL MIDDLE MARKET SENIOR LOAN FUND - LUXEMBOURG SCSP, SICAV-RAIF - FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-5316097674
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL MIDDLE MARKET SENIOR LOAN FUND - LUXEMBOURG SCSP, SICAV-RAIF FUND V
2. Private fund identification number:
(include the "805-" prefix also)
805-3965257717
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL MIDDLE MARKET SENIOR LOAN FUND - MASTER FUND SCSP, SICAV-RAIF - FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-1593205880
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL MIDDLE MARKET SENIOR LOAN FUND - MASTER FUND SCSP, SICAV-RAIF - FUND V
2. Private fund identification number:
(include the "805-" prefix also)
805-2724102882
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CHURCHILL SECONDARIES SOLUTIONS II MASTER FUND, SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-8264870280
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CHURCHILL ASSET MANAGEMENT LLC
SEC File Number:
801 - 81144
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
CLIMATE ASSET MANAGEMENT - NATURE BASED CARBON FUND B SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3250211412
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CLIMATE ASSET MANAGEMENT
SEC File Number:
802 - 127438
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
EMH GROWTH FUND II (FEEDER) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-2314096027
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
EMH PARTNERS GMBH
SEC File Number:
802 - 119287
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
EMH GROWTH FUND II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-5541179018
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
EMH PARTNERS GMBH
SEC File Number:
802 - 119287
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
EUROPA FUND VI SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-1010080398
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
EUROPA CAPITAL, LLP
SEC File Number:
802 - 74820
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
FINTECH COLLECTIVE FUND IV (EUROPE) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-5805113712
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
FINTECH COLLECTIVE MANAGEMENT LLC
SEC File Number:
801 - 121471
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
G SQUARED IV COMPARTIMENT VIRTUEL D'UN VÉHICULE CLASSIQUE
2. Private fund identification number:
(include the "805-" prefix also)
805-5442880810
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
G SQUARED EQUITY MANAGEMENT LP
SEC File Number:
801 - 112429
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
G SQUARED V
2. Private fund identification number:
(include the "805-" prefix also)
805-2578356852
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
G SQUARED EQUITY MANAGEMENT LP
SEC File Number:
801 - 112429
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
G SQUARED VI
2. Private fund identification number:
(include the "805-" prefix also)
805-6776913500
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
G SQUARED EQUITY MANAGEMENT LP
SEC File Number:
801 - 112429
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
GREENOAK EUROPE (LUX) III SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-4227808746
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
GREENOAK EUROPE CORE PLUS LOGISTICS SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-6119938393
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
GREENOAK EUROPE SECURED LENDING SLP
2. Private fund identification number:
(include the "805-" prefix also)
805-1939983021
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
BGO US REAL ESTATE LP
SEC File Number:
801 - 73605
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
GTIS US PROPERTY INCOME PARTNERS SCS
2. Private fund identification number:
(include the "805-" prefix also)
805-9291329709
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
GTIS PARTNERS
SEC File Number:
801 - 72428
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
H.I.G. BAYSIDE LOAN OPPORTUNITY FEEDER FUND VII (EUROPE-EURO), SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-4956931264
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
H.I.G. CAPITAL, LLC
SEC File Number:
801 - 74338
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
H.I.G. BAYSIDE LOAN OPPORTUNITY FUND VII (EUROPE-EURO), SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3428610369
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
H.I.G. CAPITAL, LLC
SEC File Number:
801 - 74338
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
H.I.G. EUROPE REALTY PARTNERS III, SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3129064310
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
H.I.G. CAPITAL, LLC
SEC File Number:
801 - 74338
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
H.I.G. INFRASTRUCTURE PARTNERS C, L.P.
2. Private fund identification number:
(include the "805-" prefix also)
805-9418961021
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
H.I.G. CAPITAL, LLC
SEC File Number:
801 - 74338
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
H.I.G. WHITEHORSE LUXEMBOURG LOAN FEEDER FUND - 2020, SCSP.
2. Private fund identification number:
(include the "805-" prefix also)
805-3454507106
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
H.I.G. CAPITAL, LLC
SEC File Number:
801 - 74338
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - EQUITY OPPORTUNITIES FUND V PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-1005943809
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - GPA INVESTMENTS SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-9061052158
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - IMPACT II PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-7497824959
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - IMPACT III-C PARALLEL SUBFUND
2. Private fund identification number:
(include the "805-" prefix also)
805-2111881031
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - INFRASTRUCTURE OPPORTUNITIES PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-6397582771
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - SECONDARY FUND V PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-6326679208
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - SECONDARY FUND VI-C PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-2984349180
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - STRATEGIC OPPORTUNITIES FUND VI PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-5497645516
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - STRATEGIC OPPORTUNITIES FUND VII PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-4506534617
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - STRATEGIC OPPORTUNITIES FUND VIII PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-7089995509
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF - TOWER BRIDGE SELECT OPPORTUNITIES - A
2. Private fund identification number:
(include the "805-" prefix also)
805-2645356114
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN INVESTORS SCA SICAV-RAIF -STRATEGIC OPPORTUNITIES FUND IX-C PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-3947027259
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE EUROPEAN PARTNERS SICAV-SIF - PEF IX PARALLEL SUB-FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-8274778806
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE GLOBAL PRIVATE ASSETS FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-2316496101
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE PRIVATE MARKETS ACCESS ELTIF - COMPARTIMENT VIRTUEL POUR OPC CLASSIQUE
2. Private fund identification number:
(include the "805-" prefix also)
805-5554282615
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE SENIOR CREDIT OPPORTUNITIES FUND S.A. SICAV RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-9474299219
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE SKR FUND COMPARTIMENT VIRTUEL D'UN VÉHICULE CLASSIQUE
2. Private fund identification number:
(include the "805-" prefix also)
805-6418455549
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAMILTON LANE STRATEGIC OPPORTUNITIES FUND V (SERIES 2019) SCS COMPARTIMENT VIRTUEL D'UN VÉHICULE CLASSIQUE
2. Private fund identification number:
(include the "805-" prefix also)
805-1454065011
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III EUR FEEDER SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-9601721135
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III EUR SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-7623761538
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III GBP FEEDER SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-1240754324
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III GBP SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-8064181719
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III USD FEEDER SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3495823373
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SOF III USD SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-9794854104
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HAYFIN SPECIAL OPPORTUNITIES FUND III SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-2166600331
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HG SATURN 3 (LUX) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-7817964896
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HG
SEC File Number:
802 - 76455
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HL SCOPE MASTER SICAV-RAIF SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-2535027194
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAMILTON LANE
SEC File Number:
801 - 55813
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - AUDA CAPITAL VIII EUROPE
2. Private fund identification number:
(include the "805-" prefix also)
805-5356061523
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - AUDA CAPITAL VIII U.S.
2. Private fund identification number:
(include the "805-" prefix also)
805-4106642937
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - AUDA CO-INVESTMENT FUND II
2. Private fund identification number:
(include the "805-" prefix also)
805-3933107966
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - AUDA SECONDARY FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-8822334789
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - AUDA SECONDARY FUND V
2. Private fund identification number:
(include the "805-" prefix also)
805-2412571952
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - FEEDER AUDA CO-INVESTMENT FUND II
2. Private fund identification number:
(include the "805-" prefix also)
805-8558453974
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF - FEEDER AUDA SECONDARY FUND V
2. Private fund identification number:
(include the "805-" prefix also)
805-5897332723
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL II SCS SICAV-SIF -AUDA CAPITAL VIII ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-7486266912
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL III SCA SICAV-RAIF - HQ CAPITAL III SCA SICAV RAIF - AUDA CAPITAL IX GLOBAL
2. Private fund identification number:
(include the "805-" prefix also)
805-6178111682
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL III SCA SICAV-RAIF - HQ CAPITAL III SCA SICAV-RAIF - FEEDER AUDA DEEP IMPACT FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-1833979178
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - AUDA CAPITAL IX U.S.
2. Private fund identification number:
(include the "805-" prefix also)
805-3038280255
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - AUDA CO-INVESTMENT FUND III
2. Private fund identification number:
(include the "805-" prefix also)
805-5829982313
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA SECONDARY FUND VI
2. Private fund identification number:
(include the "805-" prefix also)
805-9289303678
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV RAIF - AUDA ASIA SECONDARY FUND II
2. Private fund identification number:
(include the "805-" prefix also)
805-6065410717
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV RAIF - AUDA CAPITAL X ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-9895265715
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV RAIF - FEEDER AUDA CAPITAL X ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-6831055100
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV RAIF - FEEDER AUDA CAPITAL X ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-7604387761
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - AUDA CAPITAL IX EUROPE
2. Private fund identification number:
(include the "805-" prefix also)
805-8175410600
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - AUDA CO-INVESTMENT FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-3759005947
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - AUDA SECONDARY FUND VI
2. Private fund identification number:
(include the "805-" prefix also)
805-1311824112
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CAPITAL IX ASIA
2. Private fund identification number:
(include the "805-" prefix also)
805-3763642454
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CAPITAL IX EUROPE
2. Private fund identification number:
(include the "805-" prefix also)
805-3327590044
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CAPITAL IX U.S
2. Private fund identification number:
(include the "805-" prefix also)
805-7921184751
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CAPITAL X U.S.
2. Private fund identification number:
(include the "805-" prefix also)
805-5352143201
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CO-INVESTMENT FUND III
2. Private fund identification number:
(include the "805-" prefix also)
805-9556805161
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA CO-INVESTMENT FUND IV
2. Private fund identification number:
(include the "805-" prefix also)
805-7084601307
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL (DEUTSCHLAND) GMBH
SEC File Number:
802 - 133797
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF - HQ CAPITAL IV SCS SICAV-RAIF - FEEDER AUDA DEEP IMPACT FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-9896326822
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL IV SCS SICAV-RAIF -HQ CAPITAL IV SCS SICAV-RAIF - AUDA DEEP IMPACT FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-4995441546
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
HQ CAPITAL V SCA SICAV-RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-8450342483
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HQ CAPITAL PRIVATE EQUITY LLC
SEC File Number:
801 - 64151
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
ISQ ENERGY TRANSITION FUND (EU) EURO SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-6213594250
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
I SQUARED CAPITAL ADVISORS (US) LLC
SEC File Number:
801 - 78269
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
JEFFERIES FINANCE EUROPE SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-7322125779
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
JEFFERIES FINANCE LLC
SEC File Number:
801 - 74480
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
JEFFERIES FINANCE EUROPE, S.L.P.
2. Private fund identification number:
(include the "805-" prefix also)
805-1320038124
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
JEFFERIES FINANCE LLC
SEC File Number:
801 - 74480
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
KLAR PARTNERS I SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3294378370
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
KLAR PARTNERS
SEC File Number:
802 - 119938
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
KLAR PARTNERS II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-5995892085
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
KLAR PARTNERS
SEC File Number:
802 - 119938
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
LIGHTROCK CLIMATE IMPACT FUND SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-2083755458
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
LIGHTROCK LLP
SEC File Number:
802 - 126846
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
MSI-P SUB-FUND OF MANTRA SPECIAL INVESTMENTS
2. Private fund identification number:
(include the "805-" prefix also)
805-2397423791
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
MANTRA INVESTMENT PARTNERS SARL
SEC File Number:
802 - 107299
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
MSI-S SUB-FUND OF MANTRA SPECIAL INVESTMENTS
2. Private fund identification number:
(include the "805-" prefix also)
805-6407603854
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
MANTRA INVESTMENT PARTNERS SARL
SEC File Number:
802 - 107299
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
NOAL SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-1788971050
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
TREO ASSET MANAGEMENT, LLC
SEC File Number:
801 - 126348
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
PEAKSIDE REAL ESTATE FUND III, SCS
2. Private fund identification number:
(include the "805-" prefix also)
805-7709335803
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
PEAKSIDE CAPITAL ADVISORS AG
SEC File Number:
802 - 75453
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
PEAKSIDE REAL ESTATE FUND IV, SCS
2. Private fund identification number:
(include the "805-" prefix also)
805-6424802081
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
PEAKSIDE CAPITAL ADVISORS AG
SEC File Number:
802 - 75453
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
RECAP OPPORTUNITY FUND III SCS SICAF-RAIF
2. Private fund identification number:
(include the "805-" prefix also)
805-5906070803
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
CP CAPITAL (US) PARTNERS LP
SEC File Number:
801 - 72760
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
SLATE EUROPEAN REAL ESTATE FUND LLL
2. Private fund identification number:
(include the "805-" prefix also)
805-9990853297
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
SLATE ADVISORY SERVICE (US) LLC
SEC File Number:
801 - 119571
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STEPSTONE BVK OPPORTUNITIES FUND II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-5704336221
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STEPSTONE GROUP LP
SEC File Number:
801 - 68079
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STEPSTONE BVK OPPORTUNITIES FUND SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-4727800323
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STEPSTONE GROUP LP
SEC File Number:
801 - 68079
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STEPSTONE EUROPEAN FUND SCS, SICAV-FIS - STEPSTONE REAL ESTATE PARTNERS III
2. Private fund identification number:
(include the "805-" prefix also)
805-5998968525
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STEPSTONE GROUP REAL ESTATE LP
SEC File Number:
801 - 106835
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STONESHIELD INVESTMENT FUND SCA SICAV-RAIF - STONESHIELD OPPORTUNITY FUND III
2. Private fund identification number:
(include the "805-" prefix also)
805-1244801811
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STONESHIELD INVESTMENTS LIMITED
SEC File Number:
802 - 131206
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STONESHIELD INVESTMENT FUND SCA SICAV-RAIF - STONESHIELD SOUTHERN EUROPEAN REAL ESTATE
2. Private fund identification number:
(include the "805-" prefix also)
805-6627323478
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STONESHIELD INVESTMENTS, S.L.
SEC File Number:
802 - 131205
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
STONESHIELD INVESTMENT FUND SCA SICAV-RAIF - STONESHIELD SOUTHERN EUROPEAN REAL ESTATE II
2. Private fund identification number:
(include the "805-" prefix also)
805-3996307550
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
STONESHIELD INVESTMENTS LIMITED
SEC File Number:
802 - 131206
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
TA ASSOCIATES QIAIF ICAV - TA DEBT FUND V FEEDER FUND
2. Private fund identification number:
(include the "805-" prefix also)
805-6052603518
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
TA ASSOCIATES
SEC File Number:
801 - 74026
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
TRILANTIC EUROPE VI SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3489696771
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
TRILANTIC EUROPE S.A R.L.
SEC File Number:
802 - 121677
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
TRILL IMPACT II (NO.2) SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-4802662282
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
HAYFIN CAPITAL MANAGEMENT LLP
SEC File Number:
802 - 75862
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
WILSHIRE EUROPEAN VENTURE CAPITAL FUND II SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-3181766067
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
WILSHIRE
SEC File Number:
801 - 36233
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
1. Name of the private fund:
WILSHIRE EUROPEAN VENTURE CAPITAL FUND III SCSP
2. Private fund identification number:
(include the "805-" prefix also)
805-6660778656
3. Name and SEC File number of adviser that provides information about this private fund in Section 7.B.(1) of Schedule D of its Form ADV filing
Name:
WILSHIRE
SEC File Number:
801 - 36233
Yes No
4. Are your clients solicited to invest in this private fund?
In answering this question, disregard feeder funds' investment in a master fund. For purposes of this question, in a master-feeder arrangement, one
or more funds ("feeder funds") invest all or substantially all of their assets in a single fund ("master fund"). A fund would also be a "feeder fund"
investing in a "master fund" for purposes of this question if it issued multiple classes (or series) of shares or interests, and each class (or series)
invests substantially all of its assets in a single master fund.
Item 10 Control Persons
In this Item, we ask you to identify every person that, directly or indirectly, controls you. If you are filing an umbrella registration, the information in Item 10
should be provided for the filing adviser only.
If you are submitting an initial application or report, you must complete Schedule A and Schedule B. Schedule A asks for information about your direct owners
and executive officers. Schedule B asks for information about your indirect owners. If this is an amendment and you are updating information you reported
on either Schedule A or Schedule B (or both) that you filed with your initial application or report, you must complete Schedule C.
Yes No
A. Does any person not named in Item 1.A. or Schedules A, B, or C, directly or indirectly, control your management or policies?
If yes, complete Section 10.A. of Schedule D.
B. If any person named in Schedules A, B, or C or in Section 10.A. of Schedule D is a public reporting company under Sections 12 or 15(d) of the Securities
Exchange Act of 1934, please complete Section 10.B. of Schedule D.
SECTION 10.A. Control Persons
No Information Filed
SECTION 10.B. Control Person Public Reporting Companies
No Information Filed
Item 11 Disclosure Information
In this Item, we ask for information about your disciplinary history and the disciplinary history of all your advisory affiliates. We use this information to
determine whether to grant your application for registration, to decide whether to revoke your registration or to place limitations on your activities as an
investment adviser, and to identify potential problem areas to focus on during our on-site examinations. One event may result in "yes" answers to more than
one of the questions below. In accordance with General Instruction 5 to Form ADV, "you" and "your" include the filing adviser and all relying advisers under an
umbrella registration.
Your advisory affiliates are: (1) all of your current employees (other than employees performing only clerical, administrative, support or similar functions); (2) all
of your officers, partners, or directors (or any person performing similar functions); and (3) all persons directly or indirectly controlling you or controlled by you.
If you are a "separately identifiable department or division" (SID) of a bank, see the Glossary of Terms to determine who your advisory affiliates are.
If you are registered or registering with the SEC or if you are an exempt reporting adviser, you may limit your disclosure of any event listed in Item 11 to ten years
following the date of the event. If you are registered or registering with a state, you must respond to the questions as posed; you may, therefore, limit your
disclosure to ten years following the date of an event only in responding to Items 11.A.(1), 11.A.(2), 11.B.(1), 11.B.(2), 11.D.(4), and 11.H.(1)(a). For purposes of
calculating this ten-year period, the date of an event is the date the final order, judgment, or decree was entered, or the date any rights of appeal from preliminary
orders, judgments, or decrees lapsed.
You must complete the appropriate Disclosure Reporting Page ("DRP") for "yes" answers to the questions in this Item 11.
Yes No
Do any of the events below involve you or any of your supervised persons?
For "yes" answers to the following questions, complete a Criminal Action DRP:
A. In the past ten years, have you or any advisory affiliate: Yes No
(1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?
(2) been charged with any felony?
If you are registered or registering with the SEC, or if you are reporting as an exempt reporting adviser, you may limit your response to Item 11.A.(2) to
charges that are currently pending.
B. In the past ten years, have you or any advisory affiliate:
(1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving:
investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury,
forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?
(2) been charged with a misdemeanor listed in Item 11.B.(1)?
If you are registered or registering with the SEC, or if you are reporting as an exempt reporting adviser, you may limit your response to Item 11.B.(2) to
charges that are currently pending.
For "yes" answers to the following questions, complete a Regulatory Action DRP:
C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: Yes No
(1) found you or any advisory affiliate to have made a false statement or omission?
(2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?
(3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied,
suspended, revoked, or restricted?
(4) entered an order against you or any advisory affiliate in connection with investment-related activity?
(5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?
D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority:
(1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?
(2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?
(3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business
denied, suspended, revoked, or restricted?
(4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?
(5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory
affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?
E. Has any self-regulatory organization or commodities exchange ever:
(1) found you or any advisory affiliate to have made a false statement or omission?
(2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule
violation" under a plan approved by the SEC)?
(3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied,
suspended, revoked, or restricted?
(4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you
or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?
F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or
suspended?
G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C.,
11.D., or 11.E.?
For "yes" answers to the following questions, complete a Civil Judicial Action DRP:
H. (1) Has any domestic or foreign court: Yes No
(a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?
(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?
(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a
state or foreign financial regulatory authority?
(2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H.(1)?
Schedule A
Direct Owners and Executive Officers
1. Complete Schedule A only if you are submitting an initial application or report. Schedule A asks for information about your direct owners and executive
officers. Use Schedule C to amend this information.
2. Direct Owners and Executive Officers. List below the names of:
(a) each Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Legal Officer, Chief Compliance Officer(Chief Compliance Officer is
required if you are registered or applying for registration and cannot be more than one individual), director, and any other individuals with similar
status or functions;
(b) if you are organized as a corporation, each shareholder that is a direct owner of 5% or more of a class of your voting securities, unless you are a
public reporting company (a company subject to Section 12 or 15(d) of the Exchange Act);
Direct owners include any person that owns, beneficially owns, has the right to vote, or has the power to sell or direct the sale of, 5% or more of a
class of your voting securities. For purposes of this Schedule, a person beneficially owns any securities: (i) owned by his/her child, stepchild, grandchild,
parent, stepparent, grandparent, spouse, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, sharing
the same residence; or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, warrant, or right to purchase the
security.
(c) if you are organized as a partnership, all general partners and those limited and special partners that have the right to receive upon dissolution, or
have contributed, 5% or more of your capital;
(d) in the case of a trust that directly owns 5% or more of a class of your voting securities, or that has the right to receive upon dissolution, or has
contributed, 5% or more of your capital, the trust and each trustee; and
(e) if you are organized as a limited liability company ("LLC"), (i) those members that have the right to receive upon dissolution, or have contributed, 5%
or more of your capital, and (ii) if managed by elected managers, all elected managers.
3. Do you have any indirect owners to be reported on Schedule B? Yes No
4. In the DE/FE/I column below, enter "DE" if the owner is a domestic entity, "FE" if the owner is an entity incorporated or domiciled in a foreign country, or
"I" if the owner or executive officer is an individual.
5. Complete the Title or Status column by entering board/management titles; status as partner, trustee, sole proprietor, elected manager, shareholder, or
member; and for shareholders or members, the class of securities owned (if more than one is issued).
6. Ownership codes are: NA - less than 5% B - 10% but less than 25% D - 50% but less than 75%
A - 5% but less than 10% C - 25% but less than 50% E - 75% or more
7. (a) In the Control Person column, enter "Yes" if the person has control as defined in the Glossary of Terms to Form ADV, and enter "No" if the person does
not have control. Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are
control persons.
(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.
(c) Complete each column.
FULL LEGAL NAME (Individuals: Last DE/FE/I Title or Status Date Title or Status Ownership Control PR CRD No. If None: S.S. No. and Date
Name, First Name, Middle Name) Acquired MM/YYYY Code Person of Birth, IRS Tax No. or Employer ID
No.
GOERGEN, THOMAS, NMN I CHAIRMAN OF THE 02/2012 NA N N 6880204
BOARD OF
DIRECTORS
Weimerskirch, Pierre, Guillaume I MEMBER OF THE 02/2012 NA N N 6894658
BOARD OF
DIRECTORS
BRÖDEL, RALPH, GUNTER CARL I CHIEF RISK OFFICER 09/2008 NA N N 6895033
BOESEN, MARC, NMN I CHIEF OPERATIONS 04/2014 NA N N 6895035
OFFICER
APEX GROUP (LUXEMBOURG) HOLDINGS FE HOLDING COMPANY 02/2018 E Y N
S.A.R.L.
VINARSKI, DIANA, MINTCHEVA I MANAGING DIRECTOR 01/2023 NA N N 7091293
HUWER, WOLFRAM, MARC I CHIEF COMPLIANCE 04/2020 NA N N 7889249
OFFICER
FUNDROCK HOLDINGS S.A.(LUX) FE HOLDING COMPANY 06/2024 A N N xxx-xx-xxxx
KOFFI, WILFRED, HUA SERGE I CHIEF INVESTMENT 07/2025 NA N N 8232698
OFFICER
ROUGIER, ETTIENNE, EDMOND I MEMBER OF THE 07/2025 NA N N 8232701
BOARD
RAMACHANDRAN, KAVITHA I MEMBER OF THE 03/2026 NA N N 8232702
BOARD
HANSSENS, PHILIP, HENRI I CONDUCTING 03/2026 NA N N 5231648
OFFICER
COMPLIANCE
STOFFELS, MARC I CHIEF FINANCIAL 09/2025 NA N N 7224864
OFFICER
Schedule B
Indirect Owners
1. Complete Schedule B only if you are submitting an initial application or report. Schedule B asks for information about your indirect owners; you must first
complete Schedule A, which asks for information about your direct owners. Use Schedule C to amend this information.
2. Indirect Owners. With respect to each owner listed on Schedule A (except individual owners), list below:
(a) in the case of an owner that is a corporation, each of its shareholders that beneficially owns, has the right to vote, or has the power to sell or direct
the sale of, 25% or more of a class of a voting security of that corporation;
For purposes of this Schedule, a person beneficially owns any securities: (i) owned by his/her child, stepchild, grandchild, parent, stepparent,
grandparent, spouse, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, sharing the same residence;
or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, warrant, or right to purchase the security.
(b) in the case of an owner that is a partnership, all general partners and those limited and special partners that have the right to receive upon
dissolution, or have contributed, 25% or more of the partnership's capital;
(c) in the case of an owner that is a trust, the trust and each trustee; and
(d) in the case of an owner that is a limited liability company ("LLC"), (i) those members that have the right to receive upon dissolution, or have
contributed, 25% or more of the LLC's capital, and (ii) if managed by elected managers, all elected managers.
3. Continue up the chain of ownership listing all 25% owners at each level. Once a public reporting company (a company subject to Sections 12 or 15(d) of
the Exchange Act) is reached, no further ownership information need be given.
4. In the DE/FE/I column below, enter "DE" if the owner is a domestic entity, "FE" if the owner is an entity incorporated or domiciled in a foreign country, or
"I" if the owner is an individual.
5. Complete the Status column by entering the owner's status as partner, trustee, elected manager, shareholder, or member; and for shareholders or
members, the class of securities owned (if more than one is issued).
6. Ownership codes are: C - 25% but less than 50% E - 75% or more
D - 50% but less than 75% F - Other (general partner, trustee, or elected manager)
7. (a) In the Control Person column, enter "Yes" if the person has control as defined in the Glossary of Terms to Form ADV, and enter "No" if the person does
not have control. Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are
control persons.
(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.
(c) Complete each column.
FULL LEGAL NAME (Individuals: DE/FE/I Entity in Which Interest is Status Date Status Ownership Control PR CRD No. If None: S.S. No.
Last Name, First Name, Middle Owned Acquired Code Person and Date of Birth, IRS
Name) MM/YYYY Tax No. or Employer ID
No.
APEX GROUP (LUXEMBOURG) FE APEX GROUP (LUXEMBOURG) HOLDING 09/2017 E Y N
HOLDINGS 2 S.A.R.L. HOLDINGS S.A.R.L. COMPANY
APEX GROUP HOLD CO (UK) FE APEX GROUP (LUXEMBOURG) HOLDING 08/2006 E Y N
LIMITED HOLDINGS 2 S.A.R.L. COMPANY
APEX GROUP FUND AND FE APEX GROUP HOLD CO (UK) MOTHER 01/2015 E Y N
CORPORATE SERVICES HOLDING LIMITED COMPANY
LIMITED
APEXGROUP JERSEY LIMITED FE APEX GROUP FUND AND HOLDING 01/2018 E Y N
CORPORATE SERVICES COMPANY
HOLDING LIMITED
APEX ACQUISITION COMPANY FE APEXGROUP JERSEY LIMITED SHAREHOLDER 08/2022 F N N
LIMITED
APEX STRUCTURED INTERMEDIATE FE APEX ACQUISITION COMPANY SHAREHOLDER 08/2021 F N N
HOLDING LTD LIMITED
APEX STRUCTURED HOLDINGS LTD FE APEX STRUCTURED SHAREHOLDER 05/2018 F N N
INTERMEDIATE HOLDING LTD
APEX GROUP LTD FE APEX STRUCTURED HOLDINGS SHAREHOLDER 05/2018 F N N
LTD
APEX MANAGERS HK LIMITED FE FUNDROCK HOLDINGS S.A. SHAREHOLDER 06/2024 F N N
(LUX)
APEX MANAGERS LIMITED FE APEX MANAGERS HK LIMITED SHAREHOLDER 06/2024 F N N
APEX FUND SERVICES HOLDINGS FE APEX MANAGERS LIMITED SHAREHOLDER 06/2024 F N N
LIMITED
GC AGILE INTERMEDIATE FE APEX FUND SERVICES SHAREHOLDER 06/2024 F N N
HOLDINGS LIMITED HOLDINGS LIMITED
GC AGILE HOLDINGS LIMITED FE GC AGILE INTERMEDIATE SHAREHOLDER 06/2024 F N N
HOLDINGS LIMITED
APEX STRUCTURED HOLDINGS LTD FE GC AGILE HOLDINGS LIMITED SHAREHOLDER 06/2024 F N N
Schedule D - Miscellaneous
You may use the space below to explain a response to an Item or to provide any other information.
FundRock L ("LIS") acts as alternative investment fund manager (“AIFM”) under European Union Directive EU 2011/65 for the funds disclosed in Schedule D
Section 7.B.2, and for the funds noted below. For each of these funds another legal entity acts as adviser or sub-adviser, as the case may be, and is
responsible for disclosing information about these funds in its Form ADV Part 1 Schedule D Section 7.B.1. In addition to its disclosures in Section 7.B.2 herein,
FundRock LIS S.A. is disclosing in this Miscellaneous Box information about funds for which it does not have or cannot obtain all the information to provide all
of the disclosures required for Section 7.B.2 (one of the private fund’s name, PFIN, name of the adviser required to file and filing Section 7.B.1 disclosures or
that firm’s SEC File no), and for each it lists the following that are available at the time of this filing: name of the private fund, PFIN, name of the SEC
registered investment adviser (“RIA”) or Exempt Reporting Adviser (“ERA”) or that firm’s SEC file no. We do not solicit our clients to invest in any of these
funds. • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAV RAIF – AUDA ASIA SECONDARY FUND II . (No PFIN). US advisor is HQ CAPITAL PRIVATE
EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAVRAIF – FEEDER AUDA CAPITAL X U.S. (No PFIN). US advisor is HQ
CAPITAL PRIVATE EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAV RAIF – HQ CAPITAL IV SCS SICAV RAIF – AUDA
CAPITAL X ASIA. (No PFIN). US advisor is HQ CAPITAL PRIVATE EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAV RAIF
HQ CAPITAL IV SCS SICAV RAIF – FEEDER AUDA CAPITAL X ASIA . (No PFIN). US advisor is HQ CAPITAL PRIVATE EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS
SICAV-RAIF - HQ CAPITAL IV SCS SICAV RAIF - HQ CAPITAL IV SCS SICAV RAIF - AUDA CAPITAL X EUROPE. (No PFIN). US advisor is HQ CAPITAL PRIVATE
EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAV RAIF HQ CAPITAL IV SCS SICAV RAIF – FEEDER AUDA CAPITAL X
EUROPE . (No PFIN). US advisor is HQ CAPITAL PRIVATE EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF HQ CAPITAL IV SCS SICAV RAIF HQ
CAPITAL IV SCS SICAV RAIF – AUDA CAPITAL X U.S. (No PFIN). US advisor is HQ CAPITAL PRIVATE EQUITY LLC 801 – 64151 • HQ CAPITAL IV SCS SICAVRAIF -
HQ CAPITAL IV SCS SICAVRAIF – FEEDER AUDA COINVESTMENT FUND IV. (No PFIN). US advisor is HQ CAPITAL PRIVATE EQUITY LLC 801 – 64151 • AUDA
SECONDARY FUND VSUSTAINABLE GROWTH FUND II, SCSP, SICAV-SIF • COLLATERAL GOOD PACKAGING INNOVATION I SCSP RAIF • STEPSTONE BVK
OPPORTUNITIES FUND II SCSP. (No PFIN). U.S. advisor is STEPSTONE GROUP LP 801 – 68079 • HQ CAPITAL V SCA SICAVRAIF HQ CAPITAL V SCA SICAV
RAIF AUDA CAPITAL X GLOBAL. US Advisor is H.I.G. Capital LLC 80174338 • STEPSTONE BVK OPPORTUNITIES FUND III SCSP • WHITE ITALY 8056576082779
• EU INDUSTRIAL CLUB II SCS . US advisor TXRE ADVISERS, LLC 80173766 • EU INDUSTRIAL CLUB II UK AIV SCSP. US advisor TXRE ADVISERS, LLC 801
73766 • EU INDUSTRIAL CLUB III SCSP. US advisor TXRE ADVISERS, LLC 80173766 • UK INDUSTRIAL CLUB II SCSP . US advisor TXRE ADVISERS, LLC 801
73766 • OCEAN 14 CAPITAL FUND 1 SCSP • EU INDUSTRIAL CLUB IV SCSP. US advisor TXRE ADVISERS, LLC 80173766 • ALPHA INTELLIGENCE CAPITAL FUND
II, SCSP, SICAVRAIF • VESPER NEXT GENERATION INFRASTRUCTURE FUND I S.C.SP • CLP GROWTH III USD SCSP (no PFIN) • BID EQUITY FUND IIB SCSP •
BID EQUITY OVERFLOW FUND II-B, SCSP. (no PFIN) US advisor is BID Equity GmbH 801119571 • TEMPUS EUROPE INVESTMENT FUND S.À R.L., SICAVSIF
TEMPUS RE COF FUND. (no PFIN). US advisor is H.I.G. Capital LLC 80174338 • EMERAM PRIVATE EQUITY FUND II SCSP • A/O BUILT TECHNOLOGIES II • H.I.G.
WHITEHORSE EUROPE LEVERED DIRECT LENDING FUND II, SCSP. (no PFIN). US advisor is H.I.G. Capital LLC 80174338 • H.I.G. WHITEHORSE EUROPE
UNLEVERED DIRECT LENDING FUND II, SCSP. (no PFIN). US advisor is H.I.G. Capital LLC 80174338 • GTIS LOGISTICS PARTNERS I S.C.S. • MIDDLEGROUND
PARTNERS III (EU), S.C.SP. US advisor is MIDDLEGROUND MANAGEMENT, LP 801113431 • H.I.G. EUROPE MIDDLE MARKET LBO FUND II, SCSP. US advisor is
H.I.G. Capital LLC 80174338 • BOSTON CAPITAL INCOME AND VALUE U.S. APARTMENT FUND SUBFUND 2 (no PFIN) • BOSTON CAPITAL INCOME AND VALUE
U.S. APARTMENT FUND II-A, SCSP RAIF (no PFIN) • BOSTON CAPITAL INCOME AND VALUE U.S. APARTMENT FUND IIB, SCSP RAIF (no PFIN) • DIGITAL
INFRASTRUCTURE VEHICLE II SCSP (no PFIN). US advisor is DTCP USA LLC 802124906 • DIV II MATRIX COINVEST II SCSP (no PFIN). US advisor is DTCP USA
LLC 802124906 • EQT EXETER CHINA LOGISTICS FUND SCSP • 3VC II SCSP (no PFIN) • ARSENAL CAPITAL PARTNERS EUROPE SCSP RAIF (no PFIN) •
AURELIUS EUROPEAN OPPORTUNITIES IV, S.C.A. SICAVRAIF (no PFIN) • TRILL IMPACT (NO.2) SCSP. (No PFIN) • The Greater Share Education Fund SCSp
(PFIN 8059375944124) • RUSSELL INVESTMENTS HAMILTON LANE PRIVATE MARKETS SCA SICAV RAIF RIHL COINVESTMENT SUBBFUND (No PFIN) •
RUSSELL INVESTMENTS HAMILTON LANE PRIVATE MARKETS SCA SICAV RAIF RIHL SECONDARIES SUBFUND (No pfin) • HAMILTON LANE VENTURE ACCESS
FUND I SCSP SICAVRAIF (No pfin) • HAMILTON LANE VENTURE ACCESS FUND I SCSP SICAVRAIF (No pfin) • HAMILTON LANE EQUITY OPPORTUNITIES FUND
VIC SCA SICAVRAIF EQUITY OPPORTUNITIES FUND VIC PARALLEL SUBFUND (No PFIN) • HQ CAPITAL V SCA SICAVRAIF HQ CAPITAL V SCA SICAVRAIF
FEEDER AUDA ASIA SECONDARY FUND ll (No PFIN) • TRIPLE PRIVATE EQUITY FUND I CIV SCSP TRIPLE PRIVATE EQUITY FUND I CIV SCSP PFIN 8052029584.
US Advisor is Plesner (021518708) • TRIPLE PRIVATE EQUITY FUND I SCSP TRIPLE PRIVATE EQUITY FUND I SCSP (PFIN 8052029583) US Advisor is US
Advisor is Plesner (021-518708) • PRIMEVEST COMMUNICATION INFRASTRUCTURE FUND, SICAVFIS (No PFIN) • TEMPUS EUROPE INVESTMENT FUND S.À R.L.,
SICAV-SIF (No PFIN) • TEMPUS RE LV FUND (No PFIN) • TEMPUS EUROPE INVESTMENT FUND S.À R.L., SICAVSIF - TEMPUS RE COF FUND (No PFIN) • CI
GLOBAL RE S.À R.L., SICAFFIS - PICASSO SUB-FUND (No PFIN) • YIELCO INFRASTRUKTUR III FEEDER SCA, SICAVRAIF (No PFIN) • YIELCO SPECIAL
SITUATIONS EUROPE II SCS, SICAV-RAIF (No PFIN) • TELIOS FUND SICAV RAIF SCSP TELIOS EUROPEAN INFRASTRUCTURE PARKING FUND (No PFIN) •
DIGITAL INFRASTRUCTURE VEHICLE II SCSP (No PFIN) • ARSENAL CAPITAL PARTNERS EUROPE SCSP RAIF (No PFIN) • SGT CAPITAL COINVEST I SCSP (No
PFIN) • EMERAM PRIVATE EQUITY FUND II SCSP (No PFIN) • A/O BUILT TECHNOLOGIES II (No PFIN) • BGO EUROPE IV TIGER COINVESTMENT SCSP (No PFIN)
• HAMILTON LANE EQUITY OPPORTUNITIES FUND VIC SCA SICAVRAIF (No PFIN) • H.I.G. EUROPE MIDDLE MARKET LBO FUND II, SCSP (No PFIN) • HAMILTON
LANE GLOBAL PRIVATE INFRASTRUCTURE FUND (No PFIN) • ISQ GLOBAL INFRASTRUCTURE FUND IV Please note that LIS works closely with its following
related person: FundRock Management Company S.A and Apex Fund Services S.A which are Luxembourg supervised entities providing administration and
depositary services, notably to the common clients with LIS
DRP Pages
CRIMINAL DISCLOSURE REPORTING PAGE (ADV)
No Information Filed
REGULATORY ACTION DISCLOSURE REPORTING PAGE (ADV)
No Information Filed
CIVIL JUDICIAL ACTION DISCLOSURE REPORTING PAGE (ADV)
No Information Filed
Execution Pages
DOMESTIC INVESTMENT ADVISER EXECUTION PAGE
You must complete the following Execution Page to Form ADV. This execution page must be signed and attached to your initial submission of Form ADV to
the SEC and all amendments.
Appointment of Agent for Service of Process
By signing this Form ADV Execution Page, you, the undersigned adviser, irrevocably appoint the Secretary of State or other legally designated officer, of the
state in which you maintain your principal office and place of business and any other state in which you are submitting a notice filing, as your agents to
receive service, and agree that such persons may accept service on your behalf, of any notice, subpoena, summons, order instituting proceedings, demand
for arbitration, or other process or papers, and you further agree that such service may be made by registered or certified mail, in any federal or state
action, administrative proceeding or arbitration brought against you in any place subject to the jurisdiction of the United States, if the action, proceeding, or
arbitration (a) arises out of any activity in connection with your investment advisory business that is subject to the jurisdiction of the United States, and (b)
is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939,
the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these acts, or (ii) the laws of the state
in which you maintain your principal office and place of business or of any state in which you are submitting a notice filing.
Signature
I, the undersigned, sign this Form ADV on behalf of, and with the authority of, the investment adviser. The investment adviser and I both certify, under
penalty of perjury under the laws of the United States of America, that the information and statements made in this ADV, including exhibits and any other
information submitted, are true and correct, and that I am signing this Form ADV Execution Page as a free and voluntary act.
I certify that the adviser's books and records will be preserved and available for inspection as required by law. Finally, I authorize any person having
custody or possession of these books and records to make them available to federal and state regulatory representatives.
Signature: Date: MM/DD/YYYY
Printed Name: Title:
Adviser CRD Number:
291156
NON-RESIDENT INVESTMENT ADVISER EXECUTION PAGE
You must complete the following Execution Page to Form ADV. This execution page must be signed and attached to your initial submission of Form ADV to
the SEC and all amendments.
1. Appointment of Agent for Service of Process
By signing this Form ADV Execution Page, you, the undersigned adviser, irrevocably appoint each of the Secretary of the SEC, and the Secretary of State or
other legally designated officer, of any other state in which you are submitting a notice filing, as your agents to receive service, and agree that such
persons may accept service on your behalf, of any notice, subpoena, summons, order instituting proceedings, demand for arbitration, or other process or
papers, and you further agree that such service may be made by registered or certified mail, in any federal or state action, administrative proceeding or
arbitration brought against you in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any
activity in connection with your investment advisory business that is subject to the jurisdiction of the United States, and (b) is founded, directly or indirectly,
upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of
1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these acts, or (ii) the laws of any state in which you are submitting a
notice filing.
2. Appointment and Consent: Effect on Partnerships
If you are organized as a partnership, this irrevocable power of attorney and consent to service of process will continue in effect if any partner withdraws
from or is admitted to the partnership, provided that the admission or withdrawal does not create a new partnership. If the partnership dissolves, this
irrevocable power of attorney and consent shall be in effect for any action brought against you or any of your former partners.
3. Non-Resident Investment Adviser Undertaking Regarding Books and Records
By signing this Form ADV, you also agree to provide, at your own expense, to the U.S. Securities and Exchange Commission at its principal office in
Washington D.C., at any Regional or District Office of the Commission, or at any one of its offices in the United States, as specified by the Commission,
correct, current, and complete copies of any or all records that you are required to maintain under Rule 204-2 under the Investment Advisers Act of 1940.
This undertaking shall be binding upon you, your heirs, successors and assigns, and any person subject to your written irrevocable consents or powers of
attorney or any of your general partners and managing agents.
Signature
I, the undersigned, sign this Form ADV on behalf of, and with the authority of, the non-resident investment adviser. The investment adviser and I both
certify, under penalty of perjury under the laws of the United States of America, that the information and statements made in this ADV, including exhibits
and any other information submitted, are true and correct, and that I am signing this Form ADV Execution Page as a free and voluntary act.
I certify that the adviser's books and records will be preserved and available for inspection as required by law. Finally, I authorize any person having
custody or possession of these books and records to make them available to federal and state regulatory representatives.
Signature: Date: MM/DD/YYYY
WOLFRAM HUWER 03/31/2026
Printed Name: Title:
WOLFRAM HUWER CCO
Adviser CRD Number:
291156