Paloma Partners Retirement Plan
Sponsored by Paloma Partners Management Company · EIN 133145891 · Plan #001
- Total assets
- $80.8M
- Net assets
- $80.8M
- Active participants
- 72
- With balances
- 147
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Morgan Stanley Smith Barney Llc CRD 149777 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Morgan Stanley | Investment advisory (plan), Direct payment from the plan | $40,000 |
| Principal Life Insurance Company | Recordkeeping fees, Contract administrator, Participant loan processing | $25,317 |
| Ernst And Young Llp | Accounting, Direct payment from the plan | $18,000 |
| Morgan Stanley Global Banking Opera | Investment advisory (plan), Other fees | $0 |