Ubs Financial Services Inc. Pension Plan
Sponsored by Ubs Financial Services Inc. · EIN 132638166 · Plan #001
- Total assets
- $579M
- Net assets
- $577M
- Active participants
- 877
- With balances
- 0
Plan year beginning 01/01/2024
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Loomis, Sayles & Company, L.P. CRD 105377 | fuzzy_auto · 94% | 2024 |
| Mercer Investments Llc CRD 133449 | fuzzy_auto · 99% | 2024 |
| Atlanta Capital Management Company, L.L.C. CRD 116719 | fuzzy_auto · 96% | 2024 |
| Eagle Capital Management, Llc CRD 110177 | deterministic · 100% | 2024 |
| Voya Investment Management Co. Llc CRD 106494 | deterministic · 100% | 2024 |
| Capital Group Private Client Services, Inc. CRD 312837 | fuzzy_auto · 98% | 2024 |
| Columbia Management Investment Advisers, Llc CRD 108257 | fuzzy_auto · 97% | 2024 |
| Artisan Partners Limited Partnership CRD 150114 | fuzzy_auto · 94% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Alight Solutions Llc | Recordkeeping, Direct payment from the plan, Other fees | $981,398 |
| Loomis Sayles And Co L.P. | Investment management, Direct payment from the plan, Investment management fees (direct) | $397,691 |
| Mercer Investment Llc | Investment advisory (plan), Direct payment from the plan | $317,114 |
| Atlanta Capital Management Co., Llc | Investment management, Direct payment from the plan, Soft dollars commissions | $169,718 |
| Deloitte Consulting Llp | Actuarial, Direct payment from the plan | $146,700 |
| Invesco Trust Company | Investment management, Direct payment from the plan, Float revenue | $145,016 |
| Eagle Capital Management, Llc | Investment management, Direct payment from the plan, Investment management fees (direct) | $144,463 |
| Voya Investment Management Co. | Investment management, Direct payment from the plan, Soft dollars commissions | $128,817 |
| Ernst & Young | Accounting, Direct payment from the plan | $113,000 |
| Legal & General Investment | Investment management, Direct payment from the plan, Investment management fees (direct) | $101,442 |
| Legg Mason, Inc And Subsidiaries | Investment management, Direct payment from the plan, Investment management fees (direct) | $88,525 |
| Capital Group Private Client Serv. | Investment management, Direct payment from the plan, Investment management fees (direct) | $74,364 |
| Northern Trust Co. | Trustee (institutional), Direct payment from the plan, Float revenue | $67,750 |
| Columbia Management Investment Adv | Investment management, Direct payment from the plan, Investment management fees (direct) | $63,902 |
| Artisan Partners Ltd Partnership | Investment management, Direct payment from the plan, Investment management fees (direct) | $55,698 |
| Morgan Lewis & Bockius Llp | Legal, Direct payment from the plan | $52,147 |
| State Street Research & Management | Custodial (other), Custodial (securities), Investment management | $50,709 |
| Allspring Intermediate Ii Llc | Investment management, Direct payment from the plan, Investment management fees (direct) | $36,829 |