Eagle Capital Management, Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 110177
· SEC file 801-57207
· Mandeville, LA
· WWW.EAGLE-CAPITAL.COM
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ADV data as of Feb 14, 2026
- Regulatory AUM
- $455M
- Discretionary
- $455M
- Clients
- 312
- Avg AUM / client
- $1.5M
- Accounts
- 804
- Employees
- 3
AUM over time
$172M
$455M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 14, 2026
Investments (13F portfolio — 50 positions, $292,907)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US DIVIDEND EQ | $29,630 | 934,410 | 10.1% | 0.01% |
| 2 | State Str Spdr S&P 500 Etf T | TR UNIT | $28,480 | 38,138 | 9.72% | 0.01% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $25,795 | 35,028 | 8.81% | 0.01% |
| 4 | Broadcom Inc | COM | $19,969 | 52,864 | 6.82% | 0.0% |
| 5 | Vanguard Bd Index Fds | VANGUARD ULTRA | $18,696 | 375,569 | 6.38% | 0.0% |
| 6 | Alphabet Inc | CAP STK CL A | $15,174 | 42,460 | 5.18% | 0.0% |
| 7 | Applied Matls Inc | COM | $14,411 | 19,932 | 4.92% | 0.0% |
| 8 | Apple Inc | COM | $14,302 | 49,426 | 4.88% | 0.0% |
| 9 | Invesco Exch Traded Fd Tr Ii | S&P 500 MOMNTM | $12,208 | 75,572 | 4.17% | 0.0% |
| 10 | Amazon Com Inc | COM | $9,441 | 39,612 | 3.22% | 0.0% |
| 11 | Microsoft Corp | COM | $7,947 | 21,304 | 2.71% | 0.0% |
| 12 | Taiwan Semiconductor Mfg Ltd | SPONSORED ADS | $7,185 | 15,044 | 2.45% | 0.0% |
| 13 | Visa Inc | 92204A 90 | $7,011 | 20,434 | 2.39% | 0.0% |
| 14 | Jpmorgan Chase & Co | COM | $6,976 | 21,312 | 2.38% | 0.0% |
| 15 | Vanguard Index Fds | EXTEND MKT ETF | $6,839 | 27,776 | 2.33% | 0.0% |
| 16 | Schwab Strategic Tr | US LRG CAP ETF | $6,512 | 221,255 | 2.22% | 0.0% |
| 17 | Home Depot Inc | COM | $6,062 | 17,187 | 2.07% | 0.0% |
| 18 | Berkshire Hathaway Inc Del | CL B NEW | $5,565 | 11,122 | 1.9% | 0.0% |
| 19 | Chevron Corporation | COM | $5,450 | 32,877 | 1.86% | 0.0% |
| 20 | Schwab Strategic Tr | US LCAP GR ETF | $5,373 | 158,776 | 1.83% | 0.0% |
| 21 | Lockheed Martin Corp | COM | $5,250 | 10,306 | 1.79% | 0.0% |
| 22 | Fortinet Inc | COM | $4,044 | 26,322 | 1.38% | 0.0% |
| 23 | Prudential Finl Inc | COM | $3,580 | 33,171 | 1.22% | 0.0% |
| 24 | Pfizer Inc | COM | $3,048 | 126,581 | 1.04% | 0.0% |
| 25 | Nvidia Corporation | COM | $2,746 | 13,722 | 0.94% | 0.0% |
Top 25 of 50 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 204 | $53.0M | 11.6% |
| High net worth individuals | 87 | $290M | 63.8% |
| Banking or thrift institutions | Fewer than 5 clients | $79.6M | 17.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $16.3M | 3.57% |
| Charitable organizations | Fewer than 5 clients | $4.3M | 0.95% |
| Corporations and other businesses | 21 | $11.6M | 2.56% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Unidel Foundation Inc EIN 516015046 | Greenville, DE | 12/31/2024 |
| Laborers Metropolitan Detroit Health And Welfare Fund EIN 382026006 | Lansing, MI | 09/30/2024 |
| Jewish Communal Fund EIN 237174183 | New York, NY | 06/30/2024 |
| Keswick Foundation Inc EIN 521066144 | Baltimore, MD | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Plumbers Local 9 Pension Plan Plumbers Local 9 Pension Fund | 2024 | |
| I.A. Of M. Motor City Pension Fund Intl' Assoc' Machin Motor City Pens | 2024 | |
| Equity League Pension Trust Fund Board Of Trustees Of The Equity League Pension Trust Fund | 2024 | |
| Sheet Metal Workers Local Union No. 80 Pension Fund Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund | 2024 | |
| Ua Plumbers Local 24 Pension Fund Plumbers Pension Fund Local 24 Board Of Trustees | 2024 | |
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan Trustees Of Sheet Metal Workers Local 33 Pension Plan | 2024 | |
| Refrigeration, A/C & Service Div. (Ua Nj) Pension Plan Refrigeration, A/C & Service Div. (Ua Nj) Pension Fund | 2024 | |
| Westside Transit Lines A.T.U. Pension Plan Transdev Services, Inc. | 2024 | |
| Local 522 Pension Fund Board Of Trustees Of Local 522 Pension Fund | Brooklyn, NY | 2024 |
| Ubs Financial Services Inc. Pension Plan Ubs Financial Services Inc. | 2024 | |
| Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust Ubs Financial Services Inc. | 2024 | |
| United Steelworkers International Union Staff Pension Plan United Steel, Paper And Forestry, Rubber, Manufacturing, Energy, Allie | 2024 | |
| Ubs 401(k) Plan Trust Ubs Ag | 2024 | |
| Conmed Corporation Retirement Pension Plan Conmed Corporation | 2024 | |
| The Citigroup Pension Plan Citigroup Inc. | 2024 | |
| Nxp 401(k) Retirement Plan Nxp Usa, Inc. | 2024 | |
| Annuity Fd Of The Iuoe Local Union 94, 94 A, 94 B Afl Cio Bd Of Trustees Annuity Fund Of The Iuoe Lcl Union 94, 94 A, 94 B Afl Cio | 2024 | |
| Iron Workers Locals 40, 361 & 417 Pension Fund Board Of Trustees Iron Workers Locals 40, 361 & 417 Pension Fund | 2024 | |
| Munson Retirement Plan Munson Healthcare | 2024 | |
| Bryce Corporation Pension Plan Bryce Corporation | 2024 | |
| Bronson Healthcare Retirement Plan Bronson Healthcare Group, Inc. | 2024 | |
| The Art Institute Of Chicago Pension Plan The Art Institute Of Chicago | 2024 | |
| American Commercial Barge Line Llc Pension Plan American Commercial Barge Line Llc | 2024 | |
| Michigan Electrical Employees' Pension Plan Trustees Of Michigan Electrical Employees' Pension Fund | 2024 | |
| Northwell Health Pension Plan Northwell Health, Inc. | 2024 | |
| Local 804 I.B.T. And Local 447 I.A.M. Ups Multi Employer Retirement Plan Bd Of Trustees Loc. 804 & Loc. 447 Multi Employer Ret. Plan | 2024 | |
| Interhealth Corp. Retirement Plan Pih Health | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Norman Ross | President/Chief Compliance Officer/Chief Investment Officer | CFA | May 2005 (21y) | 50% – 75% |
| Eric V. Maxwell | Senior Vice President | Nov 2011 (15y) | 10% – 25% | |
| Rowe, Robert, E. | Managing Member | Feb 2019 (8y) | ≈ 3.75% – 10% via Acadiana Accounting, Llc | |
| Breaux, Phillip | Managing Member | Jul 2019 (7y) | ≈ 3.75% – 10% via Entourage Eagle Investments, Llc | |
| Curry, Derek, M. | Managing Member | Jul 2019 (7y) | ≈ 7.5% – 25% via Derek Investments, Llc | |
| Heap, Jr., Gerald, A. | Managing Member | Jul 2019 (7y) | ≈ 3.75% – 10% via Entourage Eagle Investments #3, Llc | |
| Ross, Glen, C. | Managing Member | Jul 2019 (7y) | ≈ 3.75% – 10% via Entourage Eagle Investments #2, Llc | |
| Rohm, Michael, William | Managing Member | Jun 2020 (6y) | GP / trustee / elected manager of Mwr Investments Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Derek Investments, Llc | Owner | Jul 2019 | A | 10% – 25% |
| Mwr Investments Llc | Owner | Jun 2020 | A | 10% – 25% |
| Entourage Eagle Investments, Llc | Owner | Jul 2019 | A | 5% – 10% |
| Entourage Eagle Investments #2, Llc | Owner | Jul 2019 | A | 5% – 10% |
| Entourage Eagle Investments #3, Llc | Owner | Jul 2019 | A | 5% – 10% |
| Acadiana Accounting, Llc | Owner | Jul 2019 | A | 5% – 10% |
Estimated effective ownership (look-through of filed bands):
- Rowe, Robert, E.: 75% – 100% of Acadiana Accounting, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Breaux, Phillip: 75% – 100% of Entourage Eagle Investments, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Curry, Derek, M.: 75% – 100% of Derek Investments, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Heap, Jr., Gerald, A.: 75% – 100% of Entourage Eagle Investments #3, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Ross, Glen, C.: 75% – 100% of Entourage Eagle Investments #2, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (27)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Plumbers Local 9 Pension Plan | Plumbers Local 9 Pension Fund | 738 | $308M | 07/01/2024 |
| I.A. Of M. Motor City Pension Fund | Intl' Assoc' Machin Motor City Pens | 28 | $117M | 07/01/2024 |
| Equity League Pension Trust Fund | Board Of Trustees Of The Equity League Pension Trust Fund | 22,180 | $2.4B | 06/01/2024 |
| Sheet Metal Workers Local Union No. 80 Pension Fund | Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund | 1,348 | $422M | 06/01/2024 |
| Ua Plumbers Local 24 Pension Fund | Plumbers Pension Fund Local 24 Board Of Trustees | 569 | $208M | 05/01/2024 |
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan | Trustees Of Sheet Metal Workers Local 33 Pension Plan | 457 | $200M | 05/01/2024 |
| Refrigeration, A/C & Service Div. (Ua Nj) Pension Plan | Refrigeration, A/C & Service Div. (Ua Nj) Pension Fund | 1,868 | $410M | 03/01/2024 |
| Westside Transit Lines A.T.U. Pension Plan | Transdev Services, Inc. | 106 | $14.3M | 03/01/2024 |
| Local 522 Pension Fund | Board Of Trustees Of Local 522 Pension Fund | 846 | $123M | 02/01/2024 |
| Ubs Financial Services Inc. Pension Plan | Ubs Financial Services Inc. | 877 | $579M | 01/01/2024 |
| Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust | Ubs Financial Services Inc. | 139 | $57.3M | 01/01/2024 |
| United Steelworkers International Union Staff Pension Plan | United Steel, Paper And Forestry, Rubber, Manufacturing, Energy, Allie | 702 | $789M | 01/01/2024 |
| Ubs 401(k) Plan Trust | Ubs Ag | 24,260 | $10.2B | 01/01/2024 |
| Conmed Corporation Retirement Pension Plan | Conmed Corporation | 383 | $65.7M | 01/01/2024 |
| The Citigroup Pension Plan | Citigroup Inc. | 14,217 | $10.0B | 01/01/2024 |
| Nxp 401(k) Retirement Plan | Nxp Usa, Inc. | 4,779 | $3.8B | 01/01/2024 |
| Annuity Fd Of The Iuoe Local Union 94, 94 A, 94 B Afl Cio | Bd Of Trustees Annuity Fund Of The Iuoe Lcl Union 94, 94 A, 94 B Afl Cio | 5,885 | $1.8B | 01/01/2024 |
| Iron Workers Locals 40, 361 & 417 Pension Fund | Board Of Trustees Iron Workers Locals 40, 361 & 417 Pension Fund | 1,826 | $729M | 01/01/2024 |
| Munson Retirement Plan | Munson Healthcare | 740 | $371M | 01/01/2024 |
| Bryce Corporation Pension Plan | Bryce Corporation | 138 | $22.0M | 01/01/2024 |
| Bronson Healthcare Retirement Plan | Bronson Healthcare Group, Inc. | 2,015 | $318M | 01/01/2024 |
| The Art Institute Of Chicago Pension Plan | The Art Institute Of Chicago | 164 | $124M | 01/01/2024 |
| American Commercial Barge Line Llc Pension Plan | American Commercial Barge Line Llc | 188 | $171M | 01/01/2024 |
| Michigan Electrical Employees' Pension Plan | Trustees Of Michigan Electrical Employees' Pension Fund | 2,271 | $545M | 01/01/2024 |
| Northwell Health Pension Plan | Northwell Health, Inc. | 26,078 | $2.8B | 01/01/2024 |
Top 25 of 27 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (4)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Unidel Foundation Inc | Public charity | $485M | 12/31/2024 |
| Laborers Metropolitan Detroit Health And Welfare Fund | Public charity | $83.8M | 09/30/2024 |
| Jewish Communal Fund | Public charity | $3.0B | 06/30/2024 |
| Keswick Foundation Inc | Public charity | $248M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/14/2026 | 962 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $359M (79% of AUM) Feb 2026
- Gulf Coast Bank & Trust Company $80.1M (18% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 14, 2026.
View current Form ADV (SEC/IAPD) ↗