Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust
Sponsored by Ubs Financial Services Inc. · EIN 132638166 · Plan #003
- Total assets
- $57.3M
- Net assets
- $57.3M
- Active participants
- 139
- With balances
- 209
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Eagle Capital Management, Llc CRD 110177 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Eagle Capital Management, Llc | Investment management, Direct payment from the plan, Soft dollars commissions | $11,234 |
| Pershing Llc | Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions | $0 |
| Alight Financial Solutions, Llc | Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees | $0 |